Initial Statement of Beneficial Ownership (3)

Date : 05/19/2017 @ 6:38PM
Source : Edgar (US Regulatory)
Stock : Autonation, Inc. (AN)
Quote : 47.36  0.42 (0.89%) @ 4:03PM

Initial Statement of Beneficial Ownership (3)

FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

ARNOLD H SCOTT

2. Date of Event Requiring Statement (MM/DD/YYYY)
5/15/2017 

3. Issuer Name and Ticker or Trading Symbol

AUTONATION, INC. [AN]

(Last)        (First)        (Middle)

200 SW 1ST AVE, SUITE 1600

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
EVP-Cust Care/Brand Extensions /

(Street)

FORT LAUDERDALE, FL 33301       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock, par value $0.01 per share   3162   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy)     (1) 3/1/2021   Common Stock, par value $0.01 per share   1376.0   $32.5   D    
Employee Stock Option (right to buy)     (1) 3/1/2021   Common Stock, par value $0.01 per share   1376.0   $34.51   D    
Employee Stock Option (right to buy)     (1) 3/1/2021   Common Stock, par value $0.01 per share   1376.0   $40.37   D    
Employee Stock Option (right to buy)     (1) 3/1/2021   Common Stock, par value $0.01 per share   1376.0   $35.99   D    
Employee Stock Option (right to buy)     (2) 3/1/2022   Common Stock, par value $0.01 per share   1252.0   $34.09   D    
Employee Stock Option (right to buy)     (2) 3/1/2022   Common Stock, par value $0.01 per share   1252.0   $35.0   D    
Employee Stock Option (right to buy)     (2) 3/1/2022   Common Stock, par value $0.01 per share   1252.0   $41.16   D    
Employee Stock Option (right to buy)     (3) 3/2/2025   Common Stock, par value $0.01 per share   1704.0   $58.08   D    
Employee Stock Option (right to buy)     (3) 3/2/2025   Common Stock, par value $0.01 per share   1704.0   $64.48   D    
Employee Stock Option (right to buy)     (4) 3/1/2026   Common Stock, par value $0.01 per share   8520.0   $52.53   D    
Restricted Stock Units     (5)   (5) Common Stock, par value $0.01 per share   8581.0     (6) D    

Explanation of Responses:
(1)  The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2011.
(2)  The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012.
(3)  The option becomes exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2015, subject to continuous employment with the Company.
(4)  The option becomes exercisable in 25% annual increments on each of the first four anniversaries of March 1, 2016, subject to continuous employment with the Company.
(5)  The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continuous employment with the Company.
(6)  Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company"), or at the Company's election, the cash value thereof.

Remarks:
Exhibit Index
Exhibit 24 - Power of Attorney

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
ARNOLD H SCOTT
200 SW 1ST AVE
SUITE 1600
FORT LAUDERDALE, FL 33301


EVP-Cust Care/Brand Extensions

Signatures
/s/ C. Coleman Edmunds, Attorney-in-Fact 5/19/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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