FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

PURSELL A WADE
2. Issuer Name and Ticker or Trading Symbol

SM Energy Co [ SM ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
EVP & CFO
(Last)          (First)          (Middle)

1775 SHERMAN STREET, SUITE 1200
3. Date of Earliest Transaction (MM/DD/YYYY)

7/3/2017
(Street)

DENVER, CO 80203
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock; $.01 Par Value   12/30/2016     J (1)   V 26   A $23.868   88578   D    
Common Stock; $.01 Par Value   6/30/2017     J (2)   V 725   A $14.05   89303   D    
Common Stock; $.01 Par Value   7/3/2017     M    1982   A   (3) 91285   D    
Common Stock; $.01 Par Value   7/3/2017     F    634   D $16.53   90651   D    
Common Stock; $.01 Par Value   7/3/2017     M    3097   A   (4) 93748   D    
Common Stock; $.01 Par Value   7/3/2017     F    991   D $16.53   92757   D    
Common Stock; $.01 Par Value   7/3/2017     M    4451   A   (5) 97208   D    
Common Stock; $.01 Par Value   7/3/2017     F    1424   D $16.53   95784   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units     (3) 7/3/2017     M         1982      (3)   (3) Common Stock   1982.0     (3) 0   D    
Restricted Stock Units     (4) 7/3/2017     M         3097      (4)   (4) Common Stock   3097.0     (4) 3098   D    
Restricted Stock Units     (5) 7/3/2017     M         4451      (5)   (5) Common Stock   4451.0     (5) 8904   D    

Explanation of Responses:
(1)  The reporting person purchased 26 shares of the issuer's common stock on December 30, 2016, through the issuer's Employee Stock Purchase Plan.
(2)  The reporting person purchased 725 shares of the issuer's common stock on June 30, 2017, through the issuer's Employee Stock Purchase Plan.
(3)  Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.
(4)  Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.
(5)  Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
PURSELL A WADE
1775 SHERMAN STREET
SUITE 1200
DENVER, CO 80203


EVP & CFO

Signatures
Karin M. Writer (Attorney-In-Fact) 7/6/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
SM Energy (NYSE:SM)
Historical Stock Chart
From Feb 2024 to Mar 2024 Click Here for more SM Energy Charts.
SM Energy (NYSE:SM)
Historical Stock Chart
From Mar 2023 to Mar 2024 Click Here for more SM Energy Charts.