Item 5.07 Submission of Matters to a Vote of Security Holders.
Ladenburg Thalmann Financial Services Inc. (the
Company
), a Florida corporation, held its
2017 annual meeting of shareholders on May 24, 2017. Listed below are the matters voted upon and
the final results of such voting:
1. The Companys shareholders elected the individuals named below to serve as the Companys
directors until the next annual meeting of shareholders or until their respective successors are
elected and qualified:
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Name
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For
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Authority Withheld
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Broker Non-Votes
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Henry C. Beinstein
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141,196,796
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931,218
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31,936,964
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Phillip Frost, M.D.
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129,678,854
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12,449,160
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31,936,964
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Brian S. Genson
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140,706,236
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1,421,778
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31,936,964
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Saul Gilinski
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141,323,554
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804,460
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31,936,964
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Dr. Richard M. Krasno
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141,212,754
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915,260
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31,936,964
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Richard J. Lampen
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141,314,226
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813,788
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31,936,964
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Howard M. Lorber
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129,071,937
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13,056,077
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31,936,964
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Jeffrey S. Podell
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141,302,779
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825,235
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31,936,964
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Jacqueline M. Simkin
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141,241,871
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886,143
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31,936,964
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Mark Zeitchick
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141,047,596
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1,080,418
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31,936,964
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2. Approval, on an advisory basis, of the compensation of the Companys named executive officers:
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For
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Against
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Abstain
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Broker Non-Votes
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140,137,164
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1,559,706
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431,144
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31,936,964
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3. Ratification of the appointment of EisnerAmper LLP as the Companys independent registered
public accounting firm for 2017:
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For
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Against
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Abstain
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Broker Non-Votes
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172,976,367
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867,801
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220,810
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N/A
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