FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

MCPARTLAND MARK A.

2. Date of Event Requiring Statement (MM/DD/YYYY)
9/19/2017 

3. Issuer Name and Ticker or Trading Symbol

VistaGen Therapeutics, Inc. [VTGN]

(Last)        (First)        (Middle)

C/O VISTAGEN THERAPEUTICS, INC., 343 ALLERTON AVENUE

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
VP Corporate Development /

(Street)

SOUTH SAN FRANCISCO, CA 94080       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy)     (1) 9/29/2026   Common Stock   125000   $4.27   D  
 
Stock Option (Right to Buy)     (2) 11/9/2026   Common Stock   40000   $3.80   D  
 
Stock Option (Right to Buy)     (3) 4/26/2027   Common Stock   100000   $1.96   D  
 
Stock Option (Right to Buy)     (4) 9/19/2027   Common Stock   50000   $1.56   D  
 

Explanation of Responses:
(1)  Options vest monthly over a period of four years commencing 9/29/2016, with a twelve-month cliff of 25% of the shares.
(2)  Options vest monthly over a period of three years commencing 11/9/2016.
(3)  Options vest monthly over a period of three years commencing 4/26/2017, with a twelve-month cliff of 25% of the shares.
(4)  1/3rd of the total number of shares shall be immediately vested upon the Vesting Start Date 9/19/2017 and 1/24th of the remaining number of shares shall vest monthly thereafter until all awarded shares are fully vested two (2) years from the Vesting Start Date.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
MCPARTLAND MARK A.
C/O VISTAGEN THERAPEUTICS, INC.
343 ALLERTON AVENUE
SOUTH SAN FRANCISCO, CA 94080


VP Corporate Development

Signatures
/s/ Jerrold D. Dotson, Attorney-in-Fact 9/20/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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