UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
 
FORM 6-K
 
 
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
 
February 01, 2018
 
Barclays PLC and
Barclays Bank PLC
(Names of Registrants)
 
 
 1 Churchill Place
London E14 5HP
England
(Address of Principal Executive Offices)
 
 
 
Indicate by check mark whether the registrant files or will file annual reports
under cover of Form 20-F or Form 40-F.
 
Form 20-F x           Form 40-F
 
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
 
Yes           No x
 
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b):
 
This Report is a joint Report on Form 6-K filed by Barclays PLC and Barclays
Bank PLC. All of the issued ordinary share capital of Barclays Bank PLC is
owned by Barclays PLC.
 
This Report comprises:
 
Information given to The London Stock Exchange and furnished pursuant to
General Instruction B to the General Instructions to Form 6-K.
 
 
 
EXHIBIT INDEX
 
 
Exhibit No.1
Total Voting Rights dated 01 February 2018
Exhibit No.2
Holding(s) in Company dated 07 February 2018
Exhibit No.3
Holding(s) in Company dated 07 February 2018
Exhibit No.4
Director/PDMR Shareholding dated 08 February 2018
Exhibit No.5
Barclays US LLC Consolidated Financials dated 19 February 2018
Exhibit No.6
Barclays Bank PLC Group ring-fencing update dated 22 February  2018
Exhibit No.7
Director/PDMR Shareholding dated 23 February 2018
Exhibit No.8
Holding(s) in Company dated 28 February 2018
 
 
 
SIGNATURES
 
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, each of the registrants has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
BARCLAYS PLC
(Registrant)
 
Date: March 01, 2018
 
 
By: /s/ Marie Smith
----------------------
Marie Smith
Assistant Secretary  
 
 
 
 
BARCLAYS BANK PLC
(Registrant)
Date: March 01, 2018
By: /s/ Marie Smith
----------------------
Marie Smith
Assistant Secretary
 
 
 
Exhibit No. 1
 
 
 
 
 
1 February 2018
 
Barclays PLC - Total Voting Rights
 
In accordance with the Financial Conduct Authority's (FCA) Disclosure Guidance and Transparency Rule 5.6.1R, Barclays PLC notifies the market that as of 31 January 2018, Barclays PLC's issued share capital consists of 17,063,763,749 Ordinary shares with voting rights.
 
There are no ordinary shares held in Treasury.
 
The above figure (17,063,763,749) may be used by shareholders (and others with notification obligations) as the denominator for the calculation by which they will determine if they are required to notify their interest in, or a change to their interest in, Barclays PLC under the FCA's Disclosure Guidance and Transparency Rules.   
 
- Ends -
 
 
For further information, please contact:
 
 
Investor Relations
Media Relations
Kathryn McLeland
Tom Hoskin
+44 (0) 20 7116 4943
 
+44 (0) 20 7116 4755
 
 
 
 
 
Exhibit No. 2
 
  TR-1: Standard form for notification of major holdings
 
 
NOTIFICATION OF MAJOR HOLDINGS   (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i
 
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :
 Barclays PLC
 
(LEI Code: 213800LBQA1Y9L22JB70)
1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)
Non-UK issuer
 
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
X
An acquisition or disposal of financial instruments
 
An event changing the breakdown of voting rights
 
Other (please specify) iii :
 
3. Details of person subject to the notification obligation iv
Name
BlackRock, Inc.
City and country of registered office (if applicable)
Wilmington, DE, USA
4. Full name of shareholder(s) (if different from 3.) v
Name
 
City and country of registered office (if applicable)
 
5. Date on which the threshold was crossed or reached vi :
05/02/2018
6. Date on which issuer notified (DD/MM/YYYY):
06/02/2018
7. Total positions of person(s) subject to the notification obligation
 
% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights of issuer vii
Resulting situation on the date on which threshold was crossed or reached
5.80%
0.31%
6.11%
17,063,763,749
Position of previous notification (if
applicable)
4.93%
1.18%
6.12%
 
 
 
 
 
 
 
