Statement of Ownership (sc 13g)
October 12 2017 - 3:18PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
NTN BUZZTIME, INC.
(Name of Issuer)
Common Stock
(Title of Class of
Securities)
629410606
(CUSIP Number)
July 11, 2017
(Date of Event which
Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
[X] Rule 13d-1(b)
[_] Rule 13d-1(c)
[_] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a
reporting persons initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page
shall not be deemed to be filed for the purpose of Section 18 of the
Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities
of that section of the Act but shall be subject to all other provisions of the
Act (however, see the
Notes
).
SCHEDULE 13G
1
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Names of Reporting Persons
|
|
|
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North Star Investment Management Corporation
|
2
|
Check the appropriate box if a member of a Group (see
instructions)
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|
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(a) [
]
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(b)
[ ]
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3
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Sec Use Only
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4
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Citizenship or Place of Organization
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Delaware
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5
|
Sole Voting Power
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|
|
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Number of
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257,800
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Shares
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6
|
Shared Voting Power
|
Beneficially
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Owned by Each
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Reporting Person
|
7
|
Sole Dispositive Power
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With:
|
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|
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257,800
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|
8
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Shared Dispositive Power
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9
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Aggregate Amount Beneficially Owned by Each Reporting
Person
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257,800
|
10
|
Check box if the aggregate amount in row (9) excludes
certain shares (See Instructions)
|
|
|
|
[ ]
|
11
|
Percent of class represented by amount in row
(9)
|
|
|
|
10.25% (
See
Item 4 Below)
|
12
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Type of Reporting Person (See Instructions)
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|
IA
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Page 2 of 5
Item 1.
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(a)
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Name of Issuer:
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NTN Buzztime, Inc.
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(b)
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Address of Issuers Principal Executive
Offices:
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|
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2231 Rutherford Road, #200, Carlsbad, California
92008
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Item 2.
|
(a)
|
Name of Person Filing:
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North Star Investment Management Corporation
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|
|
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(b)
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Address of Principal Business Office or, if None,
Residence:
|
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20 N. Wacker Drive, Suite 1416, Chicago, Illinois
60606
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(c)
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Citizenship:
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Delaware
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(d)
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Title and Class of Securities:
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Common Stock, $ 0.005 par value
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(e)
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CUSIP No.:
NTN Buzztime, Inc.
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629410606
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Item 3.
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If this statement is filed pursuant to §§ 240.13d-1(b)
or 240.13d-2(b) or (c), check whether the
person filing is a:
|
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(a)
|
[_]
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Broker or dealer registered under
Section 15 of the Act;
|
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(b)
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[_]
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Bank as defined in Section
3(a)(6) of the Act;
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(c)
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[_]
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Insurance company as defined in
Section 3(a)(19) of the Act;
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(d)
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[_]
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Investment company registered
under Section 8 of the Investment Company Act of 1940;
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(e)
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[X]
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An investment adviser in
accordance with Rule 13d-1(b)(1)(ii)(E);
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(f)
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[_]
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An employee benefit plan or
endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
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(g)
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[_]
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A parent holding company or
control person in accordance with Rule 13d-1(b)(1)(ii)(G);
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(h)
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[_]
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A savings associations as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813);
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Page 3 of 5
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(i)
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[_]
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A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment Company Act of
1940;
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(j)
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[_]
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A non-U.S. institution in accordance with Rule
240.13d-1(b)(1)(ii)(J);
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(k)
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[_]
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Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If
filing as a non-U.S. institution in accordance with Rule
240.13d-1(b)(1)(ii)(J), please specify the type of institution:
____
|
Item 4. Ownership
The information reported below in this Item 4 is as of
September 30, 2017. The percentage set forth in Item 4(b) is based on 2,515,533
shares of the Issuers Common Stock outstanding as of September 30, 2017, as
reported in the Issuers Form 10-Q for the quarter ended June 30, 2017 (as filed
August 4, 2017).
(a)
|
Amount Beneficially Owned:
257,800
|
|
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(b)
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Percent of Class:
10.25%
|
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(c)
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Number of shares as to which such person
has:
|
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(i)
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Sole power to vote or to direct the vote:
257,800
|
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(ii)
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Shared power to vote or to direct the vote:
0
|
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(iii)
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Sole power to dispose or to direct the disposition of:
257.800
|
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(iv)
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Shared power to dispose or to direct the disposition
of:
0
|
Item
5.
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Ownership of Five Percent or
Less of a Class.
|
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Not Applicable.
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Item
6.
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Ownership of more than Five
Percent on Behalf of Another Person.
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Not Applicable.
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Item
7.
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Identification and classification of the subsidiary
which acquired the security being reported on
by the parent holding
company or control person.
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Not Applicable.
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Item
8.
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Identification and
classification of members of the group.
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Not Applicable.
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Item
9.
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Notice of Dissolution of
Group.
|
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Not Applicable.
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Page 4 of 5
Item 10. Certifications.
By signing below I certify that, to the best of my knowledge
and belief, the securities referred to above were acquired and are held in the
ordinary course of business and were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having the purposes or effect, other
than activities solely in connection with nomination under §240.14a -11.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: October 12, 2017
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
/s/
Andrew Eisenberg
Andrew Eisenberg/Chief Compliance Officer
The original statement shall be signed by each person on whose
behalf the statement is filed or his authorized representative. If the statement
is signed on behalf of a person by his authorized representative (other than an
executive officer or general partner of this filing person), evidence of the
representative's authority to sign on behalf of such person shall be filed with
the statement, provided, however, that a power of attorney for this purpose
which is already on file with the Commission may be incorporated by reference.
The name and any title of each person who signs the statement shall be typed or
printed beneath his signature.
Attention: Intentional misstatements or omissions of fact
constitute Federal criminal violations (See 18 U.S.C. 1001).
Page 5 of 5
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