Securities Registration (section 12(b)) (8-a12b)
June 05 2017 - 4:08PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
8-A
FOR
REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF
THE SECURITIES EXCHANGE ACT OF 1934
COLONY
NORTHSTAR, INC.
(Exact Name of Registrant as Specified in Its Charter)
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Maryland
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46-4591526
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(State of Incorporation or Organization)
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(I.R.S. Employer Identification No.)
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515 S. Flower Street, 44th Floor
Los Angeles, CA
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90071
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(Address of Principal Executive Offices)
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(Zip Code)
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Securities to be registered pursuant to Section 12(b) of the Act:
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Title of each class
to be so registered
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Name of each exchange on which
each class is to be registered
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7.15% Series I Cumulative Redeemable Perpetual Preferred Stock
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The New York Stock Exchange
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If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A.(c), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g)
of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box. ☐
Securities Act
registration statement file number to which this form relates:
333-215506
Securities to be registered pursuant to Section 12(g) of the Act:
None.
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. Description of Registrants Securities to be Registered.
A description of the preferred stock to be registered hereunder is contained in the section entitled Description of Our Series I Preferred
Stock in the Registrants prospectus supplement dated May 24, 2017, as filed with the U.S. Securities and Exchange Commission on May 26, 2017 under Rule 424(b)(5) and under Description of Preferred Stock in the
accompanying prospectus, which descriptions are incorporated herein by reference.
Item 2. Exhibits.
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Exhibit
No.
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Description
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3.1
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Articles of Amendment and Restatement of Colony NorthStar, Inc. (incorporated by reference to Exhibit 3.1 to the Companys Current Report on
Form 8-K12B filed
on
January 10, 2017)
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3.2*
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Articles Supplementary designating Colony NorthStar, Inc.s 7.15% Series I Cumulative Redeemable Perpetual Preferred Stock, liquidation preference $25.00 per share, par value $0.01 per share
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3.3
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Amended and Restated Bylaws of Colony NorthStar, Inc. (incorporated by reference to Exhibit 3.2 to the Companys Current Report on Form
8-K12B
filed on January 10, 2017)
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4.1*
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Form of stock certificate evidencing the 7.15% Series I Cumulative Redeemable Perpetual Preferred Stock, liquidation preference $25.00 per share, par value $0.01 per share
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this Registration Statement
to be signed on its behalf by the undersigned, thereto duly authorized.
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Date: June 5, 2017
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COLONY NORTHSTAR, INC.
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By:
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/s/ Ronald M. Sanders
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Ronald M. Sanders
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Executive Vice President, Chief Legal Officer and Secretary
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EXHIBIT INDEX
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Exhibit
No.
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Description
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3.1
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Articles of Amendment and Restatement of Colony NorthStar, Inc. (incorporated by reference to Exhibit 3.1 to the Companys Current Report on
Form 8-K12B filed
on
January 10, 2017)
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3.2*
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Articles Supplementary designating Colony NorthStar, Inc.s 7.15% Series I Cumulative Redeemable Perpetual Preferred Stock, liquidation preference $25.00 per share, par value $0.01 per share
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3.3
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Amended and Restated Bylaws of Colony NorthStar, Inc. (incorporated by reference to Exhibit 3.2 to the Companys Current Report on Form
8-K12B
filed on January 10, 2017)
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4.1*
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Form of stock certificate evidencing the 7.15% Series I Cumulative Redeemable Perpetual Preferred Stock, liquidation preference $25.00 per share, par value $0.01 per share
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