FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Riga Thomas J

2. Date of Event Requiring Statement (MM/DD/YYYY)
12/17/2017 

3. Issuer Name and Ticker or Trading Symbol

SPECTRUM PHARMACEUTICALS INC [SPPI]

(Last)        (First)        (Middle)

11500 S. EASTERN AVE., SUITE 240

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
Chief Operating Officer /

(Street)

HENDERSON, NV 89052       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock, $0.001 par value   151696   D    
Common Stock, $0.001 par value   9096   I   By 401k Plan  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy)     (1) 7/8/2023   Common Stock   35000   $7.88   D    
Stock Option (Right to Buy)     (2) 3/25/2024   Common Stock   17331   $7.78   D    
Stock Option (Right to Buy)     (3) 2/18/2025   Common Stock   40000   $7.23   D    
Stock Option (Right to Buy)     (4) 4/15/2025   Common Stock   50000   $6.01   D    
Stock Option (Right to Buy)     (5) 10/26/2025   Common Stock   50000   $5.33   D    
Stock Option (Right to Buy)     (6) 12/14/2025   Common Stock   100000   $5.31   D    
Stock Option (Right to Buy)     (7) 3/30/2026   Common Stock   45000   $6.03   D    
Stock Option (Right to Buy)     (8) 5/12/2027   Common Stock   35000   $5.99   D    

Explanation of Responses:
(1)  These options are fully vested.
(2)  25% of the option shares vested on March 25, 2015. The remaining option shares shall vest in 25% equal annual amounts on each anniversary date of the grant over three years.
(3)  25% of the option shares vested on February 18, 2016. The remaining option shares shall vest in 25% equal annual amounts on each anniversary date of the grant over three years.
(4)  25% of the option shares vested on April 15, 2015. The remaining option shares shall vest in 25% equal annual amounts on each anniversary date of the grant over three years.
(5)  25% of the option shares vested on October 26, 2015. The remaining option shares shall vest in 25% equal annual amounts on each anniversary date of the grant over three years.
(6)  25% of the option shares vested on December 14, 2015. The remaining option shares shall vest in 25% equal annual amounts on each anniversary date of the grant over three years.
(7)  25% of the option shares vested on March 30, 2017. The remaining option shares shall vest in 25% equal annual amounts on each anniversary date of the grant over three years.
(8)  25% of the option shares shall vest on May 12, 2018. The remaining option shares shall vest in 25% equal annual amounts on each anniversary date of the grant over three years.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Riga Thomas J
11500 S. EASTERN AVE., SUITE 240
HENDERSON, NV 89052


Chief Operating Officer

Signatures
/s/ Kurt A. Gustafson, attorney-in-fact for Thomas J. Riga 12/27/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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