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type ofshares
ISIN code (if possible)
Number of voting rights ix
% of voting rights
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB0031348658
 
990,743,261
 
5.80%
 
 
 
 
 
 
 
 
 
 
SUBTOTAL 8. A
990,743,261
5.80%
 
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument
Expirationdate x
Exercise/Conversion Period xi
Number of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
Securities Lending
 
 
50,000,000
0.29%
 
 
 
 
 
 
 
 
 
 
 
 
SUBTOTAL 8. B 1
50,000,000
0.29%
 
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument
Expirationdate x
Exercise/Conversion Period xi
Physical or cash
settlement xii
Number of voting rights
% of voting rights
CFD
 
 
Cash
2,966,911
0.01%
Physically Settled Call Option
 16/03/2018
 
Physical
229,000
0.00%
Physically Settled Call Option
 16/02/2018
 
Physical
172,000
0.00%
 
 
 
SUBTOTAL 8.B.2
3,367,911
0.01%
 
 
 
 
 
 
 
 
 
 
 
 
 
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
 
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv (please add additional rows as necessary)
X
Name xv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
See Attachment
 
 
 
 
10. In case of proxy voting, please identify:
Name of the proxy holder
 
The number and % of voting rights held
 
The date until which the voting rights will be held
 
 
11. Additional information xvi
 
BlackRock Regulatory Threshold Reporting Team Jana Blumenstein
020 7743 3650
 
 
 
 
 
 
 
 
Place of completion
12 Throgmorton Avenue, London, EC2N 2DL, U.K.
Date of completion
6 February, 2018
 
Section 9 Attachment
 
 
Name xv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock (Singapore) Holdco Pte. Ltd.
 
 
 
BlackRock HK Holdco Limited
 
 
 
BlackRock Lux Finco S.a.r.l.
 
 
 
BlackRock Trident Holding Company Limited
 
 
 
BlackRock Japan Holdings GK
 
 
 
BlackRock Japan Co., Ltd.
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Group Limited
 
 
 
BlackRock Investment Management (UK) Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Group Limited
 
 
 
BlackRock Advisors (UK) Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock Holdco 4, LLC
 
 
 
BlackRock Holdco 6, LLC
 
 
 
BlackRock Delaware Holdings Inc.
 
 
 
BlackRock Fund Advisors
 
 
 
BlackRock Institutional Trust Company, National Association
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
Trident Merger, LLC
 
 
 
BlackRock Investment Management, LLC
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock Capital Holdings, Inc.
 
 
 
BlackRock Advisors, LLC
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Australia Holdco Pty. Ltd.
 
 
 
BlackRock Investment Management (Australia) Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock Holdco 4, LLC
 
 
 
BlackRock Holdco 6, LLC
 
 
 
BlackRock Delaware Holdings Inc.
 
 
 
BlackRock Fund Advisors
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock (Singapore) Holdco Pte. Ltd.
 
 
 
BlackRock (Singapore) Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Holdco 3, LLC
 
 
 
BlackRock Canada Holdings LP
 
 
 
BlackRock Canada Holdings ULC
 
 
 
BlackRock Asset Management Canada Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock (Singapore) Holdco Pte. Ltd.
 
 
 
BlackRock HK Holdco Limited
 
 
 
BlackRock Asset Management North Asia Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Group Limited
 
 
 
BlackRock Investment Management (UK) Limited
 
 
 
BlackRock Asset Management Deutschland AG
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Group Limited
 
 
 
BlackRock International Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Group Limited
 
 
 
BlackRock (Netherlands) B.V.
 
