UNITED STATES

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section  13 or 15(d) of the Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported): October 30, 2017

 

 

  First US Bancshares, Inc.  
  (Exact Name of Registrant as Specified in Charter)  

 

 

Delaware

 

0-14549

 

63-0843362

(State or Other Jurisdiction

of Incorporation)

 

(Commission File Number)

 

(IRS Employer

Identification No.)

 

3291 U.S. Highway 280  

Birmingham, A labama 3 5243

(Address of Principal Executive Offices, including Zip Code)

 

Registrant ’s telephone number, including area code: ( 205 ) 582 - 1200

 

N/A

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §230.405).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standard provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

 

Item 2 .0 2       Results of Operations and Financial Condition .

 

On October 30, 2017, First US Bancshares, Inc. issued a press release announcing financial results for the third quarter ended September 30, 2017. The press release is attached as Exhibit 99.1 to this Form 8-K and is furnished to, but not filed with, the United States Securities and Exchange Commission (the “Commission”).

 

Item 9.01       Financial Statements and Exhibits.

 

(d)

Exhibits.  
     
  Exhibit Number  

Exhibit

  99.1

Press Release dated October 30, 2017*

     
  * This exhibit is furnished to, but not filed with, the Commission by inclusion herein.

              

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Dated: October 30, 2017

FIRST US BANCSHARES, Inc.

 

  By: /s/ Thomas S. Elley  
  Name:     Thomas S. Elley  
   
Vice President, Treasurer and Assistant Secretary,
Chief Financial Officer and Principal Accounting
Officer
 

  

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