Statement of Changes in Beneficial Ownership (4)
June 05 2017 - 4:22PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
MOXLEY JAMES R III
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2. Issuer Name
and
Ticker or Trading Symbol
FULTON FINANCIAL CORP
[
FULT
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
C/O FULTON FINANCIAL CORPORATION, P.O. BOX 4887, ONE PENN SQUARE
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3. Date of Earliest Transaction
(MM/DD/YYYY)
6/1/2017
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(Street)
LANCASTER, PA 17604
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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$2.50 par value common stock
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6/1/2017
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A
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981.00
(1)
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A
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$0.00
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47332.6214
(2)
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D
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$2.50 par value common stock
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20000.00
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I
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By 401(k)
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$2.50 par value common stock
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15822.2378
(3)
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I
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By Children
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$2.50 par value common stock
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1055.4875
(4)
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I
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By Spouse
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$2.50 par value common stock
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39115.00
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I
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Moxley Family Trust
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(1)
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Stock award granted under the 2011 Directors' Equity Participation Plan.
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(2)
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Includes 124 shares acquired on January 17, 2017, 119.6354 shares acquired on January 20, 2017, 148.5611 shares acquired on April 17, 2017 and 146.4135 shares acquired on April 24, 2017 pursuant to dividend reinvestment.
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(3)
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Includes 1.6737 shares acquired on January 17, 2017, 80.988 shares acquired on January 20, 2017, 1.3601 shares acquired on April 17, 2017 and 99.1158 shares acquired on April 24, 2017 pursuant to dividend reinvestment.
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(4)
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Includes .1148 shares acquired on January 17, 2017, 5.3992 shares acquired on January 20, 2017, 0.1374 shares acquired on April 17, 2017 and 6.6076 shares acquired on April 24, 2017 pursuant to dividend reinvestment.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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MOXLEY JAMES R III
C/O FULTON FINANCIAL CORPORATION
P.O. BOX 4887, ONE PENN SQUARE
LANCASTER, PA 17604
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X
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Signatures
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John R. Merva, Attorney-in-Fact
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6/5/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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