Current Report Filing (8-k)
May 11 2017 - 7:16AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
May 11, 2017
SUNWORKS,
INC.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
001-36868
|
|
01-0592299
|
(State
or other jurisdiction of
incorporation or organization)
|
|
(Commission
File Number)
|
|
IRS
Employer
Identification
No.)
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1030
Winding Creek Road, Suite 100
Roseville,
CA
|
|
95678
|
(Address
of Principal Executive Offices)
|
|
(Zip
Code)
|
(916)
409-6900
(Registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ] Written
communications pursuant to Rule 425 under the Securities Act
[ ] Soliciting
material pursuant to Rule 14a-12 under the Exchange Act
[ ] Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item
2.02 Results of Operations and Financial Condition.
On
May 11, 2017, Sunworks, Inc. (the “Company”) issued a press release announcing its first quarter 2017 financial results.
A copy of the Company’s press release is attached as Exhibit 99.1 to this current report on Form 8-K.
The
information disclosed under this Item 2.02, including Exhibit 99.1 hereto, is being furnished and shall not be deemed
“filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be incorporated
by reference into any registration statement or other document pursuant to the Securities Act of 1933, as amended, except as expressly
set forth in such filing.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits
99.1
Press Release dated May 11, 2017
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned thereunto duly authorized.
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SUNWORKS,
INC.
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|
|
|
Date:
May 11, 2017
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By:
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/s/
Charles F. Cargyle
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Name:
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Charles
F. Cargyle
|
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Title:
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Chief
Executive Officer
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