Current Report Filing (8-k)
September 11 2017 - 3:39PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported):
September 11, 2017
STRAGENICS,
INC.
(Exact
Name of Registrant as Specified in Charter)
Florida
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333-157565
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46-5209647
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(State
or Other Jurisdiction
of
Incorporation)
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(Commission
File
Number)
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(IRS
Employer
Identification
No.)
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100
Rialto Place, Suite 700, Melbourne, FL 32901
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(Address
of Principal Executive Offices)
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Registrant’s
telephone number, including area code:
(321-541-1216)
(Former
Name or Former Address, if Changed Since Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
☐
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended
transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the
Exchange Act. ☐
Section
4 – Matters Related to Accountants and Financial Statements
Item
4.01 Changes in Registrant’s Certifying Accountant
On
August 29, 2017, Stragenics, Inc. (“the Company”) accepted the resignation of KLJ & Associates, LLP (“KLJ”)
as the company’s independent registered public accounting firm, effective as of such date. Effective as of September 8,
2017, the Audit Committee approved the engagement of Sadler, Gibb & Associates, LLC (“Sadler Gibb”) as the company’s
new independent registered public accounting firm.
The
audit reports of KLJ on our consolidated financial statements for the years ended December 31, 2014 and December 31, 2013 contained
no adverse opinion or disclaimer of opinion, and were not qualified or modified as to uncertainty, audit scope or accounting principles.
During
the years ended December 31, 2014 and December 31, 2013, and through the subsequent interim period preceding KLJs’ resignation,
there were no “disagreements” (as such term is defined in Item 304 of Regulation S-K (“Regulation S-K”)
promulgated under the Securities Act of 1933, as amended) with KLJ on any matter of accounting principles or practices, financial
statement disclosure, or auditing scope or procedures, which disagreements if not resolved to the satisfaction of KLJ would have
caused them to make reference thereto in their reports on the Company’s financial statements for such periods.
During
the years ended December 31, 2014 and December 31, 2013, and through the interim subsequent period preceding KLJs’ resignation,
there were not reportable events within the meaning set forth in Item 304(a)(1)(v) of Regulation S-K.
During
the fiscal years ended December 31, 2014 and December 31, 2013, and through the subsequent interim period preceding Sadler Gibbs’
engagement, the Company did not consult with Sadler Gibb on either (1) the application of accounting principles to a specific
transaction, either completed or proposed, the type of audit opinion that may be rendered on the Company’s financial statements,
and Sadler Gibb did not provide a written report or oral advice to the Company that Sadler Gibb concluded was an important factor
considered by the Company in reaching a decision as to an accounting, auditing or financial reporting issue; or (2) any matter
that was either the subject of a disagreement, as defined in Item 304(a)(1)(iv) of Regulation S-K, or a reportable event, as defined
in Item 304(a)(1)(v) of Regulation S-K.
KLJ
was provided with a copy of this Current Report on Form 8-K and the Company requested KLJ furnish a letter addressed to the Securities
and Exchange Commission stating whether they agree with the statements made herein. As copy of such letter, dated September 11,
2017, is filed as Exhibit 16.1 to this Current Report on Form 8-K.
Section
9 – Financial Statements and Exhibits
Item
9.01 Financial Statements and Exhibits.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed
on its behalf by the undersigned hereunto duly authorized.
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STRAGENICS,
INC.
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Date:
September 11, 2017
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By:
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/s/
Alan W. Grofe
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Alan
W. Grofe
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Chief
Executive Officer & President
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