Specialized Disclosure Report (sd)
May 30 2017 - 4:38PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report
REVOLUTION
LIGHTING TECHNOLOGIES, INC.
(Exact name of registrant as specified in its charter)
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Delaware
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000-23590
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59-3046866
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(State or other
jurisdiction of incorporation or organization)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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177 Broad Street, 12
th
Floor, Stamford, CT
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06901
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(Address of principal executive offices)
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(Zip Code)
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James A. DePalma
Chief Financial Officer
(203) 504-1111
(Name and
telephone number, including area code, of the person to contact in connection with this report.)
Check the appropriate box to
indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
☒
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Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2016.
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Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended
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Section 1 Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
Conflict Minerals Disclosure
The Conflict Minerals Report
for the calendar year ended December 31, 2016, filed herewith as Exhibit 1.01, is publicly available at http://ir.rvlti.com/governance-docs.
Item 1.02 Exhibit
As specified in
Section 3, Item 3.01 of this Form SD, the Company is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this report.
Section 2 Resource Extraction Issuer Disclosure
Not applicable.
Section 3 Exhibits
Item
3.01
Exhibits
The
following exhibit is filed as part of this report.
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Exhibit No.
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Description
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Exhibit 1.01
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Conflict Minerals Report of Revolution Lighting Technologies, Inc.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the duly authorized undersigned.
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REVOLUTION LIGHTING TECHNOLOGIES, INC.
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By:
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/s/ James A. DePalma
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Name: James A. DePalma
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Title: Chief Financial Officer
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May 30, 2017
(Date)
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EXHIBIT INDEX
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Exhibit No.
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Description
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Exhibit 1.01
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Conflict Minerals Report of Revolution Lighting Technologies, Inc.
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