FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

O'Loughlin Timothy R
2. Issuer Name and Ticker or Trading Symbol

ARRIS International plc [ ARRS ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
PRESIDENT,NORTH AMERICAN SALES
(Last)          (First)          (Middle)

3871 LAKEFIELD DRIVE
3. Date of Earliest Transaction (MM/DD/YYYY)

1/4/2018
(Street)

SUWANEE, GA 30024
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares   1/4/2018     M    13479   (1) A $0   18969   D  
 

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Shares (S) 160707   (2) $0   1/4/2018     M         10406   (1)   1/4/2018     (3) Ordinary Shares   14650   $0   4244   D  
 
Restricted Shares (R) 160707   (2) $0   1/4/2018     M         3073   (1)   1/4/2018     (3) Ordinary Shares   4230   $0   1157   D  
 
Restricted Shares (S) 160707   (2) $0   1/4/2018     F         4244   (4)   1/4/2018     (3) Ordinary Shares   4244   $25.99   0   D  
 
Restricted Shares (R) 160707   (2) $0   1/4/2018     F         1157   (4)   1/4/2018     (3) Ordinary Shares   1157   $25.99   0   D  
 
Restricted Shares (T) 160707   (5) $0                    7/7/2020     (3) Ordinary Shares   14802     14802   D  
 
Restricted Shares (P) 160707   (6) $0                    1/31/2019     (3) Ordinary Shares   39470     39470   D  
 
Restricted Shares (T) 170329   (5) $0                    3/29/2021     (3) Ordinary Shares   18725     18725   D  
 
Restricted Shares (P) 170329   (6) $0                    1/31/2020     (3) Ordinary Shares   37450     37450   D  
 

Explanation of Responses:
(1)  Represents the vested portion of a restricted stock unit grant converting to ordinary shares.
(2)  Represents a restricted stock grant subsequent to the 4 January 2016 combination of ARRIS Group, Inc. ("ARRIS") and Pace plc ("Pace") pursuant to which each of ARRIS and Pace was acquired by a new English holding company, ARRIS International plc (the "Merger"). The granted shares are subject to vesting on the second anniversary of the Merger. Date represents vesting date for the award.
(3)  This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
(4)  Represents shares withheld to cover payroll tax liability on vesting of previously granted restricted stock units.
(5)  Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
(6)  Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
O'Loughlin Timothy R
3871 LAKEFIELD DRIVE
SUWANEE, GA 30024


PRESIDENT,NORTH AMERICAN SALES

Signatures
/s/ Patrick W. Macken, Attorney-in-Fact 1/8/2018
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
ARRIS International plc (NASDAQ:ARRS)
Historical Stock Chart
From Mar 2024 to Apr 2024 Click Here for more ARRIS International plc Charts.
ARRIS International plc (NASDAQ:ARRS)
Historical Stock Chart
From Apr 2023 to Apr 2024 Click Here for more ARRIS International plc Charts.