Exhibit
No. 3
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS
(to
be sent to the relevant issuer and to the FCA in Microsoft Word
format if possible)
i
|
|
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attached
ii
:
|
Barclays PLC
|
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X"
if appropriate)
|
Non-UK issuer
|
|
2. Reason for the notification
(please mark the appropriate
box or boxes with an "X")
|
An
acquisition or disposal of voting rights
|
X
|
An
acquisition or disposal of financial instruments
|
|
An
event changing the breakdown of voting rights
|
|
Other
(please specify)
iii
:
|
|
3. Details of person subject to the notification
obligation
iv
|
Name
|
BlackRock,
Inc.
|
City
and country of registered office (if applicable)
|
Wilmington,
DE, USA
|
4. Full name of shareholder(s)
(if different from
3.)
v
|
Name
|
|
City
and country of registered office (if applicable)
|
|
5. Date on which the threshold was crossed or
reached
vi
:
|
06/03/2018
|
6.
Date on which issuer notified
(DD/MM/YYYY):
|
07/03/2018
|
7. Total positions of person(s) subject to the notification
obligation
|
|
% of
voting rights attached to shares (total of 8. A)
|
% of
voting rights through financial instruments(total of 8.B 1 + 8.B
2)
|
Total
of both in % (8.A + 8.B)
|
Total
number of voting rights of issuer
vii
|
Resulting
situation on the date on which threshold was crossed or
reached
|
6.07%
|
0.02%
|
6.10%
|
17,066,394,019
|
Position
of previous notification (if
applicable)
|
3.79%
|
2.30%
|
6.10%
|
|
|
|
|
|
|
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached
viii
|
A: Voting rights attached to shares
|
Class/type ofshares
ISIN
code (if possible)
|
Number of voting rights
ix
|
% of voting rights
|
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
GB0031348658
|
|
1,037,472,421
|
|
6.07%
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. A
|
1,037,472,421
|
6.07%
|
|
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
Type of financial instrument
|
Expirationdate
x
|
Exercise/Conversion Period
xi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
Securities
Lending
|
|
|
3,035,529
|
0.01%
|
|
|
|
|
|
|
SUBTOTAL 8. B 1
|
3,035,529
|
0.01%
|
|
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
Type of financial instrument
|
Expirationdate
x
|
Exercise/Conversion Period
xi
|
Physical or cash
settlement
xii
|
Number of voting rights
|
% of voting rights
|
CFD
|
|
|
Cash
|
1,172,705
|
0.00%
|
Physically
Settled Call Option
|
16/03/2018
|
|
Physical
|
229,000
|
0.00%
|
Physically
Settled Call Option
|
16/03/2018
|
|
Physical
|
108,000
|
0.00%
|
Physically
Settled Put Option
|
16/03/2018
|
|
Physical
|
11,000
|
0.00%
|
Physically
Settled Put Option
|
20/04/2018
|
|
Physical
|
8,000
|
0.00%
|
|
SUBTOTAL 8.B.2
|
1,528,705
|
0.00%
|
9. Information in relation to the person subject to the
notification obligation
(please mark the
applicable
box with an "X")
|
Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer
xiii
|
|
Full
chain of controlled undertakings through which the voting rights
and/or thefinancial instruments are effectively held starting with
the ultimate controlling natural person or legal entity
xiv
(please add additional rows as
necessary)
|
X
|
Name
xv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
See
Attachment
|
|
|
|
|
10. In case of proxy voting, please identify:
|
Name of
the proxy holder
|
|
The
number and % of voting rights held
|
|
The
date until which the voting rights will be held
|
|
|
11. Additional information
xvi
|
BlackRock
Regulatory Threshold Reporting Team Jana
Blumenstein
020
7743 3650
|
|
|
|
|
|
Place of completion
|
12
Throgmorton Avenue, London, EC2N 2DL, U.K.
|
Date of completion
|
7
March, 2018
|
Section 9 Attachment
Name
xv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Holdco 3, LLC
|
|
|
|
BlackRock
Canada Holdings LP
|
|
|
|
BlackRock
Canada Holdings ULC
|
|
|
|
BlackRock
Asset Management Canada Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Group Limited
|
|
|
|
BlackRock
Advisors (UK) Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Australia Holdco Pty. Ltd.
|
|
|
|
BlackRock
Investment Management (Australia) Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
(Singapore) Holdco Pte. Ltd.
|
|
|
|
BlackRock
HK Holdco Limited
|
|
|
|
BlackRock
Asset Management North Asia Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Group Limited
|
|
|
|
BlackRock
Investment Management (UK) Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
Holdco 4, LLC
|
|
|
|
BlackRock
Holdco 6, LLC
|
|
|
|
BlackRock
Delaware Holdings Inc.
|
|
|
|
BlackRock
Fund Advisors
|
|
|
|
BlackRock
Institutional Trust Company, National Association
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
Holdco 4, LLC
|
|
|
|
BlackRock
Holdco 6, LLC
|
|
|
|
BlackRock
Delaware Holdings Inc.
|
|
|
|
BlackRock
Fund Advisors
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Group Limited
|
|
|
|
BlackRock
Investment Management (UK) Limited
|
|
|
|
BlackRock
Asset Management Deutschland AG
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Group Limited
|
|
|
|
BlackRock
International Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
(Singapore) Holdco Pte. Ltd.
|
|
|
|
BlackRock
HK Holdco Limited
|
|
|
|
BlackRock
Lux Finco S.a.r.l.
|
|
|
|
BlackRock
Trident Holding Company Limited
|
|
|
|
BlackRock
Japan Holdings GK
|
|
|
|
BlackRock
Japan Co., Ltd.
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
Trident
Merger, LLC
|
|
|
|
BlackRock
Investment Management, LLC
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
Capital Holdings, Inc.
|
|
|
|
BlackRock
Advisors, LLC
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
(Singapore) Holdco Pte. Ltd.
|
|
|
|
BlackRock
(Singapore) Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Group Limited
|
|
|
|
BlackRock
(Netherlands) B.V.
|
|
|
|
|
|
|
|
|
|
|
|
Exhibit
No. 4
8 March
2018
Barclays PLC - Scrip Reference Share Price
Barclays
PLC (the 'Company') offers shareholders the opportunity to receive
ordinary shares of 25 pence each in the Company ('Ordinary
Shares'), credited as fully paid, in place of cash dividends by
participating in its Scrip Dividend Programme (the
'Programme').
