Initial Statement of Beneficial Ownership (3)
July 07 2017 - 4:16PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Sah Dinah Ph.D.
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2. Date of Event Requiring Statement (MM/DD/YYYY)
6/29/2017
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3. Issuer Name
and
Ticker or Trading Symbol
Voyager Therapeutics, Inc. [VYGR]
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(Last)
(First)
(Middle)
C/O VOYAGER THERAPEUTICS, 75 SIDNEY STREET
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
Chief Scientific Officer /
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(Street)
CAMBRIDGE, MA 02139
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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138688
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Options (Right to Buy)
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4/27/2015
(1)
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4/27/2025
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Common Stock
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15141
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$7.2700
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D
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Stock Options (Right to Buy)
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8/26/2015
(2)
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8/26/2025
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Common Stock
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9634
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$8.3300
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D
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Stock Options (Right to Buy)
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8/26/2015
(3)
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8/26/2025
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Common Stock
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23312
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$8.3300
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D
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Stock Options (Right to Buy)
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2/1/2016
(4)
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2/1/2026
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Common Stock
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34854
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$11.0900
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D
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Stock Options (Right to Buy)
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2/1/2016
(5)
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2/1/2026
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Common Stock
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5146
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$11.0900
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D
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Stock Options (Right to Buy)
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2/8/2017
(6)
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2/8/2027
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Common Stock
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9599
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$11.83
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D
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Stock Options (Right to Buy)
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2/8/2017
(7)
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2/8/2027
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Common Stock
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55401
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$11.83
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D
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Explanation of Responses:
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(1)
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This option vests in 48 equal monthly installments, commencing on 04/27/2015, provided that, as of each such vesting date, Ms.Sah continues to provide services to Voyager Therapeutics, Inc. (the "Company").
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(2)
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This option vests in 48 equal monthly installments, commencing on 08/26/2015, provided that, as of each such vesting date, Ms.Sah continues to provide services to the Company.
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(3)
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This option vests in 48 equal monthly installments, commencing on 08/26/2015, provided that, as of each such vesting date, Ms.Sah continues to provide services to the Company.
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(4)
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This option vests in 48 equal monthly installments, commencing on 02/01/2016, provided that, as of each such vesting date, Ms.Sah continues to provide services to the Company.
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(5)
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This option vests in 48 equal monthly installments, commencing on 02/01/2016, provided that, as of each such vesting date, Ms.Sah continues to provide services to the Company.
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(6)
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This option vests in 48 equal month installments commencing on 02/08/2017, provided that, as of each such vesting date, Ms. Sah continues to provide services to the Company. Further, the option requires acceptance before it may be exercised.
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(7)
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This option vests in 48 equal month installments commencing on 02/08/2017, provided that, as of each such vesting date, Ms. Sah continues to provide services to the Company. Further, the option requires acceptance before it may be exercised.
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Remarks:
Exhibit 24.1: Limited Power of Attorney
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Sah Dinah Ph.D.
C/O VOYAGER THERAPEUTICS
75 SIDNEY STREET
CAMBRIDGE, MA 02139
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Chief Scientific Officer
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Signatures
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/s/ Shannyn Gaughan, As Attorney-in-Fact for Dinah Sah
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7/3/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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