Table of Contents

 

 

United States

Securities and Exchange Commission

Washington, D.C. 20549

 

FORM 6-K

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

of the

Securities Exchange Act of 1934

 

For the month of

January 2018

 

Vale S.A.

 

Praia de Botafogo nº 186, 18º andar, Botafogo
22250-145 Rio de Janeiro, RJ, Brazil

(Address of principal executive office)

 

(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)

 

(Check One) Form 20-F x Form 40-F o

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))

 

(Check One) Yes o No   x

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))

 

(Check One) Yes o No   x

 

(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)

 

(Check One) Yes o No x

 

(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82-   .)

 

 

 




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Shares owned by Board Members, Fiscal Council, Executive Directors on August 31, 2017 (aggregate).

 

Company: Vale S.A.

 

Board Members

 

 

 

 

 

 

 

%

 

Type of
security

 

Characteristic of the security

 

Quantity

 

Same
class of
shares

 

Total capital

 

Shares

 

PN

 

25

 

 

 

Shares

 

ON

 

28,196

 

 

 

Quotes

 

Investment Funds

 

0

 

 

 

 

 

 

Company: Vale S.A.

 

Executive Directors

 

 

 

 

 

 

 

%

 

Type of
security

 

Characteristic of the security

 

Quantity

 

Same
class of
shares

 

Total capital

 

Shares

 

PN

 

0

 

0

 

0

 

Shares

 

ON

 

726,518

 

0.02

 

0.01

 

Debêntures

 

8ª emissão (1 st , 2 nd , 3 rd , 4 rd  series)

 

0

 

 

 

 

Company: Vale S.A.

 

Audit Committee Members

 

 

 

 

 

 

 

%

 

Type of
security

 

Characteristic of the security

 

Quantity

 

Same
class of
shares

 

Total capital

 

Shares

 

PN

 

0

 

 

 

Shares

 

ON

 

3,502

 

 

 

 

Company: Vale S.A.

 

Technical Committee Members

 

 

 

 

 

 

 

%

 

Type of
security

 

Characteristic of the security

 

Quantity

 

Same
class of
shares

 

Total capital

 

Shares

 

ON

 

7,680

 

 

 

Shares

 

PN

 

0

 

 

 

 

Company: Vale S.A.

 

Controlling group

 

 

 

 

 

 

 

%

 

Type of
security

 

Characteristic of the security

 

Quantity

 

Same
class of
shares

 

Total capital

 

Shares

 

PN

 

0

 

 

 

Shares

 

ON

 

2,176,730,160

 

43.56

 

41.03

 

 

On August 14 th , 2017 a new Vale S.A. Shareholders Agreement was signed, binding 20% of the total outstanding common shares issued by Vale. In the table above, the quantity of shares represents all the shares owned by the parties of the agreement, including the shares not binded to the agreement.

 

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Table of Contents

 

Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

Vale S.A.

 

(Registrant)

 

 

 

 

By:

/s/ André Figueiredo

Date: January 11, 2018

 

Director of Investor Relations

 

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