On 22
February 2018, the Company announced a final dividend of 2.0 pence
per Ordinary Share for the year ended 31 December 2017, payable on
5 April 2018 (the 'Final Dividend'). The Scrip reference share
price for those who are, or who will elect to become, participants
in the Programme in respect of the Final Dividend is 209.21 pence.
The deadline for applications under the Programme in respect of the
Final Dividend is 4.30pm (UK time) on Friday, 16 March
2018.
The
Scrip reference share price is the average of the closing middle
market quotations for Ordinary Shares, derived from the London
Stock Exchange Daily Official List, for the five consecutive
business days from 1 March 2018 to 7 March 2018
(inclusive).
For
further information, please contact:
Our
Registrar, Equiniti:
0371
384 2055*
+44
(0)121 415 7004
*Lines are open 8.30am to 5.30pm (UK time), Mondays to Fridays,
excluding Public Holidays in England and Wales.
|
Investor RelationsMedia RelationsKathryn McLelandTom Hoskin+44 (0)
20 7116 4943+44 (0) 20 7116 6927
|
|
|
Exhibit
No. 5
08
March 2018
Barclays PLC
IFRS 9 Transition Note
The
IFRS 9 Transition Note (the "Note"), for Barclays PLC has been
published on our website,
www.home.barclays/barclays-investor-relations/results-and-reports/results
The Note is designed to assist the reader in understanding the
impact on Barclays Group of the adoption of IFRS 9
Financial
Instruments
, which replaces IAS
39
Financial Instruments:
Recognition and Measurement
,
and is effective from 1 January 2018. The Note provides a movement
analysis from IAS 39 reported numbers as included in the Barclays
PLC Annual Report 2017 to IFRS 9 numbers adopted from 1 January
2018.
Ends
For
further information please contact:
Investor
Relations
|
Media
Relations
|
Kathryn
McLeland
|
Tom
Hoskin
|
+44 (0)
20 7116 4943
|
+44 (0)
20 7116 6927
|
About Barclays
Barclays
is a transatlantic consumer and wholesale bank offering products
and services across personal, corporate and investment banking,
credit cards and wealth management, with a strong presence in our
two home markets of the UK and the US.
With
over 325 years of history and expertise in banking, Barclays
operates in over 40 countries and employs approximately 80,000
people. Barclays moves, lends, invests and protects money for
customers and clients worldwide.
For further information about Barclays, please visit our
website
www.barclays.com
Exhibit
No. 6
9 March
2018
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Laura
Padovani
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Interim
Group Chief Compliance Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
Shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group Share Incentive Plan notified
Barclays PLC that it acquired and now holds Shares on behalf of the
individual described above. The Shares acquired include an
allocation of Shares as matching shares.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.0972
|
48
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-07
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
Exhibit
No. 7
09
March 2018
Barclays PLC
Barclays Bank PLC
Court approval granted for Barclays' Ring-Fencing Transfer
Scheme
The "ring-fencing" of day-to-day banking services is one of the
reforms brought in by the UK government, aiming to strengthen the
UK financial system following the financial crisis that began in
2008.
Barclays intends to satisfy this requirement by setting up a
ring-fenced bank, Barclays Bank UK PLC, which will be separate from
Barclays Bank PLC. The two entities will operate alongside, but
independently from, one another as part of the Barclays Group under
Barclays PLC.
Barclays has sought approval from the Prudential Regulation
Authority and the High Court of Justice of England and Wales (the
"Court") to complete the restructuring, outlined above, using a
legal process called a Ring-Fencing Transfer Scheme (the "Scheme")
under Part VII of the Financial Services and Markets Act
2000. The approval was granted by the Court on 9 March 2018
via a Court Order.
Barclays now expects to implement the restructuring and fully
establish the ring-fenced bank in April 2018, ahead of the 1
January 2019 legislative deadline for implementation of
ring-fencing.
Ends
For
further information please contact:
Investor
Relations
|
Media
Relations
|
Kathryn
McLeland
|
Tom
Hoskin
|
+44 (0)
20 7116 4943
|
+44
(0) 20 7116 6927
|
About Barclays
Barclays
is a transatlantic consumer and wholesale bank offering products
and services across personal, corporate and investment banking,
credit cards and wealth management, with a strong presence in our
two home markets of the UK and the US.
With
over 325 years of history and expertise in banking, Barclays
operates in over 40 countries and employs approximately 80,000
people. Barclays moves, lends, invests and protects money for
customers and clients worldwide.
For further information about Barclays, please visit our
website
www.barclays.com
This
announcement contains certain forward-looking statements within the
meaning of Section 21E of the US Securities Exchange Act of 1934,
as amended, and Section 27A of the US Securities Act of 1933, as
amended. Barclays cautions readers that no forward-looking
statement is a guarantee of future performance and that actual
results or other financial condition or performance measures could
differ materially from those contained in the forward-looking
statements. These forward-looking statements can be identified by
the fact that they do not relate only to historical or current
facts. Forward-looking statements use words such as 'may', 'will',
'seek', 'continue', 'aim', 'anticipate', 'target', 'projected',
'expect', 'estimate', 'intend', 'plan', 'goal', 'believe',
'achieve', or other words of similar meaning. These statements and
estimates are based on the current assumptions, beliefs and
expectations of Barclays' management. By their nature,
forward-looking statements involve risk and uncertainty because
they relate to future events and circumstances.
Subject
to our obligations under applicable law and regulation, we
undertake no obligations to update publicly or review any
forward-looking statements, whether as a result of new information
or otherwise.
The
reader should, however, consult any additional disclosures that
Barclays has made or may make in documents it has published or may
publish via the Regulatory News Service of the London Stock
Exchange and/or has filed or may file with the US Securities and
Exchange Commission.
Exhibit
No. 8
Notice of Redemption and Cancellation of Listing to the Holders
of
Barclays Bank PLC
USD 2,000,000,000 (Outstanding USD 98,594,000) 7.70% Undated
Subordinated Notes
(the "Notes")
ISIN Code (Reg S Notes): XS0360950249
ISIN Code (144A Notes): US06739HAA59
CUSIP (144A Notes): 60739HAA5
NOTICE
IS HEREBY GIVEN by Barclays Bank PLC (the "
Company
") that the Company will fully
redeem all of the outstanding Notes on 25 April 2018 (the
"
Redemption Date
"), in
accordance with the terms and conditions of the Notes. The
outstanding Notes will be redeemed on the Redemption Date at a
price equal to 100 per cent. of their principal amount plus accrued
but unpaid interest from, and including, 25 October 2017 to, but
excluding, the Redemption Date. Accordingly, the listing of the
Notes on the Official List of the FCA and the admission of the
Notes to trading on the Regulated Market of the London Stock
Exchange plc will be cancelled on, or shortly after, 26 April
2018.
