Statement of Changes in Beneficial Ownership (4)
May 04 2017 - 5:18PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
BEZOS JEFFREY P
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2. Issuer Name
and
Ticker or Trading Symbol
AMAZON COM INC
[
AMZN
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chairman, CEO and President
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(Last)
(First)
(Middle)
P.O. BOX 81226
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3. Date of Earliest Transaction
(MM/DD/YYYY)
5/2/2017
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(Street)
SEATTLE, WA 98108-1226
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, par value $.01 per share
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5/2/2017
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S
(1)
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40500
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D
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$942.1724
(2)
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80857196
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D
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Common Stock, par value $.01 per share
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5/2/2017
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S
(1)
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99839
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D
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$943.0504
(3)
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80757357
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D
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Common Stock, par value $.01 per share
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5/2/2017
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S
(1)
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120525
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D
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$944.1123
(4)
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80636832
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D
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Common Stock, par value $.01 per share
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5/2/2017
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S
(1)
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43584
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D
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$945.0126
(5)
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80593248
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D
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Common Stock, par value $.01 per share
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5/2/2017
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S
(1)
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36104
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D
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$946.0969
(6)
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80557144
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D
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Common Stock, par value $.01 per share
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5/2/2017
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S
(1)
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41298
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D
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$946.8802
(7)
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80515846
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D
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Common Stock, par value $.01 per share
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5/2/2017
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S
(1)
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5346
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D
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$948.0771
(8)
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80510500
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D
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Common Stock, par value $.01 per share
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5/2/2017
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S
(1)
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7036
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D
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$948.9487
(9)
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80503464
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D
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Common Stock, par value $.01 per share
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5/2/2017
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S
(1)
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800
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D
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$949.995
(10)
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80502664
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D
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Common Stock, par value $.01 per share
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5/2/2017
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G
(11)
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V
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1058
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D
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$0
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80501606
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D
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Common Stock, par value $.01 per share
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5/3/2017
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S
(1)
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61770
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D
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$936.3899
(12)
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80439836
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D
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Common Stock, par value $.01 per share
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5/3/2017
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S
(1)
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75974
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D
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$937.3555
(13)
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80363862
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D
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Common Stock, par value $.01 per share
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5/3/2017
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S
(1)
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94648
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D
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$938.4228
(14)
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80269214
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D
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Common Stock, par value $.01 per share
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5/3/2017
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S
(1)
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8132
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D
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$939.0847
(15)
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80261082
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D
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Common Stock, par value $.01 per share
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5/3/2017
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S
(1)
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66870
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D
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$940.5348
(16)
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80194212
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D
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Common Stock, par value $.01 per share
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5/3/2017
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S
(1)
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48043
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D
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$941.4669
(17)
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80146169
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D
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Common Stock, par value $.01 per share
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5/3/2017
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S
(1)
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15206
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D
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$942.4945
(18)
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80130963
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D
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Common Stock, par value $.01 per share
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5/3/2017
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S
(1)
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6137
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D
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$943.1229
(19)
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80124826
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D
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Common Stock, par value $.01 per share
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5/3/2017
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S
(1)
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18252
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D
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$945.3448
(20)
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80106574
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D
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Common Stock, par value $.01 per share
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5/4/2017
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S
(1)
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42707
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D
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$935.0765
(21)
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80063867
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D
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Common Stock, par value $.01 per share
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5/4/2017
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S
(1)
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64015
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D
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$936.1349
(22)
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79999852
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D
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Common Stock, par value $.01 per share
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5/4/2017
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S
(1)
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71155
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D
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$937.1999
(23)
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79928697
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D
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Common Stock, par value $.01 per share
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5/4/2017
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S
(1)
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17847
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D
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$937.9745
(24)
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79910850
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D
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Common Stock, par value $.01 per share
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5/4/2017
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S
(1)
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3000
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D
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$939.505
(25)
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79907850
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D
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Common Stock, par value $.01 per share
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5/4/2017
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S
(1)
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2077
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D
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$940.1507
(26)
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79905773
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D
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Common Stock, par value $.01 per share
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5/4/2017
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S
(1)
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2691
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D
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$941.5309
(27)
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79903082
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D
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Common Stock, par value $.01 per share
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5/4/2017
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S
(1)
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200
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D
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$942.125
(28)
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79902882
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D
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Common Stock, par value $.01 per share
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5/4/2017
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S
(1)
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6244
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D
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$944.0046
(29)
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79896638
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(1)
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This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
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(2)
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Represents the weighted average sale price. The highest price at which shares were sold was $942.55 and the lowest price at which shares were sold was $941.56.
