Exhibit
No. 2
TR-1:
Standard form for notification of major
holdings
NOTIFICATION OF MAJOR HOLDINGS
(to
be sent to the relevant issuer and to the FCA in Microsoft Word
format if possible)
i
|
|
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attached
ii
:
|
Barclays
PLC
(LEI
Code: 213800LBQA1Y9L22JB70)
|
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X"
if appropriate)
|
Non-UK issuer
|
|
2. Reason for the notification
(please mark the appropriate
box or boxes with an "X")
|
An
acquisition or disposal of voting rights
|
X
|
An
acquisition or disposal of financial instruments
|
|
An
event changing the breakdown of voting rights
|
|
Other
(please specify)
iii
:
|
|
3. Details of person subject to the notification
obligation
iv
|
Name
|
BlackRock,
Inc.
|
City
and country of registered office (if applicable)
|
Wilmington,
DE, USA
|
4. Full name of shareholder(s)
(if different from
3.)
v
|
Name
|
|
City
and country of registered office (if applicable)
|
|
5. Date on which the threshold was crossed or
reached
vi
:
|
05/02/2018
|
6.
Date on which issuer notified
(DD/MM/YYYY):
|
06/02/2018
|
7. Total positions of person(s) subject to the notification
obligation
|
|
% of
voting rights attached to shares (total of 8. A)
|
% of
voting rights through financial instruments(total of 8.B 1 + 8.B
2)
|
Total
of both in % (8.A + 8.B)
|
Total
number of voting rights of issuer
vii
|
Resulting
situation on the date on which threshold was crossed or
reached
|
5.80%
|
0.31%
|
6.11%
|
17,063,763,749
|
Position
of previous notification (if
applicable)
|
4.93%
|
1.18%
|
6.12%
|
|
|
|
|
|
|
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached
viii
|
A: Voting rights attached to shares
|
Class/type ofshares
ISIN
code (if possible)
|
Number of voting rights
ix
|
% of voting rights
|
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
GB0031348658
|
|
990,743,261
|
|
5.80%
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. A
|
990,743,261
|
5.80%
|
|
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
Type of financial instrument
|
Expirationdate
x
|
Exercise/Conversion Period
xi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
Securities
Lending
|
|
|
50,000,000
|
0.29%
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. B 1
|
50,000,000
|
0.29%
|
|
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
Type of financial instrument
|
Expirationdate
x
|
Exercise/Conversion Period
xi
|
Physical or cash
settlement
xii
|
Number of voting rights
|
% of voting rights
|
CFD
|
|
|
Cash
|
2,966,911
|
0.01%
|
Physically
Settled Call Option
|
16/03/2018
|
|
Physical
|
229,000
|
0.00%
|
Physically
Settled Call Option
|
16/02/2018
|
|
Physical
|
172,000
|
0.00%
|
|
|
|
SUBTOTAL 8.B.2
|
3,367,911
|
0.01%
|
|
|
|
|
|
|
|
|
|
|
|
9. Information in relation to the person subject to the
notification obligation
(please mark the
applicable
box with an "X")
|
Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer
xiii
|
|
Full
chain of controlled undertakings through which the voting rights
and/or thefinancial instruments are effectively held starting with
the ultimate controlling natural person or legal entity
xiv
(please add additional rows as
necessary)
|
X
|
Name
xv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
See
Attachment
|
|
|
|
|
10. In case of proxy voting, please identify:
|
Name of
the proxy holder
|
|
The
number and % of voting rights held
|
|
The
date until which the voting rights will be held
|
|
|
11. Additional information
xvi
|
BlackRock
Regulatory Threshold Reporting Team Jana
Blumenstein
020
7743 3650
|
|
|
|
|
|
Place of completion
|
12
Throgmorton Avenue, London, EC2N 2DL, U.K.
|
Date of completion
|
6
February, 2018
|
Section 9 Attachment
Name
xv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
(Singapore) Holdco Pte. Ltd.
|
|
|
|
BlackRock
HK Holdco Limited
|
|
|
|
BlackRock
Lux Finco S.a.r.l.
|
|
|
|
BlackRock
Trident Holding Company Limited
|
|
|
|
BlackRock
Japan Holdings GK
|
|
|
|
BlackRock
Japan Co., Ltd.
