Current Report Filing (8-k)
September 21 2017 - 04:01PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
__________________
FORM 8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d)
of
the Securities Exchange Act of
1934
__________________
Date of Report (Date of earliest event
reported):
September 20, 2017
___________________
NORTHERN TECHNOLOGIES INTERNATIONAL
CORPORATION
(Exact name of registrant as specified in its charter)
Delaware
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001-11038
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41-0857886
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(State or Other Jurisdiction of
Incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification
Number)
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4201 Woodland
Road
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P.O. Box 69
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Circle Pines, Minnesota
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55014
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(Address of Principal Executive Offices)
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(Zip Code)
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(763) 225-6600
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[_]
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[_]
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[_]
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[_]
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act
of 1934 (17 CFR 240.12b-2).
Emerging growth
company
[_]
If an emerging growth company, indicate by check mark
if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
[_]
On September 20, 2017, following a jury trial
that commenced on September 18, 2017, the United States District Court for the Northern District of Ohio dismissed with prejudice
all claims asserted by Northern Technologies International Corporation (“NTIC”) in the lawsuit captioned
Northern
Technologies International Corporation v. Cortec Corporation
, Case No. 1:17-cv-00864-JG. NTIC has the right to appeal the Court’s
dismissal within 30 days of having been served written notice that the judgment or order has been entered, along with a copy of
said judgment or order. NTIC is currently evaluating its options related to this litigation.
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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NORTHERN TECHNOLOGIES
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INTERNATIONAL CORPORATION
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By:
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Matthew C. Wolsfeld
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Chief Financial Officer and Corporate Secretary
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Dated:
September 21, 2017
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