Current Report Filing (8-k)
August 18 2017 - 5:04PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of Earliest Event Reported):
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August
18, 2017
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ECO-STIM
ENERGY SOLUTIONS, INC.
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(Exact
name of registrant as specified in its charter)
Nevada
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31104
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20-8203420
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(State or other jurisdiction of
incorporation or organization)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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2930
W. Sam Houston Pkwy N., Suite 275
Houston,
TX
(Address of principal executive offices)
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77043
(Zip Code)
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281-531-7200
(Registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item
1.01 Entry into a Material Definitive Agreement.
On
August 18, 2017, Eco-Stim Energy Solutions, Inc. (the “Company”), with the approval of its Board of Directors, entered
into indemnification agreements with each of Andrew Colvin, David Proman, Don Stoltz, and Andrew Teno (the “Indemnification
Agreements”) in connection with their role as members of the Board of Directors. These agreements require the Company to
indemnify these individuals to the fullest extent permitted by applicable law against liability that may arise by reason of their
service to the Company and to advance expenses incurred as a result of any proceeding against them as to which they could be indemnified.
A copy of the Form of Indemnification Agreement is filed as Exhibit 10.1 to this Current Report on Form 8-K.
The
other members of the Board of Directors, J. Christopher Boswell, Bjarte Bruheim, and Chris Krummel, who each executed an Indemnification
Agreement, dated as of October 1, 2014 (the “Existing Indemnification Agreement”), each executed an amended and restated
Indemnification Agreement that replaced and superseded their respective Existing Indemnification Agreement in its entirety. Each
such amended and restated Indemnification Agreement is in substantially the form provided as Exhibit 10.1 to this Current Report
on Form 8-K.
The
foregoing description is qualified in its entirety by reference to the full text of the Form of Indemnification Agreement, which
is attached as an exhibit hereto and incorporated in this Item 1.01 by reference.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits
Exhibit
No.
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Description
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10.1
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Form
of Indemnification Agreement between the Company and its directors and officers.
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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ECO-STIM
ENERGY SOLUTIONS, INC.
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August
18, 2017
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By:
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/s/
Jon Christopher Boswell
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Name:
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J.
Christopher Boswell
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Title:
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President
and Chief Executive Officer
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EXHIBIT
INDEX
Exhibit
No.
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Description
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10.1
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Form
of Indemnification Agreement between the Company and directors and officers.
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