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Group Limited
|
|
|
|
BlackRock
Investment Management (UK) Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Group Limited
|
|
|
|
BlackRock
Advisors (UK) Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
Holdco 4, LLC
|
|
|
|
BlackRock
Holdco 6, LLC
|
|
|
|
BlackRock
Delaware Holdings Inc.
|
|
|
|
BlackRock
Fund Advisors
|
|
|
|
BlackRock
Institutional Trust Company, National Association
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
Trident
Merger, LLC
|
|
|
|
BlackRock
Investment Management, LLC
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
Capital Holdings, Inc.
|
|
|
|
BlackRock
Advisors, LLC
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Australia Holdco Pty. Ltd.
|
|
|
|
BlackRock
Investment Management (Australia) Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
Holdco 4, LLC
|
|
|
|
BlackRock
Holdco 6, LLC
|
|
|
|
BlackRock
Delaware Holdings Inc.
|
|
|
|
BlackRock
Fund Advisors
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
(Singapore) Holdco Pte. Ltd.
|
|
|
|
BlackRock
(Singapore) Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Holdco 3, LLC
|
|
|
|
BlackRock
Canada Holdings LP
|
|
|
|
BlackRock
Canada Holdings ULC
|
|
|
|
BlackRock
Asset Management Canada Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
(Singapore) Holdco Pte. Ltd.
|
|
|
|
BlackRock
HK Holdco Limited
|
|
|
|
BlackRock
Asset Management North Asia Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Group Limited
|
|
|
|
BlackRock
Investment Management (UK) Limited
|
|
|
|
BlackRock
Asset Management Deutschland AG
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Group Limited
|
|
|
|
BlackRock
International Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Group Limited
|
|
|
|
BlackRock
(Netherlands) B.V.
|
|
|
|
|
|
|
|
Exhibit
No. 3
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS
(to
be sent to the relevant issuer and to the FCA in Microsoft Word
format if possible)
i
|
|
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attached
ii
:
|
Barclays
PLC
(LEI
Code: 213800LBQA1Y9L22JB70)
|
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X"
if appropriate)
|
Non-UK issuer
|
|
2. Reason for the notification
(please mark the appropriate
box or boxes with an "X")
|
An
acquisition or disposal of voting rights
|
X
|
An
acquisition or disposal of financial instruments
|
|
An
event changing the breakdown of voting rights
|
|
Other
(please specify)
iii
:
|
|
3. Details of person subject to the notification
obligation
iv
|
Name
|
BlackRock,
Inc.
|
City
and country of registered office (if applicable)
|
Wilmington,
DE, USA
|
4. Full name of shareholder(s)
(if different from
3.)
v
|
Name
|
|
City
and country of registered office (if applicable)
|
|
5. Date on which the threshold was crossed or
reached
vi
:
|
02/02/2018
|
6.