Barclays Bank PLC
9 March
2018
Exhibit
No. 9
Notice of Redemption and Cancellation of Listing to the Holders
of
Barclays Bank PLC
USD 1,000,000,000 7.75% Fixed to Fixed Rate Contingent Capital
Notes due April 2023 Callable April 2018
(the "Notes")
ISIN: US06739FHK03
CUSIP 06739FHK0
NOTICE
IS HEREBY GIVEN by Barclays Bank PLC (the "
Company
") that the Company will fully
redeem all of the outstanding Notes on 10 April 2018 (the
"
Redemption Date
"), in
accordance with the terms and conditions of the Notes. The
outstanding Notes will be redeemed on the Redemption Date at a
price equal to 100 per cent. of their principal amount plus accrued
but unpaid interest from, and including, 10 October 2017 to, but
excluding, the Redemption Date. Accordingly, the listing of the
Notes on the Official List of the FCA and the admission of the
Notes to trading on the Regulated Market of the London Stock
Exchange plc will be cancelled on, or shortly after, 11 April
2018.
Barclays Bank PLC
9 March
2018
Exhibit
No. 10
12 March
2018
Barclays
PLC
NOTIFICATION
OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITIES
The
attached individual notifications made on behalf of PDMRs under
article 19.1 of the Market Abuse Regulation ('MAR') relate to
transactions made on behalf of the Chairman and the non-executive
Directors in Barclays PLC shares.
This
announcement is made in accordance with Article 19.3 of
MAR.
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Mike
Ashley
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Non-executive
Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for non-executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£2.113
per Share
|
4,506
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tim
Breedon
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Non-executive
Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for non-executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£2.113
per Share
|
4,359
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Sir Ian
Cheshire
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Non-executive
Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for non-executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£2.113
per Share
|
4,786
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Mary
Francis
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Non-executive
Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for non-executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£2.113
per Share
|
4,262
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Crawford
Gillies
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Non-executive
Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for non-executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£2.113
per Share
|
4,485
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Sir
Gerry Grimstone
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Deputy
Chairman and Senior Independent Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for non-executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£2.113
per Share
|
4,592
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Reuben
Jeffery
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Non-executive
Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for non-executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£2.113
per Share
|
6,582
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Matthew
Lester
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Non-executive
Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for non-executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£2.113
per Share
|
3,972
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
John
McFarlane
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Chairman
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for non-executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£2.113
per Share
|
15,086
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Dambisa
Moyo
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Non-executive
Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for non-executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£2.113
per Share
|
4,773
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Diane
Schueneman
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Non-executive
Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for non-executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£2.113
per Share
|
6,702
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Mike
Turner
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Non-executive
Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for non-executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£2.113
per Share
|
1,405
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
For further information please contact:
Investor Relations
|
Media Relations
|
Kathryn McLeland
|
Tom Hoskin
|
+44 (0)20 7116 4943
|
+44 (0)20 7116 4755
|
Exhibit
No. 11
12
March 2018
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
Barclays PLC (the
"Company") announces certain transactions by persons discharging
managerial responsibility ("PDMRs") in ordinary shares of the
Company with a nominal value of 25 pence each
("Shares").
1.
On 8 March 2018 the Company granted conditional awards to acquire
Shares under:
a.
the Barclays Long Term Incentive Plan ("LTIP");
b.
the Barclays Group Share Value Plan ("SVP"); and
c.
the Barclays Group Deferred Share Value Plan ("DSVP"),
in
respect of the deferred Share portion of PDMRs' variable
remuneration for 2017. These awards are subject to continued
employment over the deferral period and, in the case of the LTIP,
also to the satisfaction of performance conditions over the 3 year
performance period (2018 - 2020).
Director/ PDMR
|
SVP/DSVP
(Shares)
|
LTIP
(Shares)
|
Total Gross (Shares)
|
Gross value at award (£)
|
Net value at award (£)
|
Jes Staley
|
374,131
|
1,853,891
|
2,228,022
|
£3,960,200
|
n/a
|
Tushar Morzaria
|
195,223
|
1,248,980
|
1,444,203
|
£2,567,000
|
n/a
|
Paul Compton
|
1,081,777
|
|
1,081,777
|
£2,075,000
|
n/a
|
Bob Hoyt
|
304,982
|
|
304,982
|
£585,000
|
n/a
|
Laura Padovani
|
36,493
|
|
36,493
|
£70,000
|
n/a
|
Tristram Roberts
|
221,568
|
|
221,568
|
£425,000
|
n/a
|
Tim Throsby
|
1,575,290
|
|
1,575,290
|
£2,800,000
|
n/a
|
Ashok Vaswani
|
548,538
|
|
548,538
|
£975,000
|
n/a
|
C.S. Venkatakrishnan
|
309,432
|
|
309,432
|
£550,000
|
n/a
|
Total
|
4,647,434
|
3,102,871
|
7,750,305
|
£14,007,200
|
n/a
|
The
number of Shares awarded is based on the 10 a.m. Share price on the
London Stock Exchange on 8 March 2018 of £2.1115, discounted
to reflect the absence of dividend equivalents during the deferral
period.
2.
On 8 March 2018 the trustee of the Barclays Group (PSP) Employees'
Benefit Trust ("Trustee") notified the Company that on that date it
delivered Shares in respect of the delivery of the non-deferred
Share portion of PDMRs' variable remuneration for 2017 (the Share
Incentive Award (Holding Period) Shares ("SIA (HP)")). The Shares
are subject to a 12 month holding period during which they cannot
be charged, pledged, transferred or otherwise
encumbered.
