Current Report Filing (8-k)
May 16 2017 - 4:48PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15 (d) of the
Securities
Exchange Act of 1934
Date of
Report (Date of earliest event reported)
May 12,
2017
DEEP DOWN, INC.
(Exact name of registrant as specified
in its charter)
Nevada
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0-30351
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75-2263732
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(State or
other jurisdiction
of incorporation)
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(Commission File Number)
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(I.R.S. Employer
Identification No.)
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8827 W. Sam Houston Pkwy N. Suite
100, Houston, TX 77040
(Address of principal executive offices)
(Zip Code)
(281) 517-5000
Registrant’s telephone number, including
area code
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions:
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act.
¨
SECTION 2 – Financial
Information
ITEM 2.02
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RESULTS OF OPERATIONS AND FINANCIAL CONDITION.
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On May 12, 2017, Deep Down, Inc. issued a press release announcing
its financial results for the quarter ended March 31, 2017. A copy of the press release is furnished as Exhibit 99.1 to this report
and is incorporated herein by reference.
SECTION 9 – Financial Statements and Exhibits
ITEM 9.01
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FINANCIAL STATEMENTS AND EXHIBITS.
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(d) Exhibits:
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99.1
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Press Release issued by Deep Down, Inc. dated May 12, 2017
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act
of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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DEEP DOWN, INC.
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By :
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/s/ Eugene L. Butler
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Eugene L. Butler
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Executive Chairman and Chief Financial Officer
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Date: May 16, 2017
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