UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 15

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.

 

Commission File Number 001-15331

 

CROSSROADS SYSTEMS, INC.

(Exact name of registrant as specified in its charter)

 

11000 North Mopac Expressway #150

Austin, Texas 78759

(512) 349-0300

(Address, including zip code, and telephone number, including area code, of
registrant’s principal executive offices)

 

Common Stock, par value $0.001 per share

(Title of each class of securities covered by this Form)

 

None

(Titles of all other classes of securities for which a duty to file reports
under section 13(a) or 15(d) remains)

 

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

 

  Rule 12g-4(a)(1)   x  
  Rule 12g-4(a)(2)   ¨  
  Rule 12h-3(b)(1)(i)   x  
  Rule 12h-3(b)(1)(ii)   ¨  
  Rule 15d-6   ¨  
  Rule 15d-22(b)   ¨  

 

Approximate number of holders of record as of the certification or notice date: 139

 

Pursuant to the requirements of the Securities Exchange Act of 1934, Crossroads Systems, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

 

  CROSSROADS SYSTEMS, INC.
     
Date:  September 14, 2017 By: /s/ Richard K. Coleman, Jr.
Name: Richard K. Coleman, Jr.
  Title: Executive Director

 

 

 

 

 

 

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