Date on which issuer notified
(DD/MM/YYYY):
|
05/02/2018
|
7. Total positions of person(s) subject to the notification
obligation
|
|
% of
voting rights attached to shares (total of 8. A)
|
% of
voting rights through financial instruments(total of 8.B 1 + 8.B
2)
|
Total
of both in % (8.A + 8.B)
|
Total
number of voting rights of issuer
vii
|
Resulting
situation on the date on which threshold was crossed or
reached
|
4.93%
|
1.18%
|
6.12%
|
17,063,763,749
|
Position
of previous notification (if
applicable)
|
5.91%
|
0.01%
|
5.92%
|
|
|
|
|
|
|
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached
viii
|
A: Voting rights attached to shares
|
Class/type ofshares
ISIN
code (if possible)
|
Number of voting rights
ix
|
% of voting rights
|
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
GB0031348658
|
|
841,948,304
|
|
4.93%
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. A
|
841,948,304
|
4.93%
|
|
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
Type of financial instrument
|
Expirationdate
x
|
Exercise/Conversion Period
xi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
Securities
Lending
|
|
|
200,000,000
|
1.17%
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. B 1
|
200,000,000
|
1.17%
|
|
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
Type of financial instrument
|
Expirationdate
x
|
Exercise/Conversion Period
xi
|
Physical or cash
settlement
xii
|
Number of voting rights
|
% of voting rights
|
CFD
|
|
|
Cash
|
2,303,803
|
0.01%
|
Physically
Settled Call Option
|
|
16/03/2018
|
Physical
|
229,000
|
0.00%
|
Physically
Settled Call Option
|
|
16/02/2018
|
Physical
|
172,000
|
0.00%
|
|
|
|
SUBTOTAL 8.B.2
|
2,704,803
|
0.01%
|
|
|
|
|
|
|
|
|
|
|
|
9. Information in relation to the person subject to the
notification obligation
(please mark the
applicable
box with an "X")
|
Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer
xiii
|
|
Full
chain of controlled undertakings through which the voting rights
and/or thefinancial instruments are effectively held starting with
the ultimate controlling natural person or legal entity
xiv
(please add additional rows as
necessary)
|
X
|
Name
xv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
See
Attachment
|
|
|
|
|
10. In case of proxy voting, please identify:
|
Name of
the proxy holder
|
|
The
number and % of voting rights held
|
|
The
date until which the voting rights will be held
|
|
|
11. Additional information
xvi
|
BlackRock
Regulatory Threshold Reporting Team Jana
Blumenstein
020
7743 3650
|
|
|
|
|
|
Place of completion
|
12
Throgmorton Avenue, London, EC2N 2DL, U.K.
|
Date of completion
|
5
February, 2018
|
Section 9 Attachment
Name
xv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
Holdco 4, LLC
|
|
|
|
BlackRock
Holdco 6, LLC
|
|
|
|
BlackRock
Delaware Holdings Inc.
|
|
|
|
BlackRock
Fund Advisors
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Group Limited
|
|
|
|
BlackRock
Investment Management (UK) Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Group Limited
|
|
|
|
BlackRock
Advisors (UK) Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
(Singapore) Holdco Pte. Ltd.
|
|
|
|
BlackRock
HK Holdco Limited
|
|
|
|
BlackRock
Asset Management North Asia Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
Holdco 4, LLC
|
|
|
|
BlackRock
Holdco 6, LLC
|
|
|
|
BlackRock
Delaware Holdings Inc.
|
|
|
|
BlackRock
Fund Advisors
|
|
|
|
BlackRock
Institutional Trust Company, National Association
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
Capital Holdings, Inc.
|
|
|
|
BlackRock
Advisors, LLC
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Australia Holdco Pty. Ltd.
|
|
|
|
BlackRock
Investment Management (Australia) Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Holdco 3, LLC
|
|
|
|
BlackRock
Canada Holdings LP
|
|
|
|
BlackRock
Canada Holdings ULC
|
|
|
|
BlackRock
Asset Management Canada Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
(Singapore) Holdco Pte. Ltd.
|
|
|
|
BlackRock
HK Holdco Limited
|
|
|
|
BlackRock
Lux Finco S.a.r.l.
|
|
|
|
BlackRock
Trident Holding Company Limited
|
|
|
|
BlackRock
Japan Holdings GK
|
|
|
|
BlackRock
Japan Co., Ltd.
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
Trident
Merger, LLC
|
|
|
|
BlackRock
Investment Management, LLC
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Group Limited
|
|
|
|
BlackRock
Investment Management (UK) Limited
|
|
|
|
BlackRock
Asset Management Deutschland AG
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
(Singapore) Holdco Pte. Ltd.
|
|
|
|
BlackRock
(Singapore) Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Group Limited
|
|
|
|
BlackRock
International Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Group Limited
|
|
|
|
BlackRock
(Netherlands) B.V.
|
|
|
|
|
|
|
|
Exhibit
No. 4
8
February 2018
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Laura
Padovani
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Interim
Group Chief Compliance Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
Shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group Share Incentive Plan notified
Barclays PLC that it acquired and now holds Shares on behalf of the
individual described above. The Shares acquired include an
allocation of Shares as matching shares.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.95
|
52
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2018-02-07
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
Exhibit
No. 5
19
February 2018
Barclays PLC
Barclays US LLC files Consolidated Financial Statements for U.S.