 
 
 
 
 
 
 
 
 
 
 
Exhibit No. 3
 
TR-1: Standard form for notification of major holdings
 
 
NOTIFICATION OF MAJOR HOLDINGS   (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i
 
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :
 Barclays  PLC
 
(LEI Code: 213800LBQA1Y9L22JB70)
1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)
Non-UK issuer
 
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
X
An acquisition or disposal of financial instruments
 
An event changing the breakdown of voting rights
 
Other (please specify) iii :
 
3. Details of person subject to the notification obligation iv
Name
BlackRock, Inc.
City and country of registered office (if applicable)
Wilmington, DE, USA
4. Full name of shareholder(s) (if different from 3.) v
Name
 
City and country of registered office (if applicable)
 
5. Date on which the threshold was crossed or reached vi :
02/02/2018
6. Date on which issuer notified (DD/MM/YYYY):
05/02/2018
7. Total positions of person(s) subject to the notification obligation
 
% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights of issuer vii
Resulting situation on the date on which threshold was crossed or reached
4.93%
1.18%
6.12%
17,063,763,749
Position of previous notification (if
applicable)
5.91%
0.01%
5.92%
 
 
 
 
 
 
 
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type ofshares
ISIN code (if possible)
Number of voting rights ix
% of voting rights
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB0031348658
 
841,948,304
 
4.93%
 
 
 
 
 
 
 
 
 
 
SUBTOTAL 8. A
841,948,304
4.93%
 
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument
Expirationdate x
Exercise/Conversion Period xi
Number of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
Securities Lending
 
 
200,000,000
1.17%
 
 
 
 
 
 
 
 
 
 
 
 
SUBTOTAL 8. B 1
200,000,000
1.17%
 
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument
Expirationdate x
Exercise/Conversion Period xi
Physical or cash
settlement xii
Number of voting rights
% of voting rights
CFD
 
 
Cash
2,303,803
0.01%
Physically Settled Call Option
 
 16/03/2018
Physical
229,000
0.00%
Physically Settled Call Option
 
 16/02/2018
Physical
172,000
0.00%
 
 
 
SUBTOTAL 8.B.2
2,704,803
0.01%
 
 
 
 
 
 
 
 
 
 
 
 
 
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
 
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv (please add additional rows as necessary)
X
Name xv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
See Attachment
 
 
 
 
10. In case of proxy voting, please identify:
Name of the proxy holder
 
The number and % of voting rights held
 
The date until which the voting rights will be held
 
 
11. Additional information xvi
 
BlackRock Regulatory Threshold Reporting Team Jana Blumenstein
020 7743 3650
 
 
 
 
 
 
 
 
Place of completion
12 Throgmorton Avenue, London, EC2N 2DL, U.K.
Date of completion
5 February, 2018
 
Section 9 Attachment
 
 
Name xv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock Holdco 4, LLC
 
 
 
BlackRock Holdco 6, LLC
 
 
 
BlackRock Delaware Holdings Inc.
 
 
 
BlackRock Fund Advisors
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Group Limited
 
 
 
BlackRock Investment Management (UK) Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Group Limited
 
 
 
BlackRock Advisors (UK) Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock (Singapore) Holdco Pte. Ltd.
 
 
 
BlackRock HK Holdco Limited
 
 
 
BlackRock Asset Management North Asia Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock Holdco 4, LLC
 
 
 
BlackRock Holdco 6, LLC
 
 
 
BlackRock Delaware Holdings Inc.
 
 
 
BlackRock Fund Advisors
 
 
 
BlackRock Institutional Trust Company, National Association
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock Capital Holdings, Inc.
 
 
 
BlackRock Advisors, LLC
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Australia Holdco Pty. Ltd.
 
 
 
BlackRock Investment Management (Australia) Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Holdco 3, LLC
 
 
 
BlackRock Canada Holdings LP
 
 
 
BlackRock Canada Holdings ULC
 
 
 
BlackRock Asset Management Canada Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock (Singapore) Holdco Pte. Ltd.
 
 
 
BlackRock HK Holdco Limited
 
 
 
BlackRock Lux Finco S.a.r.l.
 
 
 
BlackRock Trident Holding Company Limited
 
 
 
BlackRock Japan Holdings GK
 
 
 
BlackRock Japan Co., Ltd.
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
Trident Merger, LLC
 
 
 
BlackRock Investment Management, LLC
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Group Limited
 
 
 
BlackRock Investment Management (UK) Limited
 
 
 
BlackRock Asset Management Deutschland AG
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock (Singapore) Holdco Pte. Ltd.
 
