Report of Foreign Issuer (6-k)
August 16 2017 - 5:04PM
Edgar (US Regulatory)
FORM
6-K
SECURITIES
AND EXCHANGE COMMISSION
Washington D.C. 20549
REPORT OF
FOREIGN ISSUER
Pursuant to Rule
13a-16
or
15d-16
under the Securities Exchange Act of 1934
For the month of August 2017
Commission File Number
1-32575
Royal Dutch Shell plc
(Exact name of registrant as specified in its charter)
30, Carel van
Bylandtlaan, 2596 HR The Hague
The Netherlands
(Address of principal executive offices)
Indicate by check mark whether
the registrant files or will file annual reports under cover of Form
20-F
or Form
40-F:
Form
20-F
☒ Form
40-F ☐
Indicate by check mark if the registrant is submitting the Form
6-K
in paper as permitted by Regulation
S-T
Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form
6-K
in paper as permitted by Regulation
S-T
Rule 101(b)(7): ☐
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the
Commission pursuant to Rule
12g3-2(b)
under the Securities Exchange Act of 1934.
Yes ☐. No ☒
If Yes is marked, indicate below the file number assigned to the registrant in connection with Rule
12g3-2(b):
82-
The following is the text of an announcement released to the London Stock Exchange by Royal
Dutch Shell plc on August 16, 2017
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TR-1:
Standard form for notification of major holdings
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NOTIFICATION OF MAJOR HOLDINGS
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1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached
ii
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Royal Dutch Shell plc
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1b. Please indicate if the issuer is a
non-UK
issuer
(please mark with an X if appropriate)
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Non-UK
issuer
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☐
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2. Reason for the notification
(please mark the appropriate box or boxes with an X)
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An acquisition or disposal of voting rights
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☒
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An acquisition or disposal of financial instruments
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☐
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An event changing the breakdown of voting rights
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☐
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Other (please specify)
iii
:
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☐
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3. Details of person subject to the notification obligation
iv
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Name
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BlackRock, Inc.
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City and country of registered office (if applicable)
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Wilmington, DE, USA
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4. Full name of shareholder(s)
(if different from 3.)
v
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Name
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City and country of registered office (if applicable)
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5. Date on which the threshold was crossed or reached
vi
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14/08/2017
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6. Date on which issuer notified (DD/MM/YYYY):
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15/08/2017
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7. Total positions of person(s) subject to the notification obligation
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% of voting rights
attached to shares
(total of 8.
A)
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% of voting rights
through financial
instruments
(total of 8.B 1 + 8.B 2)
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Total of both in %
(8.A + 8.B)
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Total number of
voting rights of
issuer
vii
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Resulting situation on the date on which threshold was crossed or reached
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5.79%
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0.89%
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6.69%
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8,256,104,493
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Position of previous notification (if applicable)
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4.53%
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2.15%
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6.68%
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8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
viii
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A: Voting rights attached to shares
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Class/type of shares
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Number of voting rights
ix
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% of voting rights
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ISIN code (if possible)
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Direct
(Art 9 of Directive
2004/109/EC)
(DTR5.1)
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Indirect
(Art 10 of Directive
2004/109/EC)
(DTR5.2.1)
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Direct
(Art 9 of Directive
2004/109/EC)
(DTR5.1)
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Indirect
(Art 10 of Directive
2004/109/EC)
(DTR5.2.1)
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GB00B03MM408
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210,638,542
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2.55
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%
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GB00B03MLX29
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267,699,423
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3.24
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%
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SUBTOTAL 8. A
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478,337,965
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5.79%
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B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
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Type of financial instrument
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Expiration
date
x
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Exercise/
Conversion
Period
xi
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Number of voting
rights that may be
acquired if the
instrument is
exercised/converted.
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% of voting
rights
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Securities Lending (GB00B03MLX29)
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4,891,231
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0.05
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%
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Securities Lending (GB00B03MM408)
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17,500,000
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0.21
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%
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American Depositary Receipt (GB00B03MLX29)
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33,909,766
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0.41
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%
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American Depositary Receipt (GB00B03MM408)
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18,530
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0.00
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%
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Physically Settled Call Option (US7802592060)
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18/01/2019
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7,798,670
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0.09
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%
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Physically Settled Put Option (US7802592060)
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18/01/2019
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7,798,670
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0.09
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%
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SUBTOTAL 8. B 1
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71,916,867
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0.87
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%
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B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
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Type of financial instrument
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Expiration
date
x
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Exercise/
Conversion
Period
xi
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Physical or cash
settlement
xii
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Number of voting
rights
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% of voting rights
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CFD (GB00B03MLX29)
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137,076
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0.00
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%
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CFD (GB00B03MM408)
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1,825,930
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0.02
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%
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Equity Linked Note
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18/09/2017
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18/09/2017
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Cash
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199,600
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0.00
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%
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SUBTOTAL
8.B.2
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2,162,606
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0.02
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%
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9. Information in relation to the person subject to the notification obligation
(please mark the applicable box with an
X)
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Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer
xiii
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☐
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Full
chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv
(please add additional rows as necessary)
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☒
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Name
xv
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% of voting
rights if it
equals or is
higher than the
notifiable
threshold
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% of voting rights
through financial
instruments if
it
equals or is higher
than the notifiable
threshold
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Total of both if
it equals or is
higher than the
notifiable
threshold
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BlackRock, Inc.