Holding Companies - FR Y-9C
The
Consolidated Financial Statements for Holding Companies - FR Y-9C
("Y-9C") report for Barclays' US Intermediate Holding Company,
Barclays US LLC, for 2017 was today released by the Board of
Governors of the Federal Reserve System.
The
document is available at:
https://www.ffiec.gov/nicpubweb/nicweb/InstitutionProfile.aspx?parID_Rssd=5006575&parDT_END=99991231
Barclays
notes that the Y-9C report has been prepared and filed by Barclays
US LLC to comply with US statutory requirements applicable to
Barclays US LLC. The financial information contained in the Y-9C
report is prepared on the basis of US GAAP. The Y-9C report
represents information with respect to a portion of Barclays' US
business and does not represent the financial or operational
performance of any particular business segment of Barclays.
Accordingly, the Y-9C report should not be relied on for the
purposes of making investment decisions in respect of Barclays PLC,
Barclays Bank PLC or any other member of the Barclays
Group.
Barclays
PLC and Barclays Bank PLC are scheduled to report their
consolidated 2017 full year results on 22 February 2018. Barclays
PLC and Barclays Bank PLC prepare audited financial statements for
external reporting purposes in accordance with International
Financial Reporting Standards (IFRS).
Ends
For
further information please contact:
Investor Relations
|
Media Relations
|
Kathryn
McLeland
|
Tom
Hoskin
|
+44 (0)
20 7116 4943
|
+44
(0) 20 7116 6927
|
About Barclays
Barclays
is a transatlantic consumer and wholesale bank offering products
and services across personal, corporate and investment banking,
credit cards and wealth management, with a strong presence in our
two home markets of the UK and the US.
With
over 325 years of history and expertise in banking, Barclays
operates in over 40 countries and employs approximately 85,000
people. Barclays moves, lends, invests and protects money for
customers and clients worldwide.
For further information about Barclays, please visit our
website
home.barclays
Exhibit
No. 6
22
February 2018
Barclays Bank PLC
Barclays Bank PLC Group ring-fencing update
As a
result of regulatory reforms implemented by the UK government,
intended to strengthen the UK financial system following the
financial crisis that began in 2008, Barclays intends to establish
a ring-fenced bank, Barclays Bank UK PLC, which will be separate
from Barclays Bank PLC, to comply with the terms of the UK
ring-fencing regime. The two entities will operate alongside, but
independently from, one another as part of the Barclays PLC group.
The establishment of the ring-fenced bank is currently expected to
take place in April 2018, subject to the PRA's approval, Court
approval and management discretion. Further details regarding
Barclays' plans for ring-fencing (including the Scheme Document and
Scheme Report) can be found at the following link:
https://www.home.barclays/about-barclays/ring-fencing-explained.html
Certain
proposed disposals and acquisitions are required to establish the
ring-fenced bank and Barclays Bank PLC has prepared illustrative
unaudited pro forma financial information to depict the possible
effect of the:
●
proposed disposals on the audited income statement of the Barclays
Bank PLC group as if they had occurred on 1 January 2017 and on the
audited balance sheet of the Barclays Bank PLC group as if they had
occurred on 31 December 2017; and
●
proposed acquisitions on the unaudited income statement of the
Barclays Bank UK PLC group as if they had occurred on 1 January
2017 and on the unaudited balance sheet of the Barclays Bank UK PLC
group as if they had occurred on 31 December 2017.
The
illustrative unaudited pro forma financial information is available
from the Barclays website at the following link:
https://www.home.barclays/barclays-investor-relations/results-and-reports/annual-reports.html
Ends
For
further information, please contact:
Investor Relations
|
Media Relations
|
Kathryn
McLeland
|
Tom
Hoskin
|
+44 (0)
20 7116 4943
|
+44 (0)
20 7116 6927
|
About Barclays
Barclays
is a transatlantic consumer and wholesale bank offering products
and services across personal, corporate and investment banking,
credit cards and wealth management, with a strong presence in our
two home markets of the UK and the US.
