Initial Statement of Beneficial Ownership (3)
June 30 2017 - 4:03PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Rayfield Charles W
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2. Date of Event Requiring Statement (MM/DD/YYYY)
6/23/2017
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3. Issuer Name
and
Ticker or Trading Symbol
KNOLL INC [KNL]
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(Last)
(First)
(Middle)
C/O KNOLL, INC., 1235 WATER STREET
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
Principal Financial Officer /
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(Street)
EAST GREENVILLE, PA 18041
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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7500
(1)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Restricted Stock Units
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(2)
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(2)
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Common Stock
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5000
(5)
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(3)
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D
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Restricted Stock Units
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(4)
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(4)
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Common Stock
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2500
(5)
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(3)
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D
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Explanation of Responses:
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(1)
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These shares are unvested restricted shares from grants made on February 17, 2016 (5,000) and February 15, 2017 (2,500), which cliff vest on the third anniversary of each date of grant.
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(2)
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These restricted stock units were granted on February 17, 2016 and vest after a three-year period, subject to the issuer's satisfaction of certain performance criteria.
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(3)
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Each restricted stock unit represents a contingent right to receive, at settlement, one share of the issuer's common stock.
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(4)
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These restricted stock units were granted on February 15, 2017 and vest after a three-year period, subject to the issuer's satisfaction of certain performance criteria.
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(5)
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Represents the target amount of restricted stock units granted. An additional twenty-five percent (25%) of the target amount could vest upon achievement of additional performance metrics.
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Remarks:
Exhibit List
Exhibit 24 - Power of Attorney
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Rayfield Charles W
C/O KNOLL, INC.
1235 WATER STREET
EAST GREENVILLE, PA 18041
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Principal Financial Officer
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Signatures
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/s/John M. Wilson, Attorney-in-Fact
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6/30/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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