Initial Statement of Beneficial Ownership (3)
August 08 2018 - 4:45PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
McLean Kerry J
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2. Date of Event Requiring Statement (MM/DD/YYYY)
8/1/2018
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3. Issuer Name
and
Ticker or Trading Symbol
INTUIT INC [INTU]
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(Last)
(First)
(Middle)
C/O INTUIT INC., 2700 COAST AVENUE
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
SVP, General Counsel /
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(Street)
MOUNTAIN VIEW, CA 94043
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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2530
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Non-Qualified Stock Option (right to buy)
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7/24/2017
(1)
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7/23/2021
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Common Stock
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12176
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$82.59
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D
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Non-Qualified Stock Option (right to buy)
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7/23/2018
(1)
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7/22/2022
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Common Stock
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20543
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$107.25
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D
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Non-Qualified Stock Option (right to buy)
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(2)
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7/20/2023
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Common Stock
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23303
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$113.19
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D
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Non-Qualified Stock Option (right to buy)
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(3)
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7/19/2024
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Common Stock
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19237
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$135.35
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D
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Non-Qualilfied Stock Option (right to buy)
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(4)
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7/25/2025
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Common Stock
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14771
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$216.64
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D
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Restricted Stock Unit
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7/1/2019
(5)
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(6)
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Common Stock
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1325
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(7)
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D
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Restricted Stock Unit
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(8)
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(6)
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Common Stock
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2424
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(7)
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D
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Restricted Stock Unit
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(9)
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(6)
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Common Stock
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3461
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(7)
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D
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Restricted Stock Unit (performance-based vesting)
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(10)
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(6)
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Common Stock
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6891
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(7)
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D
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Restricted Stock Unit (MSPP Purchased Award)
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8/12/2019
(11)
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(6)
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Common Stock
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254
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(7)
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D
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Restricted Stock Unit (MSPP Matching Award)
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8/12/2019
(5)
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(6)
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Common Stock
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254
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(7)
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D
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Restricted Stock Unit (MSPP Purchased Award)
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8/11/2020
(11)
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(6)
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Common Stock
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197
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(7)
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D
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Restricted Stock Unit (MSPP Matching Award)
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8/11/2020
(5)
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(6)
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Common Stock
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197
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(7)
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D
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Explanation of Responses:
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(1)
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Represents final vesting date for all options under this award.
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(2)
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One third of the 23,303 options granted on 7/21/2016 vested on 7/21/2017 and thereafter 2.778% of the options vest monthly such that the award is fully vested on the third anniversary of the grant date.
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(3)
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One third of the 19,237 options granted on 7/20/2017 vested on 7/20/2018 and thereafter 2.778% of the options vest monthly such that the award is fully vested on the third anniversary of the grant date.
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(4)
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25% of the 14,771 options granted on 7/26/2018 will vest on 7/26/2019 and thereafter 2.083% of the options vest monthly such that the award is fully vested on the fourth anniversary of the grant date.
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(5)
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Represents vesting date for Restricted Stock Units.
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(6)
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Restricted Stock Units do not expire; they either vest or are canceled prior to vest date.
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(7)
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1-for-1
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(8)
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1,212 RSUs vest on each of 7/1/2019 and 7/1/2020.
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(9)
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25% of the RSUs vest on 7/1/2019 and thereafter for the next 3 years 6.25% vest on the following October 1, December 31, April 1, and July 1.
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(10)
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The target number of units subject to the award is presented in the table; the number that vest may be 0%-200% of this number ("awarded units"), depending upon performance. Following the achievement by the issuer of certain total shareholder return objectives; the awarded units will vest on 9/1/2021. Vested RSUs will be paid in an equal number of shares of Intuit Inc. common stock.
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(11)
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Represents release date for Restricted Stock Unit (MSPP Purchased Award).
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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McLean Kerry J
C/O INTUIT INC.
2700 COAST AVENUE
MOUNTAIN VIEW, CA 94043
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SVP, General Counsel
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Signatures
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/s/ Tyler Cozzens, by power-of-attorney
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8/8/2018
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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