With
over 325 years of history and expertise in banking, Barclays
operates in over 40 countries and employs approximately 85,000
people. Barclays moves, lends, invests and protects money for
customers and clients worldwide.
For
further information about Barclays, please visit our website
www.barclays.com
INFORMATION REGARDING FORWARD-LOOKING STATEMENTS
This
announcement contains forward-looking statements within the meaning
of Section 21E of the US Securities Exchange Act of 1934, as
amended, and Section 27A of the US Securities Act of 1933, as
amended, with respect to the Barclays Group. These statements are
based on the current beliefs and expectations of Barclays'
management and are subject to significant risks and uncertainties.
Actual outcomes may differ materially from those expressed in the
forward-looking statements. Factors that could impact Barclays'
future financial condition and performance are identified in our
filings with the Securities and Exchange Commission ("SEC")
(including, without limitation, our Annual Report on Form 20-F for
the fiscal year ended 31 December 2017) which are available on the
SEC's website (
www.sec.gov
).
Subject to Barclays' obligations under the applicable laws and
regulations of the United Kingdom and the United States in relation
to disclosure and ongoing information, Barclays does not undertake
to update the forward-looking statements to reflect the impact of
circumstances or events that may arise after the date of the
forward-looking statements.
No
statement in this document is intended as a profit forecast and no
statement in this document should be interpreted to mean that the
earnings per share for the current or future years would
necessarily match or exceed the historical published earnings per
share.
Exhibit
No. 7
23
February 2018
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1
|
Details
of the person discharging managerial responsibilities / person
closely associated
|
a)
|
Name
|
Mike
Turner
|
2
|
Reason
for the notification
|
a)
|
Position/status
|
Non-executive
Director
|
b)
|
Initial
notification /Amendment
|
Initial
notification
|
3
|
Details
of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details
of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
Shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
b)
|
Nature
of the transaction
|
Purchase
of shares
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.0970
|
10,000
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
e)
|
Date of
the transaction
|
2018-02-23
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
Exhibit
No. 8
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS
(to
be sent to the relevant issuer and to the FCA in Microsoft Word
format if possible)
i
|
|
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attached
ii
:
|
Barclays PLC
|
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X"
if appropriate)
|
Non-UK issuer
|
|
2. Reason for the notification
(please mark the appropriate
box or boxes with an "X")
|
An
acquisition or disposal of voting rights
|
X
|
An
acquisition or disposal of financial instruments
|
|
An
event changing the breakdown of voting rights
|
|
Other
(please specify)
iii
:
|
|
3. Details of person subject to the notification
obligation
iv
|
Name
|
BlackRock,
Inc.
|
City
and country of registered office (if applicable)
|
Wilmington,
DE, USA
|
4. Full name of shareholder(s)
(if different from
3.)
v
|
Name
|
|
City
and country of registered office (if applicable)
|
|
5. Date on which the threshold was crossed or
reached
vi
:
|
26/02/2018
|
6.
