UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 8, 2017
 
 
 
PROTAGONIST THERAPEUTICS, INC.
(Exact name of registrant as specified in its charter)
 
 
 
 
 

 
 
Delaware
 
001-37852
 
98-0505495
(State or other jurisdiction
of incorporation)
 
(Commission
File Number)
 
(IRS Employer
Identification No.)
Protagonist Therapeutics, Inc.
7707 Gateway Blvd., Suite 140
Newark, California 94560-1160
(Address of principal executive offices, including zip code)
(510) 474-0170
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report.)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company   x
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐





Item 2.02. Results of Operations and Financial Condition.
On August 8, 2017, Protagonist Therapeutics, Inc. reported its financial results for the quarter ended June 30, 2017. A copy of the press release titled “Protagonist Therapeutics Reports Second Quarter 2017 Financial Results and Business Highlights,” is furnished pursuant to Item 2.02 as Exhibit 99.1 hereto and is incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
 
 
 
Exhibit
 
Description
 
 
99.1
 
Press release, dated August 8, 2017, titled “Protagonist Therapeutics Reports Second Quarter 2017 Financial Results and Business Highlights.”
The information in this report, including the exhibit hereto, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section 11 and 12(a)(2) of the Securities Act of 1933, as amended. The information contained herein and in the accompanying exhibit shall not be incorporated by reference into any filing with the U.S. Securities and Exchange Commission made by Protagonist Therapeutics, Inc., whether made before or after the date hereof, regardless of any general incorporation language in such filing.





SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 
 
 
 
 
 
 
 
Protagonist Therapeutics, Inc.
 
 
 
Dated:
August 8, 2017
 
 
 
 
 
 
 
 
 
 
 
By:
 
/s/ Thomas P. O’Neil
 
 
 
 
 
 
Thomas P. O’Neil
 
 
 
 
 
 
Chief Financial Officer





INDEX TO EXHIBITS
 
 
 
 
Exhibit
 
Description
 
 
99.1
 
Press release, dated August 8, 2017, titled “Protagonist Therapeutics Reports Second Quarter 2017 Financial Results and Business Highlights.”


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