Director/ PDMR
|
Gross - SIA (HP) (Shares)
|
Net - SIA (HP) (Shares)
|
Gross value (£)
|
Net value (£)
|
Jes Staley
|
94,719
|
39,715
|
£200,000
|
£83,859
|
Tushar Morzaria
|
94,719
|
50,201
|
£200,000
|
£106,000
|
Paul Compton
|
94,719
|
42,367
|
£200,000
|
£89,458
|
Bob Hoyt
|
94,719
|
50,201
|
£200,000
|
£106,000
|
Laura Padovani
|
49,727
|
26,355
|
£105,000
|
£55,649
|
Tristram Roberts
|
94,719
|
50,201
|
£200,000
|
£106,000
|
Tim Throsby
|
94,719
|
50,201
|
£200,000
|
£106,000
|
Ashok Vaswani
|
94,719
|
50,201
|
£200,000
|
£106,000
|
C.S. Venkatakrishnan
|
94,719
|
43,883
|
£200,000
|
£92,659
|
Total
|
807,479
|
403,325
|
£1,705,000
|
£851,625
|
The
number of Shares delivered is based on the 10 a.m. Share price on
the London Stock Exchange on 8 March 2018 of
£2.1115.
3.
On 8 March 2018 the Trustee notified the Company that on that date
it delivered Shares in respect of the quarterly payment of the
Share element of PDMRs' fixed remuneration for the three month
period to 31 March 2018. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year).
Director/ PDMR
|
Gross - Fixed Pay (Shares)
|
Net - Fixed Pay (Shares)
|
Gross value (£)
|
Net value (£)
|
Jes Staley
|
139,119
|
58,332
|
£293,750
|
£123,168
|
Tushar Morzaria
|
97,679
|
51,769
|
£206,250
|
£109,310
|
Paul Compton
|
130,239
|
58,255
|
£275,000
|
£123,005
|
Bob Hoyt
|
112,479
|
59,613
|
£237,500
|
£125,873
|
Tristram Roberts
|
68,079
|
36,081
|
£143,750
|
£76,185
|
Tim Throsby
|
230,878
|
122,365
|
£487,500
|
£258,374
|
Ashok Vaswani
|
82,879
|
43,925
|
£175,000
|
£92,748
|
C.S. Venkatakrishnan
|
112,479
|
52,111
|
£237,500
|
£110,032
|
Total
|
973,831
|
482,451
|
£2,056,250
|
£1,018,695
|
The
number of Shares delivered is based on the 10 a.m. Share price on
the London Stock Exchange on 8 March 2018 of
£2.1115.
4.
On 8 March 2018 the Trustee notified the Company that on that date
it delivered Shares in respect of the release of Share awards
granted in prior years (including the buy-out of former-employer
awards forfeited on joining Barclays) under:
a.
the LTIP;
b.
the SVP;
c.
Schedule 1 to the SVP ("JSVP");
d.
the DSVP; and
e.
Schedule 1 to the DSVP ("JDSVP").
Director/ PDMR
|
SVP/DSVP (Shares)
|
JSVP/JDSVP (Shares)
|
LTIP 2015-2017 (Shares)
|
Total Gross (Shares)
|
Total net (Shares)
|
Gross value (£)
|
Net value (£)
|
Tushar Morzaria
|
162,916
|
33,055
|
464,884
|
660,855
|
350,251
|
£1,395,395
|
£739,555
|
Paul Compton
|
196,597
|
2,055,423
|
0
|
2,252,020
|
1,007,328
|
£4,755,140
|
£2,126,973
|
Bob Hoyt
|
247,896
|
0
|
0
|
247,896
|
131,794
|
£523,432
|
£278,283
|
Laura Padovani
|
13,441
|
37,229
|
0
|
50,670
|
26,854
|
£106,990
|
£56,702
|
Tristram Roberts
|
133,173
|
0
|
0
|
133,173
|
70,580
|
£281,195
|
£149,030
|
Tim Throsby
|
0
|
4,275,076
|
0
|
4,275,076
|
2,265,790
|
£9,026,823
|
£4,784,216
|
Ashok Vaswani
|
270,829
|
0
|
0
|
270,829
|
143,538
|
£571,855
|
£303,080
|
C.S. Venkatakrishnan
|
0
|
837,741
|
0
|
837,741
|
388,125
|
£1,768,890
|
£819,526
|
Total
|
1,024,852
|
7,238,524
|
464,884
|
8,728,260
|
4,384,260
|
£18,429,721
|
£9,257,365
|
The
number of Shares delivered is based on the 10 a.m. Share price on
the London Stock Exchange on 8 March 2018 of
£2.1115.
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Jes
Staley
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Chief Executive
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over seven years.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£0.00
|
374,131
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tushar Morzaria
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Finance Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over seven years.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£0.00
|
195,223
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Paul
Compton
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Chief Operating Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Deferred Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over five years.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£0.00
|
1,081,777
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Bob
Hoyt
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
General Counsel
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Deferred Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over five years.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£0.00
|
304,982
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Laura
Padovani
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Interim
Group Chief Compliance Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Deferred Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over five years.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£0.00
|
36,493
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tristram
Roberts
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
HR Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Deferred Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over five years.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£0.00
|
221,568
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tim
Throsby
|
2
|
Reason for the notification
|
a)
|
Position/status
|
President,
Barclays International and Chief Executive Officer, Corporate and
Investment Bank
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Deferred Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over seven years.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£0.00
|
1,575,290
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Ashok
Vaswani
|
2
|
Reason for the notification
|
a)
|
Position/status
|
CEO,
Barclays UK
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Deferred Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over seven years.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£0.00
|
548,538
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
C
.
S. Venkatakrishnan
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief
Risk Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Deferred Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over seven years.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s): Number of Shares received
|
£0.00
|
309,432
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Jes
Staley
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Chief Executive
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Long Term Incentive Plan
(the "Award"). Shares under the Award typically vest in five
tranches over seven years, subject to performance conditions being
met.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£0.00
|
1,853,891
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tushar Morzaria
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Finance Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Long Term Incentive Plan
(the "Award"). Shares under the Award typically vest in five
tranches over seven years subject to performance conditions being
met.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£0.00
|
1,248,980
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Jes
Staley
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Chief Executive
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise
encumbered.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
94,719
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tushar Morzaria
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Finance Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise
encumbered.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
94,719
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Paul
Compton
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Chief Operating Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period lifting
during which they cannot be charged, pledged or otherwise
encumbered.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
94,719
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Bob
Hoyt
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
General Counsel
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise
encumbered.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
94,719
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Laura
Padovani
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Interim
Group Chief Compliance Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise
encumbered.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
49,727
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tristram
Roberts
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
HR Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise
encumbered.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
94,719
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tim
Throsby
|
2
|
Reason for the notification
|
a)
|
Position/status
|
President,
Barclays International and Chief Executive Officer, Corporate and
Investment Bank
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise
encumbered.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
94,719
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Ashok
Vaswani
|
2
|
Reason for the notification
|
a)
|
Position/status
|
CEO,
Barclays UK
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise
encumbered.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
94,719
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
C
.
