Current Report Filing (8-k)
May 23 2017 - 4:55PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report Pursuant to Section 13
or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
May 23, 2017 (May 19, 2017)
TRUETT-HURST, INC.
(Exact name of registrant as specified
in its charter)
Delaware
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333-187164
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46-1561499
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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5610 Dry Creek Road, Healdsburg, CA 95448
(Address of principal executive offices)
(Zip Code)
Registrant's telephone number, including
area code: (707) 431-4423
(Former name or former address, if changed
since last report): Not applicable
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.02.
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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
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Election of Directors
At the 2016 Annual Meeting held on May 19, 2017 (the “
2016
Annual Meeting
”), the stockholders of the Truett-Hurst, Inc. (the “
Company
”) re-elected and elected
Mr. Barrie Graham and Mr. Spencer Grimes, respectively, as Class I directors to serve until the 2019 annual meeting of stockholders
and thereafter until his successor is duly elected and qualified. Messrs. Graham and Grimes were re-elected and elected, respectively,
upon the recommendation of the Nominating and Governance Committee of the Board of Directors and the nomination of the Board of
Directors.
Item 5.07.
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Submission of Matters to a Vote of Security Holders.
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At the 2016 Annual Meeting, the stockholders
considered two proposals, each of which is described in more detail in the Company's definitive proxy statement for the 2016 Annual
Meeting filed with the Securities and Exchange Commission on April 7, 2017. The matters voted upon at the 2016 Annual Meeting and
the final results of the votes were as follows:
Proposal 1 – Re-election and election
of Class I Directors:
The following Class I Directors were re-elected and elected,
respectively, to hold office for a term expiring at the Company’s 2019 annual meeting of stockholders. The final voting results
are set forth below:
Nominee
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Votes For
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Votes Withheld
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Broker Non-votes
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Barrie Graham
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2,066,776
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39,255
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1,381,141
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Spencer Grimes
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2,097,552
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8,479
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1,381,141
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Proposal 2 - Ratification of Independent Registered Public Accounting
Firm:
The appointment of BPM LLP, as the Company’s independent
registered public accounting firm for the fiscal year ending June 30, 2017 was ratified. The final voting results are set forth
below:
Votes For
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Votes Against
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Votes Abstain
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3,481,952
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3,698
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1,522
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SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Truett-Hurst, Inc.
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By:
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/s/ Phillip L. Hurst
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Date:
May 23, 2017
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Phillip L. Hurst
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President and Chief Executive Officer
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