FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Burns Stephen S.
2. Issuer Name and Ticker or Trading Symbol

Workhorse Group Inc. [ WKHS ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
CEO
(Last)          (First)          (Middle)

C/O WORKHORSE GROUP INC.,, 100 COMMERCE DRIVE
3. Date of Earliest Transaction (MM/DD/YYYY)

5/19/2017
(Street)

LOVELAND, OH 45140
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK, $0.001 PAR VALUE                  50000   I   Deborah Sue Burns  
COMMON STOCK, $0.001 PAR VALUE                  767337   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options   (3) $5.28   5/19/2017     A      62500       6/30/2017   5/19/2027   Common Stock, Par Value $0.001   62500   (5) $5.28   62500   (5) D    
Stock Options   (3) $7.21                    8/16/2016   8/16/2021   Common Stock, Par Value $0.001   35000   (3)   35000   (3) D    
Stock Options   (2) $7.21                    8/16/2016   8/16/2021   Common Stock, Par Value $0.001   10000   (2)   10000   (2) D    
Stock Options   (1) $4.99                    2/3/2016   2/3/2021   Common Stock, Par Value $0.001   40000   (1)   40000   (1) D    
Stock Options   $1.75                    8/3/2015   8/3/2020   Common Stock   50000     50000   D    
Stock Options   $1.40                    12/19/2014   12/18/2019   Common Stock   50000     50000   D    
Stock Options   $0.10                    7/1/2014   6/30/2019   Common Stock   281439     281440   D    
Common Stock Purchase Warrant   $1.50                    5/28/2014   5/28/2017   Common Stock   29350     29350   D    
Stock Options   $2.90                    3/15/2013   3/15/2018   Common Stock   40000     40000   D    
Stock Options   $6.00                    5/25/2011   5/25/2018   Common Stock   50000     50000   D    
Stock Options   $1.10                    12/4/2010   12/4/2018   Common Stock   30000     30000   D    
Stock Options   $7.20                    12/8/2010   12/8/2020   Common Stock   30000     30000   D    
Stock Options   (4) $4.00                    5/12/2010   5/12/2020   Common Stock, Par Value $0.001   60000   (4)   60000   (4) D    

Explanation of Responses:
(1)  10,000 of the options vested on February 3, 2016 and an additional 10,000 will vest every six months thereafter.
(2)  2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter.
(3)  8,750 of the options vested on August 16, 2016 and an additional 8,750 will vest every six months thereafter.
(4)  20,000 of the options vested on May 12, 2010 and the remaining 40,000 shares became exercisable in eight (8) equal installments of 5,000 shares at the end of every quarter commencing June 30, 2010.
(5)  Subject to the Company adopting an equity incentive plan and increasing its authorized shares of common stock, Workhorse Group Inc. granted stock options exercisable at $5.28 per share to Mr. Burns to acquire 1,000,000 shares of common stock of the Company, which are exercisable for a period of ten years. The Stock Options vest in 16 equal quarterly tranches of 62,500 shares commencing June 30, 2017.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Burns Stephen S.
C/O WORKHORSE GROUP INC.,
100 COMMERCE DRIVE
LOVELAND, OH 45140
X
CEO

Signatures
/s/ Stephen S. Burns 5/23/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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