S. Venkatakrishnan
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief
Risk Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise
encumbered.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
94,719
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Jes
Staley
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Chief Executive
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 31 March 2018. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
139,119
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tushar Morzaria
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Finance Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 31 March 2018. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
97,679
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Paul
Compton
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Chief Operating Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 31 March 2018. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
130,239
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Bob
Hoyt
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
General Counsel
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 31 March 2018. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
112,479
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tristram
Roberts
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
HR Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 31 March 2018. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
68,079
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tim
Throsby
|
2
|
Reason for the notification
|
a)
|
Position/status
|
President,
Barclays International and Chief Executive Officer, Corporate and
Investment Bank
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 31 March 2018. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
230,878
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Ashok
Vaswani
|
2
|
Reason for the notification
|
a)
|
Position/status
|
CEO,
Barclays UK
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 31 March 2018. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
82,879
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
C
.
S. Venkatakrishnan
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief
Risk Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 31 March 2018. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
112,479
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tushar Morzaria
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Finance Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Share Value Plan ("SVP").
The Shares are subject to a holding period with restrictions
lifting after six months.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
162,916
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Paul
Compton
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Chief Operating Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Deferred Share Value Plan
("DSVP"). The Shares are subject to a holding period with
restrictions lifting after six months.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
196,597
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Bob
Hoyt
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
General Counsel
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Deferred Share Value Plan
("DSVP"). The Shares are subject to a holding period with
restrictions lifting after six months.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
247,896
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tristram
Roberts
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
HR Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Deferred Share Value Plan
("DSVP"). The Shares are subject to a holding period with
restrictions lifting after six months.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s): Number of Shares received
|
£2.1115
|
133,173
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Laura
Padovani
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Interim
Group Chief Compliance Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Deferred Share Value Plan
("DSVP"). The Shares are subject to a holding period with
restrictions lifting after six months.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
13,441
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Ashok
Vaswani
|
2
|
Reason for the notification
|
a)
|
Position/status
|
CEO,
Barclays UK
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Deferred Share Value Plan
("DSVP"). The Shares are subject to a holding period with
restrictions lifting after six months.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
270,829
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tushar Morzaria
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Finance Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employee Benefit Trust
delivered Shares to the individual set out above to satisfy the
release of Shares subject to an award made under Schedule 1 to the
Barclays Group Share Value Plan.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
33,055
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Paul
Compton
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Chief Operating Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employee Benefit Trust
delivered Shares to the individual set out above to satisfy the
release of Shares subject to awards made under Schedule 1 to the
Barclays Group Deferred Share Value Plan and Barclays Group Share
Value Plan.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
2,055,423
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Laura
Padovani
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Interim
Group Chief Compliance Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employee Benefit Trust
delivered Shares to the individual set out above to satisfy the
release of Shares subject to an award made under Schedule 1 to the
Barclays Group Share Value Plan.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
37,229
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tim
Throsby
|
2
|
Reason for the notification
|
a)
|
Position/status
|
President,
Barclays International and Chief Executive Officer, Corporate and
Investment Bank
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employee Benefit Trust
delivered Shares to the individual set out above to satisfy the
release of Shares subject to an award made under Schedule 1 to the
Barclays Group Deferred Share Value Plan.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
4,275,076
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
C
.
S. Venkatakrishnan
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief
Risk Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employee Benefit Trust
delivered Shares to the individual set out above to satisfy the
release of Shares subject to an award made under Schedule 1 to the
Barclays Group Share Value Plan.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1115
|
837,741
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tushar Morzaria
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Finance Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Long Term Incentive Plan.
The Shares are subject to a holding period with restrictions
lifting after two years.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s): Number of Shares received
|
£2.1115
|
464,884
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
For
further information please contact:
Investor Relations
|
Media Relations
|
Kathryn McLeland
|
Tom Hoskin
|
+44 (0)20 7116 4943
|
+44 (0)20 7116 4755
|
Exhibit
No. 12
Publication of Final Terms
The following final terms (the "
Final Terms
") are available for viewing:
Final Terms in relation to Barclays PLC's issue of EUR
55,000,000 2.291 per cent. Notes due August 2029 (to be
consolidated and form a single series with the EUR 60,000,000 2.291
per cent. Notes due August 2029 issued on 11 August 2016) under the
Barclays PLC £60,000,000,000 Debt Issuance
Programme.
Please read the disclaimer below "
Disclaimer - Intended
Addressees
" before attempting
to access this service, as your right to do so is conditional upon
complying with the requirements set out below.
To view the full document, please paste the following URL into the
address bar of your browser.
http://www.rns-pdf.londonstockexchange.com/rns/6102H_1-2018-3-13.pdf
A copy of the Final Terms has been submitted to the National
Storage Mechanism and will shortly be available for inspection
at:
www.morningstar.co.uk/uk/NSM
For further information, please contact:
Barclays Treasury
1 Churchill Place
Canary Wharf
London E14 5HP
DISCLAIMER - INTENDED ADDRESSEES
IMPORTANT
:
You must read the following
before continuing
: The
following applies to the Final Terms available by clicking on the
link above, and you are therefore advised to read this carefully
before reading, accessing or making any other use of the Final
Terms. In accessing the Final Terms, you agree to be bound by the
following terms and conditions, including any modifications to
them, any time you receive any information from us as a result of
such access.
The Final Terms referred to above must be read in conjunction with
(i) the base prospectus dated 1 March 2018 relating to the above
programme (the "
Prospectus
"), which constitutes a base prospectus for the
purposes of the Prospectus Directive (Directive 2003/71/EC, as
amended) and (ii) the conditions which are set forth in the base
prospectus dated 3 August 2016 and incorporated by reference in the
Prospectus.
THE FINAL TERMS MAY NOT BE FORWARDED OR DISTRIBUTED OTHER THAN AS
PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER WHATSOEVER.
