Written Communication by the Subject Company Relating to a Third Party Tender Offer (sc14d9c)
June 23 2017 - 4:49PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE
14D-9
(Rule 14d-101)
Solicitation/Recommendation Statement
Under Section 14(d)(4) of the Securities Exchange Act of 1934
ENERNOC, INC.
(Name of
Subject Company)
ENERNOC, INC.
(Name of
Person Filing Statement)
Common Stock, $0.001 par value per share
(Title of Class of Securities)
292764107
(CUSIP Number
of Class of Securities)
Timothy Healy
Chief Executive Officer
EnerNOC, Inc.
One Marina
Park Drive, Suite 400
Boston, Massachusetts 02210
(617)
224-9900
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications
on Behalf of the Person Filing Statement)
With copies to:
Miguel Vega, Esq.
Barbara L. Borden, Esq.
Cooley LLP
500
Boylston Street
14
th
Floor
Boston, MA 02216
(617)
937-2300
☒
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Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.
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EnerNOC, Inc.
Explanatory Note
This filing (the
SC14D9C Filing) is made in connection with the June 22, 2017 filing of EnerNOC, Inc. relating to certain preliminary communications made before the commencement of a tender offer on Schedule
14D-9
(the Original Filing), for the sole purpose of correcting an inadvertent administrative error in SEC EDGAR database tagging of the Original Filing. Namely, the SC14D9C Filing corrects the SEC
EDGAR tagging of the Original Filing from SC 14D9 (Solicitation, recommendation statements) to SC14D9C (Written communication relating to third party tender offer).
With the exception of the foregoing SEC EDGAR tagging correction, this SC14D9C Filing does not make any other changes to the Original Filing.
On June 22, 2017, EnerNOC, Inc. (
EnerNOC
) issued a press release announcing the execution of an Agreement and Plan of Merger
(the
Merger Agreement
). Pursuant to the Merger Agreement, Pine Merger Sub, Inc. (
Purchaser
), a wholly owned subsidiary of Enel Green Power North America, Inc. (
Parent
), will commence a tender offer (the
Offer
) to purchase all of the issued and outstanding shares of EnerNOC common stock for $7.67 per share in cash. If successful, the Offer will be followed by a merger of
Purchaser with and into EnerNOC (the
Merger
).
This Schedule
14D-9
filing consists of
the following document relating to the proposed Offer and Merger:
(i)
|
Press Release of EnerNOC, dated June 22, 2017.
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(ii)
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Email to EnerNOC employees, first sent on June 22, 2017.
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(iii)
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Form of email to EnerNOC customers, first sent on June 22, 2017.
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1
Additional Information about the Transaction and Where to Find It
The Offer has not yet commenced. This filing and the attached exhibits are neither an offer to buy nor a solicitation of an offer to sell any
securities of EnerNOC. The solicitation and the offer to buy shares of EnerNOCs common stock will only be made pursuant to a tender offer statement on Schedule TO, including an offer to purchase, a letter of transmittal and other related
materials that Purchaser, Parent, and Enel S.p.A., the parent of Parent, intend to file with the Securities and Exchange Commission (the
SEC
). In addition, EnerNOC will file with the SEC a Solicitation/Recommendation
Statement on Schedule
14D-9
with respect to the Offer. Once filed, investors will be able to obtain the tender statement on Schedule TO, the offer to purchase, the Solicitation/Recommendation Statement of
EnerNOC on Schedule
14D-9
and related materials with respect to the tender offer and the merger, free of charge at the website of the SEC at
www.sec.gov
or from the information agent and dealer manager
named in the tender offer materials. Investors may also obtain, at no charge, the documents filed with or furnished to the SEC by EnerNOC under the Investors section of EnerNOCs website at www.enernoc.com. Investors are advised to
read these documents when they become available, including the Solicitation/Recommendation Statement of EnerNOC and any amendments thereto, as well as any other documents relating to the Offer and the Merger that are filed with the SEC, carefully
and in their entirety prior to making any decisions with respect to whether to tender their shares into the Offer because they contain important information, including the terms and conditions of the Offer.
Forward-Looking Statements
Certain
statements either contained in or incorporated by reference into this document, other than purely historical information, including statements relating to the sale of EnerNOC and any statements relating to EnerNOCs business and expected
operating results, and the assumptions upon which those statements are based, are forward-looking statements. These forward-looking statements generally include statements that are predictive in nature and depend upon or refer to future
events or conditions, and include words such as believes, plans, anticipates, projects, estimates, expects, intends, strategy, future,
opportunity, may, will, should, could, potential, or similar expressions. Such forward-looking statements include the ability of EnerNOC, Purchaser and Parent to complete the
transactions contemplated by the Merger Agreement, including the parties ability to satisfy the conditions to the consummation of the Offer and the other conditions set forth in the Merger Agreement and the possibility of any termination of
the Merger Agreement. The forward-looking statements contained in this document are based on current expectations and assumptions that are subject to risks and uncertainties which may cause actual results to differ materially from the
forward-looking statements. Actual results may differ materially from current expectations because of risks associated with uncertainties as to the timing of the Offer and the subsequent Merger; uncertainties as to how many of EnerNOCs
stockholders will tender their shares of common stock in the Offer; the risk that competing offers or acquisition proposals will be made; the possibility that various conditions to the consummation of the Offer or the Merger may not be satisfied or
waived, including that a governmental entity may prohibit, delay or refuse to grant approval for the consummation of the Offer or the Merger; the effects of disruption from the transactions of EnerNOCs business and the fact that the
announcement and pendency of the transactions may make it more difficult to establish or maintain relationships with employees, suppliers and other business partners; and other uncertainties pertaining to EnerNOCs business, including those
detailed in EnerNOCs public filings with the SEC from time to time, including EnerNOCs most recent Annual Report on Form
10-K
for the year ended December 31, 2016 and Quarterly Reports on Form
10-Q.
The reader is cautioned not to unduly rely on these forward-looking statements. EnerNOC expressly disclaims any intent or obligation to update or revise publicly these forward-looking statements except
as required by law.
2
Exhibit Index
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Exhibit
No.
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Description
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99.1
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Press Release of EnerNOC, dated June 22, 2017.
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99.2
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Email to EnerNOC employees, first sent on June 22, 2017.
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99.3
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Form of email to EnerNOC customers, first sent on June 22, 2017.
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3.
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