Statement of Changes in Beneficial Ownership (4)
August 22 2017 - 11:28AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Touray Mahawa Vanessa
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2. Issuer Name
and
Ticker or Trading Symbol
MITEL NETWORKS CORP
[
MITL
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Senior Vice President, Finance
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(Last)
(First)
(Middle)
350 LEGGET DRIVE, OTTAWA, A6
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3. Date of Earliest Transaction
(MM/DD/YYYY)
8/18/2017
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(Street)
K2K 2W7
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Shares
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8/21/2017
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S
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100
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D
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$8.085
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2770
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D
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Common Shares
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8/21/2017
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S
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2770
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D
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$8.0856
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0
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D
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Common Shares
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8/21/2017
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M
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3063
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A
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$4.00
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3063
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D
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Common Shares
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8/21/2017
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S
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3063
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D
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$8.085
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0
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D
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Common Shares
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8/21/2017
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M
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5000
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A
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$3.80
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5000
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D
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Common Shares
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8/21/2017
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S
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5000
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D
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$8.089
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0
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Options (Common Shares)
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(1)
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8/18/2017
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J
(1)
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7500
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(2)
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7/15/2017
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Common Shares
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7500
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(1)
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0
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D
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Options (Common Shares)
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$4.00
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8/21/2017
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M
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3063
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(3)
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7/7/2018
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Common Shares
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3063
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$0
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0
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D
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Options (Common Shares)
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$3.80
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8/21/2017
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M
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5000
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(4)
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7/1/2020
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Common Shares
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5000
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$0
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0
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D
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Explanation of Responses:
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(1)
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Represents 7,500 unexercised and out-of-the-money stock options previously granted to Ms. Touray that expired on August 18, 2017. The expiry date for such options had been extended in accordance with the 2006 Equity Incentive Plan, to August 18, 2017 as a result of the original expiry date of July 15, 2017 coinciding with a black-out period for the Issuer.
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(2)
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7,500 stock options to purchase Common Shares of the Company were granted to Ms. Touray on July 15, 2010. 468 options vested on October 15, 2010 and vested in approximately equal installments every three months thereafter until July 15, 2014.
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(3)
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3,063 stock options to purchase Common Shares of the Company were granted to Ms. Touray on July 7, 2011. 437 options vested on October 7, 2011 and vested in equal installments every three months thereafter until July 7, 2015.
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(4)
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5,000 stock options to purchase Common Shares of the Company were granted to Ms. Touray on July 1, 2013. 312 options vested on October 1, 2013 and are scheduled to vest in approximately equal installments every three months thereafter until July 1, 2017.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Touray Mahawa Vanessa
350 LEGGET DRIVE
OTTAWA, A6
K2K 2W7
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Senior Vice President, Finance
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Signatures
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/s/Vanessa Mahawa Kanu
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8/22/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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