THE FINAL TERMS MAY ONLY BE DISTRIBUTED OUTSIDE THE UNITED
STATES TO PERSONS THAT ARE NOT U.S. PERSONS AS
DEFINED IN, AND IN RELIANCE ON, REGULATION S UNDER
THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE
"
SECURITIES
ACT
"). ANY FORWARDING,
DISTRIBUTION OR REPRODUCTION OF THE FINAL TERMS IN WHOLE OR IN PART
IS PROHIBITED. FAILURE TO COMPLY WITH THIS NOTICE MAY RESULT IN A
VIOLATION OF THE SECURITIES ACT OR THE APPLICABLE LAWS OF OTHER
JURISDICTIONS.
NOTHING IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF
SECURITIES FOR SALE IN ANY JURISDICTION. ANY NOTES ISSUED OR TO BE
ISSUED PURSUANT TO THE FINAL TERMS HAVE NOT BEEN, AND WILL NOT BE,
REGISTERED UNDER THE SECURITIES ACT OR THE SECURITIES LAWS OF
ANY STATE OF THE UNITED STATES OR OTHER JURISDICTION. ANY
NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE FINAL TERMS MAY NOT BE
OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT IN AN
OFFSHORE TRANSACTION TO A PERSON THAT IS NOT
A U.S. PERSON IN ACCORDANCE WITH RULE 903 OR RULE 904 OF
REGULATION S UNDER THE SECURITIES ACT.
Please note that the information contained in the Final Terms and
the Prospectus referred to above may be addressed to and/or
targeted at persons who are residents of particular countries
(specified in the Final Terms and/or the Prospectus) only and is
not intended for use and should not be relied upon by any person
outside these countries and/or to whom the offer contained in the
Final Terms and/or the Prospectus is not
addressed.
Prior to relying on the
information contained in the Final Terms and/or Prospectus you must
ascertain from the Final Terms and Prospectus whether or not you
are part of the intended addressees of the information contained
therein.
Confirmation of your Representation
: In order to be eligible to view the Final Terms
or make an investment decision with respect to any Notes issued or
to be issued pursuant to the Final Terms, you must be a person
other than a U.S. person (within the meaning of
Regulation S under the Securities Act). By accessing the Final
Terms, you shall be deemed to have represented that you are not
a U.S. person, and that you consent to delivery of the
Final Terms via electronic publication.
You are reminded that the Final Terms has been made available to
you on the basis that you are a person into whose possession the
Final Terms may be lawfully delivered in accordance with the laws
of the jurisdiction in which you are located and you may not, nor
are you authorised to, deliver the Final Terms to any other
person.
The Final Terms does not constitute, and may not be used in
connection with, an offer or solicitation in any place where offers
or solicitations are not permitted by law. If a jurisdiction
requires that the offering be made by a licensed broker or dealer
and the underwriters or any affiliate of the underwriters is a
licensed broker or dealer in that jurisdiction, the offering shall
be deemed to be made by the underwriters or such affiliate on
behalf of the issuer in such jurisdiction. Under no
circumstances shall the Final Terms constitute an offer to sell, or
the solicitation of an offer to buy, nor shall there be any sale
of any Notes issued or to be issued pursuant to the Final
Terms, in any jurisdiction in which such offer, solicitation
or sale would be unlawful.
The Final Terms has been made available to you in an electronic
form. You are reminded that documents transmitted via this medium
may be altered or changed during the process of electronic
transmission and consequently none of the issuer, its advisers nor
any person who controls any of them nor any director, officer,
employee nor agent of it or affiliate of any such person accepts
any liability or responsibility whatsoever in respect of any
difference between the Final Terms made available to you in
electronic format and the hard copy version available to you on
request from the issuer.
Your right to access this service is conditional upon complying
with the above requirement.
Exhibit
No. 13
Publication of Registration Document
The
following registration document has been approved by the UK Listing
Authority and is available for viewing:
The registration document dated 16 March 2018 (the "
Registration Document
") relating to
Barclays Bank PLC.
To view
the full document, please paste the following URL into the address
bar of your browser:
http://www.rns-pdf.londonstockexchange.com/rns/0077I_1-2018-3-16.pdf
A copy
of the Registration Document has been submitted to the National
Storage Mechanism and will shortly be available for inspection
at:
http://www.morningstar.co.uk/uk/NSM
For
further information, please contact:
Barclays
Treasury
1
Churchill Place
Canary
Wharf
London
E14 5HP
United
Kingdom
DISCLAIMER
- INTENDED ADDRESSEES
IMPORTANT:
You
must read the following before continuing: The following applies to
the Registration Document available by clicking on the link above,
and you are therefore advised to read this carefully before
reading, accessing or making any other use of the Registration
Document. In accessing the Registration Document, you agree to be
bound by the following terms and conditions, including any
modifications to them, any time you receive any information from us
as a result of such access.
Please
note that the information contained in the Registration Document
may be addressed to and/or targeted at persons who are residents of
particular countries (specified in the Registration Document) only
and is not intended for use and should not be relied upon by any
person outside these countries. Prior to relying on the information
contained in the Registration Document you must ascertain from the
Registration Document whether or not you are part of the intended
addressees of the information contained therein.
You are
reminded that the Registration Document has been made available to
you on the basis that you are a person into whose possession the
Registration Document may be lawfully delivered in accordance with
the laws of the jurisdiction in which you are located and you may
not, nor are you authorised to, deliver the Registration Document
to any other person.
The
Registration Document has been made available to you in an
electronic form. You are reminded that documents transmitted via
this medium may be altered or changed during the process of
electronic transmission and consequently none of the issuer, their
advisers nor any person who controls any of them nor any director,
officer, employee nor agent of it or affiliate of any such person
accepts any liability or responsibility whatsoever in respect of
any difference between the Registration Document made available to
you in electronic format and the hard copy version available to you
on request from the issuer.
Your
right to access this service is conditional upon complying with the
above requirement.