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(3)
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Represents the weighted average sale price. The highest price at which shares were sold was $943.55 and the lowest price at which shares were sold was $942.56.
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(4)
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Represents the weighted average sale price. The highest price at which shares were sold was $944.56 and the lowest price at which shares were sold was $943.57.
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(5)
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Represents the weighted average sale price. The highest price at which shares were sold was $945.55 and the lowest price at which shares were sold was $944.57.
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(6)
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Represents the weighted average sale price. The highest price at which shares were sold was $946.56 and the lowest price at which shares were sold was $945.57.
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(7)
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Represents the weighted average sale price. The highest price at which shares were sold was $947.55 and the lowest price at which shares were sold was $946.57.
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(8)
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Represents the weighted average sale price. The highest price at which shares were sold was $948.70 and the lowest price at which shares were sold was $947.71.
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(9)
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Represents the weighted average sale price. The highest price at which shares were sold was $949.53 and the lowest price at which shares were sold was $948.79.
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(10)
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Represents the weighted average sale price. The highest price at which shares were sold was $950.05 and the lowest price at which shares were sold was $949.83.
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(11)
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Contribution to non-profit organization.
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(12)
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Represents the weighted average sale price. The highest price at which shares were sold was $936.89 and the lowest price at which shares were sold was $935.90.
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(13)
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Represents the weighted average sale price. The highest price at which shares were sold was $937.89 and the lowest price at which shares were sold was $936.90.
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(14)
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Represents the weighted average sale price. The highest price at which shares were sold was $938.88 and the lowest price at which shares were sold was $937.90.
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(15)
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Represents the weighted average sale price. The highest price at which shares were sold was $939.36 and the lowest price at which shares were sold was $938.90.
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(16)
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Represents the weighted average sale price. The highest price at which shares were sold was $940.89 and the lowest price at which shares were sold was $940.02.
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(17)
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Represents the weighted average sale price. The highest price at which shares were sold was $942.02 and the lowest price at which shares were sold was $941.03.
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(18)
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Represents the weighted average sale price. The highest price at which shares were sold was $942.99 and the lowest price at which shares were sold was $942.03.
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(19)
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Represents the weighted average sale price. The highest price at which shares were sold was $943.71 and the lowest price at which shares were sold was $943.04.
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(20)
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Represents the weighted average sale price. The highest price at which shares were sold was $945.99 and the lowest price at which shares were sold was $945.00.
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(21)
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Represents the weighted average sale price. The highest price at which shares were sold was $935.59 and the lowest price at which shares were sold was $934.60.
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(22)
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Represents the weighted average sale price. The highest price at which shares were sold was $936.60 and the lowest price at which shares were sold was $935.61.
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(23)
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Represents the weighted average sale price. The highest price at which shares were sold was $937.60 and the lowest price at which shares were sold was $936.61.
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(24)
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Represents the weighted average sale price. The highest price at which shares were sold was $938.54 and the lowest price at which shares were sold was $937.61.
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(25)
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Represents the weighted average sale price. The highest price at which shares were sold was $939.92 and the lowest price at which shares were sold was $939.00.
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(26)
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Represents the weighted average sale price. The highest price at which shares were sold was $940.72 and the lowest price at which shares were sold was $940.00.
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(27)
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Represents the weighted average sale price. The highest price at which shares were sold was $942.03 and the lowest price at which shares were sold was $941.05.
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(28)
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Represents the weighted average sale price. The highest price at which shares were sold was $942.16 and the lowest price at which shares were sold was $942.09.
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(29)
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Represents the weighted average sale price. The highest price at which shares were sold was $944.28 and the lowest price at which shares were sold was $943.65.
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Remarks:
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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BEZOS JEFFREY P
P.O. BOX 81226
SEATTLE, WA 98108-1226
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X
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X
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Chairman, CEO and President
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Signatures
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/s/ PAUL DAUBER, attorney-in-fact for Jeffrey P. Bezos, Chairman of the Board, Chief Executive Officer and President
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5/4/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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