Current Report Filing (8-k)
August 15 2017 - 2:20PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of
the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported)
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August
15, 2017
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TWO
RIVERS WATER & FARMING COMPANY
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(Exact name of registrant as specified in charter)
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Colorado
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(State or other jurisdiction of incorporation)
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000-51139
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13-4228144
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(Commission File Number)
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(IRS Employee Identification No.)
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3025 South
Parker Rd., Aurora, CO
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80222
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code
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(303) 222-1000
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Not Applicable
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(Former name or former address, if changed since last report)
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Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under
the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule
14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)
☐ Pre-commencement communications pursuant to Rule
13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
☐ Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
☐ If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with
any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
SECTION
7 – REGULATION FD DISCLOSURE
ITEM
7.01
Regulation FD Disclosure
Press
Release
The
information in this Item 7.01 of this Current Report is furnished pursuant to Item 7.01 and shall not be deemed "filed"
for any purpose, including for the purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities of that
Section. The information in this Current Report on Form 8-K shall not be deemed incorporated by reference into any filing under
the Securities Act or the Exchange Act regardless of any general incorporation language in such filing.
Two
Rivers Water & Farming released the financial results for its 2017 fiscal second quarter and first half.
The
text of the press release is attached herewith as Exhibit 99.1.
SECTION
9 – FINANCIAL STATEMENTS AND EXHIBITS
Item
9.01
Financial
Statements and Exhibits
(d)
Exhibits. The following is a complete list of exhibits filed as part of this Report. Exhibit numbers correspond to the numbers
in the exhibit table of Item 601 of Regulation S-K.
Exhibit
Number
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Description
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99.1
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Press
Release Issued by Two Rivers Water & Farming Company on August 15, 2017
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SIGNATURE
Pursuant
to the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its
behalf by the undersigned, thereunto duly authorized.
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TWO RIVERS WATER & FARMING COMPANY
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(Registrant)
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Dated: August 15, 2017
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By:
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/s/ Bill Gregorak
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Bill Gregorak, Chief Financial Officer
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EXHIBIT
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