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BlackRock Holdco 2, Inc.
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BlackRock Financial Management, Inc.
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BlackRock International Holdings, Inc.
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BR Jersey International Holdings L.P.
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BlackRock Holdco3, LLC
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BlackRock Canada Holdings LP
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BlackRock Canada Holdings ULC
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BlackRock Asset Management Canada Limited
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BlackRock, Inc.
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Trident Merger, LLC
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BlackRock Investment Management, LLC
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BlackRock, Inc.
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BlackRock Holdco 2, Inc.
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BlackRock Financial Management, Inc.
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BlackRock Holdco 4, LLC
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BlackRock Holdco 6, LLC
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BlackRock Delaware Holdings Inc.
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BlackRock Fund Advisors
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BlackRock Institutional Trust Company, National Association
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BlackRock, Inc.
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BlackRock Holdco 2, Inc.
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BlackRock Financial Management, Inc.
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BlackRock, Inc.
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BlackRock Holdco 2, Inc.
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BlackRock Financial Management, Inc.
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BlackRock International Holdings, Inc.
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BR Jersey International Holdings L.P.
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BlackRock Group Limited
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BlackRock Investment Management (UK) Limited
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BlackRock, Inc.
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BlackRock Holdco 2, Inc.
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BlackRock Financial Management, Inc.
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BlackRock International Holdings, Inc.
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BR Jersey International Holdings L.P.
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BlackRock (Singapore) Holdco Pte. Ltd.
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BlackRock
Asia-Pac
Holdco, LLC
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BlackRock HK Holdco Limited
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BlackRock Cayco Limited
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BlackRock Trident Holding Company Limited
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BlackRock Japan Holdings GK
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BlackRock Japan Co., Ltd.
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BlackRock, Inc.
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BlackRock Holdco 2, Inc.
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BlackRock Financial Management, Inc.
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BlackRock Holdco 4, LLC
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BlackRock Holdco 6, LLC
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BlackRock Delaware Holdings Inc.
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BlackRock Fund Advisors
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BlackRock, Inc.
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BlackRock Holdco 2, Inc.
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BlackRock Financial Management, Inc.
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BlackRock International Holdings, Inc.
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BR Jersey International Holdings L.P.
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BlackRock Group Limited
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BlackRock Advisors (UK) Limited
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BlackRock, Inc.
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BlackRock Holdco 2, Inc.
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BlackRock Financial Management, Inc.
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BlackRock International Holdings, Inc.
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BR Jersey International Holdings L.P.
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BlackRock Australia Holdco Pty. Ltd.
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BlackRock Investment Management (Australia) Limited
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BlackRock, Inc.
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BlackRock Holdco 2, Inc.
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BlackRock Financial Management, Inc.
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BlackRock Capital Holdings, Inc.
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BlackRock Advisors, LLC
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BlackRock, Inc.
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BlackRock Holdco 2, Inc.
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BlackRock Financial Management, Inc.
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BlackRock International Holdings Inc.
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BR Jersey International Holdings L.P.
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BlackRock (Singapore) Holdco Pte. Ltd.
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BlackRock
Asia-Pac
Holdco, LLC
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BlackRock HK Holdco Limited
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BlackRock Asset Management North Asia Limited
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BlackRock, Inc.
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BlackRock Holdco 2, Inc.
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BlackRock Financial Management, Inc.
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BlackRock International Holdings Inc.
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BR Jersey International Holdings L.P.
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BlackRock Group Limited
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BlackRock Investment Management (UK) Limited
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BlackRock Asset Management Deutschland AG
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BlackRock, Inc
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BlackRock Holdco 2, Inc.
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BlackRock Financial Management, Inc.
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BlackRock International Holdings, Inc.
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BR Jersey International Holdings L.P.
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BlackRock Group Limited
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BlackRock (Netherlands) B.V.
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BlackRock, Inc.
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BlackRock Holdco 2, Inc.
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BlackRock Financial Management, Inc.
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BlackRock International Holdings, Inc.
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BR Jersey International Holdings L.P.
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BlackRock (Singapore) Holdco Pte. Ltd.
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BlackRock (Singapore) Limited
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BlackRock, Inc.
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BlackRock Holdco 2, Inc.
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BlackRock Financial Management, Inc.
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BlackRock International Holdings, Inc.
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BR Jersey International Holdings L.P.
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BlackRock Group Limited
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BlackRock International Limited
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10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information
xvi
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Place of completion
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12 Throgmorton Avenue, London, EC2N 2DL, U.K. (BlackRock, Inc.)
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Date of completion
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15 August 2017 (BlackRock, Inc.)
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Mark Edwards
Deputy Company Secretary
Royal
Dutch Shell plc
020 7934 2817
LEI Number: 21380068P1DRHMJ8KU70
Major Shareholding Notifications
This Report on Form
6-K
is incorporated by reference into:
a) the Registration Statement on Form
F-3
of Royal Dutch Shell plc and Shell International Finance B.V. (Registration
Numbers
333-199736
and
333-199736-01);
and
b) the Registration Statements on Forms
S-8
of Royal Dutch Shell plc (Registration Numbers
333-126715,
333-141397,
333-171206,
333-192821,
333-200953 and
333-215273).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
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Royal Dutch Shell plc
(Registrant)
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By:
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M Edwards
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Name:
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M Edwards
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Title:
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Deputy Company Secretary
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Date: August 16, 2017
|
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