Date on which issuer notified
(DD/MM/YYYY):
|
27/02/2018
|
7. Total positions of person(s) subject to the notification
obligation
|
|
% of
voting rights attached to shares (total of 8. A)
|
% of
voting rights through financial instruments(total of 8.B 1 + 8.B
2)
|
Total
of both in % (8.A + 8.B)
|
Total
number of voting rights of issuer
vii
|
Resulting
situation on the date on which threshold was crossed or
reached
|
3.79%
|
2.30%
|
6.10%
|
17,063,763,749
|
Position
of previous notification (if
applicable)
|
5.80%
|
0.31%
|
6.11%
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached
viii
|
A: Voting rights attached to shares
|
Class/type ofshares
ISIN
code (if possible)
|
Number of voting rights
ix
|
% of voting rights
|
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
GB0031348658
|
|
648,368,933
|
|
3.79%
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. A
|
648,368,933
|
3.79%
|
|
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
Type of financial instrument
|
Expirationdate
x
|
Exercise/Conversion Period
xi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
Securities
Lending
|
|
|
391,690,809
|
2.29%
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. B 1
|
391,690,809
|
2.29%
|
|
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
Type of financial instrument
|
Expirationdate
x
|
Exercise/Conversion Period
xi
|
Physical or cash
settlement
xii
|
Number of voting rights
|
% of voting rights
|
CFD
|
|
|
Cash
|
1,293,705
|
0.00%
|
Physically
Settled Call Option
|
16/03/2018
|
|
Physical
|
229,000
|
0.00%
|
Physically
Settled Call Option
|
16/03/2018
|
|
Physical
|
108,000
|
0.00%
|
|
|
|
SUBTOTAL 8.B.2
|
1,630,705
|
0.00%
|
|
|
|
|
|
|
|
|
|
|
|
9. Information in relation to the person subject to the
notification obligation
(please mark the
applicable
box with an "X")
|
Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer
xiii
|
|
Full
chain of controlled undertakings through which the voting rights
and/or thefinancial instruments are effectively held starting with
the ultimate controlling natural person or legal entity
xiv
(please add additional rows as
necessary)
|
X
|
Name
xv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
See
Attachment
|
|
|
|
|
10. In case of proxy voting, please identify:
|
Name of
the proxy holder
|
|
The
number and % of voting rights held
|
|
The
date until which the voting rights will be held
|
|
|
11. Additional information
xvi
|
BlackRock
Regulatory Threshold Reporting Team Jana
Blumenstein
020
7743 3650
|
|
|
|
|
|
Place of completion
|
12
Throgmorton Avenue, London, EC2N 2DL, U.K.
|
Date of completion
|
27
February, 2018
|
Section 9 Attachment
Name
xv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Group Limited
|
|
|
|
BlackRock
Investment Management (UK) Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Australia Holdco Pty. Ltd.
|
|
|
|
BlackRock
Investment Management (Australia) Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
Holdco 4, LLC
|
|
|
|
BlackRock
Holdco 6, LLC
|
|
|
|
BlackRock
Delaware Holdings Inc.
|
|
|
|
BlackRock
Fund Advisors
|
|
|
|
BlackRock
Institutional Trust Company, National Association
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
(Singapore) Holdco Pte. Ltd.
|
|
|
|
BlackRock
HK Holdco Limited
|
|
|
|
BlackRock
Lux Finco S.a.r.l.
|
|
|
|
BlackRock
Trident Holding Company Limited
|
|
|
|
BlackRock
Japan Holdings GK
|
|
|
|
BlackRock
Japan Co., Ltd.
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Group Limited
|
|
|
|
BlackRock
Advisors (UK) Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
Holdco 4, LLC
|
|
|
|
BlackRock
Holdco 6, LLC
|
|
|
|
BlackRock
Delaware Holdings Inc.
|
|
|
|
BlackRock
Fund Advisors
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
Trident
Merger, LLC
|
|
|
|
BlackRock
Investment Management, LLC
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Holdco 3, LLC
|
|
|
|
BlackRock
Canada Holdings LP
|
|
|
|
BlackRock
Canada Holdings ULC
|
|
|
|
BlackRock
Asset Management Canada Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
Capital Holdings, Inc.
|
|
|
|
BlackRock
Advisors, LLC
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Group Limited
|
|
|
|
BlackRock
Investment Management (UK) Limited
|
|
|
|
BlackRock
Asset Management Deutschland AG
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
(Singapore) Holdco Pte. Ltd.
|
|
|
|
BlackRock
HK Holdco Limited
|
|
|
|
BlackRock
Asset Management North Asia Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Group Limited
|
|
|
|
BlackRock
International Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
(Singapore) Holdco Pte. Ltd.
|
|
|
|
BlackRock
(Singapore) Limited
|
|
|
|
|
|
|
|
BlackRock,
Inc.
|
|
|
|
BlackRock
Holdco 2, Inc.
|
|
|
|
BlackRock
Financial Management, Inc.
|
|
|
|
BlackRock
International Holdings, Inc.
|
|
|
|
BR
Jersey International Holdings L.P.
|
|
|
|
BlackRock
Group Limited
|
|
|
|
BlackRock
(Netherlands) B.V.
|
|
|
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|