 
 
BlackRock (Singapore) Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Group Limited
 
 
 
BlackRock International Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Group Limited
 
 
 
BlackRock (Netherlands) B.V.
 
 
 
 
 
 
 
 
 
 
 
Exhibit No. 4
8 February 2018
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Laura Padovani
2
 
Reason for the notification
 
a)
 
Position/status
 
Interim Group Chief Compliance Officer
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary Shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The trustee of the Barclays Group Share Incentive Plan notified Barclays PLC that it acquired and now holds Shares on behalf of the individual described above.  The Shares acquired include an allocation of Shares as matching shares.
 
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares received
£1.95
 
 
 
52
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
 2018-02-07
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
 
Exhibit No. 5
 
 
19 February 2018
 
Barclays PLC
 
Barclays US LLC files Consolidated Financial Statements for U.S. Holding Companies - FR Y-9C
 
The Consolidated Financial Statements for Holding Companies - FR Y-9C ("Y-9C") report for Barclays' US Intermediate Holding Company, Barclays US LLC, for 2017 was today released by the Board of Governors of the Federal Reserve System.
 
The document is available at:
 
https://www.ffiec.gov/nicpubweb/nicweb/InstitutionProfile.aspx?parID_Rssd=5006575&parDT_END=99991231  
 
Barclays notes that the Y-9C report has been prepared and filed by Barclays US LLC to comply with US statutory requirements applicable to Barclays US LLC. The financial information contained in the Y-9C report is prepared on the basis of US GAAP. The Y-9C report represents information with respect to a portion of Barclays' US business and does not represent the financial or operational performance of any particular business segment of Barclays. Accordingly, the Y-9C report should not be relied on for the purposes of making investment decisions in respect of Barclays PLC, Barclays Bank PLC or any other member of the Barclays Group.
 
Barclays PLC and Barclays Bank PLC are scheduled to report their consolidated 2017 full year results on 22 February 2018. Barclays PLC and Barclays Bank PLC prepare audited financial statements for external reporting purposes in accordance with International Financial Reporting Standards (IFRS).
 
Ends
 
For further information please contact:
 
Investor Relations
Media Relations
Kathryn McLeland
Tom Hoskin
+44 (0) 20 7116 4943
 +44 (0) 20 7116 6927
 
About Barclays
Barclays is a transatlantic consumer and wholesale bank offering products and services across personal, corporate and investment banking, credit cards and wealth management, with a strong presence in our two home markets of the UK and the US.
 
With over 325 years of history and expertise in banking, Barclays operates in over 40 countries and employs approximately 85,000 people. Barclays moves, lends, invests and protects money for customers and clients worldwide.
 
For further information about Barclays, please visit our website home.barclays  
 
 
Exhibit No. 6
 
 
22 February 2018
 
 
 
 
 
Barclays Bank PLC
 
 
Barclays Bank PLC Group ring-fencing update
 
 
As a result of regulatory reforms implemented by the UK government, intended to strengthen the UK financial system following the financial crisis that began in 2008, Barclays intends to establish a ring-fenced bank, Barclays Bank UK PLC, which will be separate from Barclays Bank PLC, to comply with the terms of the UK ring-fencing regime. The two entities will operate alongside, but independently from, one another as part of the Barclays PLC group. The establishment of the ring-fenced bank is currently expected to take place in April 2018, subject to the PRA's approval, Court approval and management discretion. Further details regarding Barclays' plans for ring-fencing (including the Scheme Document and Scheme Report) can be found at the following link: https://www.home.barclays/about-barclays/ring-fencing-explained.html
 
 
Certain proposed disposals and acquisitions are required to establish the ring-fenced bank and Barclays Bank PLC has prepared illustrative unaudited pro forma financial information to depict the possible effect of the:
 
 
● proposed disposals on the audited income statement of the Barclays Bank PLC group as if they had occurred on 1 January 2017 and on the audited balance sheet of the Barclays Bank PLC group as if they had occurred on 31 December 2017; and
 
 
● proposed acquisitions on the unaudited income statement of the Barclays Bank UK PLC group as if they had occurred on 1 January 2017 and on the unaudited balance sheet of the Barclays Bank UK PLC group as if they had occurred on 31 December 2017.
 