Exhibit
No. 14
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS
(to
be sent to the relevant issuer and to the FCA in Microsoft Word
format if possible)
i
|
|
1a. Identity of the issuer or the underlying
issuer of existing shares to
which voting rights are attached
ii
:
|
Barclays
PLC
|
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X"
if appropriate)
|
Non-UK issuer
|
|
2. Reason for the notification
(please mark the appropriate
box or boxes with an "X")
|
An
acquisition or disposal of voting rights
|
X
|
An
acquisition or disposal of financial instruments
|
X
|
An
event changing the breakdown of voting rights
|
|
Other
(please specify)
iii
:
|
|
3. Details of person subject to the notification
obligation
iv
|
Name
|
(i)
Edward Bramson
(ii) Stephen
Welker
(iii)
Sherborne Investors Management GP, LLC
(iv)
Sherborne Investors Management LP
|
City
and country of registered office (if applicable)
|
135
East 57th Street
Floor
32
New
York, NY 10022
United
States of America
|
4. Full name of shareholder(s)
(if different from
3.)
v
|
Name
|
(i)
SIGC, LP (Incorporated), as a counterparty to the investment
management agreement with Sherborne Investors Management
(Guernsey) LLC
(ii) Whistle
Investors LLC, as a counterparty to the investment management
agreement with Sherborne Investors Management LP
(iii)
Whistle Investors II LLC, as a counterparty to the investment
management agreement with Sherborne Investors Management
LP
|
City
and country of registered office (if applicable)
|
SIGC,
LP (Incorporated):
1 Royal
Plaza
Royal
Avenue
St
Peter Port
Guernsey
GY1 2HL
Whistle
Investors LLC and Whistle Investors II LLC:
c/o
Corporation Service Company
251
Little Falls Drive
Wilmington,
DE 19808
United
States of America
|
|
5. Date on which the threshold was crossed or
reached
vi
:
|
15
March 2018
|
6.
Date on which issuer notified
(DD/MM/YYYY):
|
16
March 2018
|
7. Total positions of person(s) subject to the notification
obligation
|
|
% of
voting rights
attached
to shares (total of 8. A)
|
% of
voting rights through financial
instruments(total
of 8.B 1 + 8.B 2)
|
Total
of both in % (8.A + 8.B)
|
Total
number of voting rights of
issuer
vii
|
Resulting
situation on the date on which threshold was crossed or
reached
|
1.94%
|
3.21%
|
5.16%
|
17,066,394,019
|
Position
of previous notification (if
applicable)
|
N/A
|
N/A
|
N/A
|
|
|
|
|
|
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached
viii
|
A: Voting rights attached to shares
|
Class/type ofshares
ISIN
code (if possible)
|
Number of voting rights
ix
|
% of voting rights
|
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
GB0031348658
|
|
331,462,789
|
|
1.94%
|
SUBTOTAL 8. A
|
331,462,789
|
1.94%
|
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
Type of financial instrument
|
Expirationdate
x
|
Exercise/Conversion Period
xi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted
|
% of voting rights
|
Right
to recall lent shares
|
18
March
2021
|
|
505,800,577
|
2.96%
|
|
SUBTOTAL 8. B 1
|
505,800,577
|
2.96%
|
|
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
Type of financial instrument
|
Expirationdate
x
|
Exercise/Conversion Period
xi
|
Physical or cash
settlement
xii
|
Number of voting rights
|
% of voting rights
|
CFD
|
|
|
Cash
|
42,842,580
|
0.25%
|
|
SUBTOTAL 8.B.2
|
42,842,580
|
0.25%
|
|
9. Information in relation to the person subject to the
notification obligation
(please mark the
applicable
box with an "X")
|
Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer
xiii
|
|
Full
chain of controlled undertakings through which the voting rights
and/or thefinancial instruments are effectively held starting with
the ultimate controlling natural person or legal
entity
xiv
(please add additional rows as
necessary)
|
X
|
Name
xv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
Edward
Bramson
|
N/A
|
N/A
|
5.16%
|
Stephen
Welker
|
N/A
|
N/A
|
5.16%
|
Sherborne
Investors Management GP, LLC
|
N/A
|
N/A
|
5.16%
|
Sherborne
Investors Management LP
|
N/A
|
N/A
|
5.16%
|
Intentionally left blank
|
Intentionally left blank
|
Intentionally left blank
|
Intentionally left blank
|
Edward
Bramson
|
N/A
|
N/A
|
5.16%
|
Stephen
Welker
|
N/A
|
N/A
|
5.16%
|
Sherborne
Investors Management GP, LLC
|
N/A
|
N/A
|
5.16%
|
Sherborne
Investors Management LP
|
N/A
|
N/A
|
5.16%
|
Sherborne
Investors Management
(Guernsey)
LLC
|
N/A
|
N/A
|
N/A
|
|
10.
In case of
proxy voting, please identify:
|
Name of
the proxy holder
|
N/A
|
The
number and % of voting rights held
|
N/A
|
The
date until which the voting rights will be held
|
N/A
|
11. Additional information
xvi
|
|
|
|
Place of completion
|
London
|
Date of completion
|
16
March 2018
|
Exhibit
No. 15
19
March 2018
Barclays PLC ("Barclays")
Statement
regarding Sherborne
As
disclosed in the notification made by Barclays this morning,
Barclays notes that Sherborne controlled entities have acquired
voting rights over 5.16% of its issued share capital.
As with
all its shareholders, Barclays will continue to engage with
Sherborne, and welcomes them as a shareholder.
Ends
For
further information, please contact:
Investor
Relations
|
Media
Relations
|
Kathryn
McLeland
|
Tom
Hoskin
|
+44 (0)
20 7116 4943
|
+44 (0)
20 7116 6927
|
About Barclays
Barclays
is a transatlantic consumer and wholesale bank offering products
and services across personal, corporate and investment banking,
credit cards and wealth management, with a strong presence in our
two home markets of the UK and the US.
With
over 325 years of history and expertise in banking, Barclays
operates in over 40 countries and employs approximately 80,000
people. Barclays moves, lends, invests and protects money for
customers and clients worldwide.
For
further information about Barclays, please visit our website
www.barclays.com
Exhibit
No. 16
19 March 2018
Barclays PLC ("Barclays")
Proposed Board Changes
Under
the UK's ring-fencing legislation, Barclays is required to create a
new bank, Barclays Bank UK PLC, and to transfer to it the UK retail
and small business operations of Barclays Bank PLC, currently the
entity through which the group's principal activities are carried
on. To align with the post-ring fencing structure of the
group, Barclays is proposing to reorganise the boards and
management structures of its main operating companies. The
proposed changes will take effect on or about 1 April 2018, at the
same time as the ring-fenced structure comes into effect.
Barclays Bank PLC will own the Group's corporate and investment
bank and international private banking and non-UK cards businesses,
Barclays Bank UK PLC will be the ring-fenced bank, and Barclays PLC
will remain the listed parent company. Barclays Services
Limited will provide services to all three
companies.
The
following key board changes are proposed to take effect on or about
1 April 2018:
1.
