Initial Statement of Beneficial Ownership (3)
July 27 2017 - 12:46PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Duffy Julie G
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2. Date of Event Requiring Statement (MM/DD/YYYY)
7/17/2017
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3. Issuer Name
and
Ticker or Trading Symbol
TEXTRON INC [TXT]
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(Last)
(First)
(Middle)
TEXTRON INC., 40 WESTMINSTER STREET
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
Executive VP - Human Resources /
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(Street)
PROVIDENCE, RI 02903
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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12831
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D
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Common Stock
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10736.62
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I
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Held on behalf of the Reporting Person by the Textron Savings Plan (as of 07/17/2017).
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Employee Stock Option - Right to Buy
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(1)
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3/1/2024
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Common Stock
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6562
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$39.70
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D
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Employee Stock Option - Right to Buy
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(2)
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3/1/2025
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Common Stock
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5727
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$44.31
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D
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Employee Stock Option - Right to Buy
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(3)
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3/1/2026
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Common Stock
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7009
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$34.50
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D
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Employee Stock Option - Right to Buy
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(4)
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3/10/2027
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Common Stock
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6260
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$49.48
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D
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Stock Units
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(5)
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(5)
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Common Stock
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420.94
(6)
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(7)
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D
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Stock Units
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(5)
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(5)
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Common Stock
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60.891
(8)
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(7)
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D
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Explanation of Responses:
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(1)
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This option vested in three (3) equal annual installments. The first, second and third installments became exercisable on March 1, 2015, March 1, 2016 and March 1, 2017 (respectively).
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(2)
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This option vests in three (3) equal annual installments. The first and second installments became exercisable on March 1, 2016 and March 1, 2017 (respectively), and the third installment will become exercisable on March 1, 2018.
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(3)
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This option vests in three (3) equal annual installments. The first installment became exercisable on March 1, 2017, and the second and third installments will become exercisable on March 1, 2018 and March 1, 2019 (respectively).
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(4)
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This option will vest in three (3) equal annual installments. The first, second and third installments will become exercisable on March 1, 2018, March 1, 2019 and March 1, 2020 (respectively).
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(5)
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Payable in cash following the conclusion of Reporting Person's employment with Textron Inc.
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(6)
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Acquired pursuant to the Textron Spillover Savings Plan.
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(7)
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Each stock unit is valued based on the value of one (1) share of Textron Inc. Common Stock.
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(8)
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Acquired pursuant to the Deferred Income Plan for Textron Executives.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Duffy Julie G
TEXTRON INC.
40 WESTMINSTER STREET
PROVIDENCE, RI 02903
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Executive VP - Human Resources
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Signatures
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/s/ Ann T. Willaman, Attorney-in-Fact
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7/27/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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