 
The illustrative unaudited pro forma financial information is available from the Barclays website at the following link:
 
 
https://www.home.barclays/barclays-investor-relations/results-and-reports/annual-reports.html
 
 
 
 
 
Ends
 
 
 
 
 
For further information, please contact:
 
Investor Relations
 
Media Relations
 
Kathryn McLeland
 
Tom Hoskin
 
+44 (0) 20 7116 4943
 
+44 (0) 20 7116 6927
 
 
 
 
 
About Barclays
 
 
Barclays is a transatlantic consumer and wholesale bank offering products and services across personal, corporate and investment banking, credit cards and wealth management, with a strong presence in our two home markets of the UK and the US.
 
 
 
 
 
With over 325 years of history and expertise in banking, Barclays operates in over 40 countries and employs approximately 85,000 people. Barclays moves, lends, invests and protects money for customers and clients worldwide.
 
 
 
 
 
For further information about Barclays, please visit our website www.barclays.com
 
 
 
 
 
INFORMATION REGARDING FORWARD-LOOKING STATEMENTS
 
 
 
 
 
This announcement contains forward-looking statements within the meaning of Section 21E of the US Securities Exchange Act of 1934, as amended, and Section 27A of the US Securities Act of 1933, as amended, with respect to the Barclays Group. These statements are based on the current beliefs and expectations of Barclays' management and are subject to significant risks and uncertainties. Actual outcomes may differ materially from those expressed in the forward-looking statements. Factors that could impact Barclays' future financial condition and performance are identified in our filings with the Securities and Exchange Commission ("SEC") (including, without limitation, our Annual Report on Form 20-F for the fiscal year ended 31 December 2017) which are available on the SEC's website ( www.sec.gov ). Subject to Barclays' obligations under the applicable laws and regulations of the United Kingdom and the United States in relation to disclosure and ongoing information, Barclays does not undertake to update the forward-looking statements to reflect the impact of circumstances or events that may arise after the date of the forward-looking statements.
 
 
No statement in this document is intended as a profit forecast and no statement in this document should be interpreted to mean that the earnings per share for the current or future years would necessarily match or exceed the historical published earnings per share.
 
 
Exhibit No. 7
 
 
23 February 2018
 
 
 
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Mike Turner
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Non-executive Director
 
b)
 
Initial notification /Amendment
 
Initial notification
 
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
 
b)
 
LEI
 
213800LBQA1Y9L22JB70
 
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
Identification code
 
Ordinary Shares with a nominal value of 25 pence each ("Shares")
GB0031348658
 
b)
 
Nature of the transaction
 
Purchase of shares
 
c)
 
Price(s) and volume(s)
 
Price(s)
 
Volume(s): Number of Shares received
 
£2.0970
 
10,000
 
d)
 
Aggregated information
- Aggregated volume
- Price
 
Not applicable
 
e)
 
Date of the transaction
 
2018-02-23
 
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
 
 
 
Exhibit No. 8
 
TR-1: Standard form for notification of major holdings
 
 
NOTIFICATION OF MAJOR HOLDINGS   (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i
 
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :
Barclays PLC
1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)
Non-UK issuer
 
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
X
An acquisition or disposal of financial instruments
 
An event changing the breakdown of voting rights
 
Other (please specify) iii :
 
3. Details of person subject to the notification obligation iv
Name
BlackRock, Inc.
City and country of registered office (if applicable)
Wilmington, DE, USA
4. Full name of shareholder(s) (if different from 3.) v
Name
 
City and country of registered office (if applicable)
 
5. Date on which the threshold was crossed or reached vi :
26/02/2018
6. Date on which issuer notified (DD/MM/YYYY):
27/02/2018
7. Total positions of person(s) subject to the notification obligation
 
% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights of issuer vii
Resulting situation on the date on which threshold was crossed or reached
3.79%
2.30%
6.10%
17,063,763,749
Position of previous notification (if
applicable)
5.80%
0.31%
6.11%
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type ofshares
ISIN code (if possible)
Number of voting rights ix
% of voting rights
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB0031348658
 
648,368,933
 
3.79%
 
 
 
 
 
 
 
 
 
 
SUBTOTAL 8. A
648,368,933
3.79%
 
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument
Expirationdate x
Exercise/Conversion Period xi
Number of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
Securities Lending
 
 
391,690,809
2.29%
 
 
 
 
 
 
 
 
 
 
 
 
SUBTOTAL 8. B 1
391,690,809
2.29%
 
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument
Expirationdate x
Exercise/Conversion Period xi
Physical or cash
settlement xii
Number of voting rights
% of voting rights
CFD
 
 
Cash
1,293,705
0.00%
Physically Settled Call Option
 16/03/2018
 
Physical
229,000
0.00%
Physically Settled Call Option
 16/03/2018
 
Physical
108,000
0.00%
 
 
 
SUBTOTAL 8.B.2
1,630,705
0.00%
 
 
 
 
 
 
 
 
 
 
 
 
 
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
 
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv (please add additional rows as necessary)
X
Name xv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
See Attachment
 
 
 
 
10. In case of proxy voting, please identify:
Name of the proxy holder
 
The number and % of voting rights held
 
The date until which the voting rights will be held
 
 
11. Additional information xvi
 
BlackRock Regulatory Threshold Reporting Team Jana Blumenstein
020 7743 3650
 
 
 
 
 
 
 
 
Place of completion
12 Throgmorton Avenue, London, EC2N 2DL, U.K.
Date of completion
27 February, 2018
 
 
Section 9 Attachment
 
 
Name xv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Group Limited
 
 
 
BlackRock Investment Management (UK) Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Australia Holdco Pty. Ltd.
 
 
 
BlackRock Investment Management (Australia) Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock Holdco 4, LLC
 
 
 
BlackRock Holdco 6, LLC
 
 
 
BlackRock Delaware Holdings Inc.
 
 
 
BlackRock Fund Advisors
 
 
 
BlackRock Institutional Trust Company, National Association
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock (Singapore) Holdco Pte. Ltd.
 
 
 
BlackRock HK Holdco Limited
 
 
 
BlackRock Lux Finco S.a.r.l.
 
 
 
BlackRock Trident Holding Company Limited
 
 
 
BlackRock Japan Holdings GK
 
 
 
BlackRock Japan Co., Ltd.
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Group Limited
 
 
 
BlackRock Advisors (UK) Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock Holdco 4, LLC
 
 
 
BlackRock Holdco 6, LLC
 
 
 
BlackRock Delaware Holdings Inc.
 
 
 
BlackRock Fund Advisors
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
Trident Merger, LLC
 
 
 
BlackRock Investment Management, LLC
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Holdco 3, LLC
 
 
 
BlackRock Canada Holdings LP
 
 
 
BlackRock Canada Holdings ULC
 
 
 
BlackRock Asset Management Canada Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock Capital Holdings, Inc.
 
 
 
BlackRock Advisors, LLC
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Group Limited
 
 
 
BlackRock Investment Management (UK) Limited
 
 
 
BlackRock Asset Management Deutschland AG
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock (Singapore) Holdco Pte. Ltd.
 
 
 
BlackRock HK Holdco Limited
 
 
 
BlackRock Asset Management North Asia Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Group Limited
 
 
 
BlackRock International Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock (Singapore) Holdco Pte. Ltd.
 
 
 
BlackRock (Singapore) Limited
 
 
 
 
 
 
 
BlackRock, Inc.
 
 
 
BlackRock Holdco 2, Inc.
 
 
 
BlackRock Financial Management, Inc.
 
 
 
BlackRock International Holdings, Inc.
 
 
 
BR Jersey International Holdings L.P.
 
 
 
BlackRock Group Limited
 
 
 
BlackRock (Netherlands) B.V.
 
 
 
 
 
 
 
 
 
 
 
 
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