Sir Gerry Grimstone, who is currently Deputy Chairman and
Senior Independent Director of Barclays PLC and Barclays Bank PLC,
will move instead to become Chairman of Barclays Bank PLC. He
will remain a non-executive director of Barclays PLC. All
Barclays PLC directors other than Sir Gerry and Jes Staley will
retire from the board of Barclays Bank PLC and a new Barclays Bank
PLC board, including the current directors serving on the Barclays
International Divisional Board, will be formally constituted, under
Sir Gerry's leadership.
2.
Sir Ian Cheshire will be Chairman of Barclays Bank UK
PLC. He will also remain a non-executive director of Barclays
PLC.
3.
Crawford Gillies will become Senior Independent Director of
Barclays PLC and will remain Chair of the Barclays PLC Remuneration
Committee. Mr Gillies joined the Barclays Board on 1 May 2014 and
has chaired the Board Remuneration Committee since 24 April
2015.
4. Mary
Francis will become Chair of the Barclays PLC Reputation Committee,
replacing Sir Gerry. Ms Francis joined the Barclays Board on 1
October 2016 and has been a member of the Board Reputation
Committee since 1 November 2016.
Ends
For
further information please contact:
Investor
Relations
|
Media
Relations
|
Kathryn
McLeland
|
Tom
Hoskin
|
+44 (0)
20 7116 4943
|
+44 (0)
20 7116 6927
|
About Barclays
Barclays
is a transatlantic consumer and wholesale bank offering products
and services across personal, corporate and investment banking,
credit cards and wealth management, with a strong presence in our
two home markets of the UK and the US.
With
over 325 years of history and expertise in banking, Barclays
operates in over 40 countries and employs approximately 80,000
people. Barclays moves, lends, invests and protects money for
customers and clients worldwide.
For
further information about Barclays, please visit our website
www.home.barclays
Exhibit
No. 17
26
March 2018
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Ashok
Vaswani
|
2
|
Reason for the notification
|
a)
|
Position/status
|
CEO,
Barclays UK
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
Barclays
Wealth Nominees Limited sold Shares for the individual set out
above.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
£
2.061
|
355,392
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2018-03-26
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
For further information please contact:
Investor Relations
|
Media Relations
|
Kathryn McLeland
|
Tom Hoskin
|
+44 (0)20 7116 4943
|
+44 (0)20 7116 4755
|
Exhibit
No. 18
Barclays Bank PLC
Barclays Bank PLC €35bn Global Covered Bond Programme
(
the
Programme) - Issuer
Substitution
Existing Securities Issued under the Programme (
the
Securities)
Series
|
ISIN
|
Nominal Amount
|
Principal Amount Outstanding
|
2009-1
|
XS0456178580
|
€2,000,000,000
|
€2,000,000,000
|
2010-2
|
XS0491009659
|
€1,300,000,000
|
€1,300,000,000
|
2011-1
|
XS0576797947
|
€1,000,000,000
|
€1,000,000,000
|
2012-1
|
XS0729895200
|
£1,000,000,000
|
£1,000,000,000
|
2017-1
|
XS1616919095
|
£1,000,000,000
|
£1,000,000,000
|
2018-1
|
XS1746306585
|
£1,250,000,000
|
£1,250,000,000
|
The
requirement to ring-fence day-to-day banking services, which must
be completed by 1 January 2019, is one of the reforms brought in by
the UK government, aiming to strengthen the UK financial system
following the financial crisis that began in 2008.
In
order to effect ring-fencing, Barclays intends to transfer
businesses from Barclays Bank PLC and certain of its subsidiaries
to Barclays Bank UK PLC, which are materially those businesses that
currently comprise the Barclays UK division (including the related
mortgage business).
Holders
of Covered Bonds issued under the Programme do not need to take any
action for the changes described above to take place. Barclays has
obtained approval from the Prudential Regulation Authority and the
High Court of Justice of England and Wales to implement the
restructuring outlined above using a legal process called a
Ring-Fencing Transfer Scheme under Part VII of the Financial
Services and Markets Act 2000.
Notice
is hereby given that, subject to the approval of the UK Financial
Conduct Authority and the London Stock Exchange, certain of the
Programme counterparty roles and obligations performed by Barclays
Bank PLC, including the role of Issuer of the Securities, are
intended to be transferred to Barclays Bank UK PLC via the Barclays
ring-fenced transfer scheme on 1 April 2018 (the
Substitution
), with the Substitution
appearing in the records of the UK Listing Authority and the London
Stock Exchange from 3 April 2018.
Ends
For
further information please contact:
Investor
Relations
|
Media
Relations
|
Kathryn
McLeland
|
Tom
Hoskin
|
+44 (0)
20 7116 4943
|
+44
(0) 20 7116 6927
|
About Barclays
Barclays
is a transatlantic consumer and wholesale bank offering products
and services across personal, corporate and investment banking,
credit cards and wealth management, with a strong presence in our
two home markets of the UK and the US.
With
over 325 years of history and expertise in banking, Barclays
operates in over 40 countries and employs approximately 80,000
people. Barclays moves, lends, invests and protects money for
customers and clients worldwide.
For further information about Barclays, please visit our
website
www.barclays.com
Information
regarding forward-looking statements
This
announcement contains certain forward-looking statements within the
meaning of Section 21E of the US Securities Exchange Act of 1934,
as amended, and Section 27A of the US Securities Act of 1933, as
amended. Barclays cautions readers that no forward-looking
statement is a guarantee of future performance and that actual
results or other financial condition or performance measures could
differ materially from those contained in the forward-looking
statements. These forward-looking statements can be identified by
the fact that they do not relate only to historical or current
facts. Forward-looking statements use words such as 'may', 'will',
'seek', 'continue', 'aim', 'anticipate', 'target', 'projected',
'expect', 'estimate', 'intend', 'plan', 'goal', 'believe',
'achieve', or other words of similar meaning. These statements and
estimates are based on the current assumptions, beliefs and
expectations of Barclays' management. By their nature,
forward-looking statements involve risk and uncertainty because
they relate to future events and circumstances.
Subject
to our obligations under applicable law and regulation, we
undertake no obligations to update publicly or review any
forward-looking statements, whether as a result of new information
or otherwise.
The
reader should, however, consult any additional disclosures that
Barclays has made or may make in documents it has published or may
publish via the Regulatory News Service of the London Stock
Exchange and/or has filed or may file with the US Securities and
Exchange Commission.