Report of Foreign Issuer (6-k)
May 02 2017 - 8:02AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
May 02,
2017
Barclays PLC and
Barclays Bank PLC
(Names
of Registrants)
1 Churchill Place
London E14 5HP
England
(Address
of Principal Executive Offices)
Indicate
by check mark whether the registrant files or will file annual
reports
under
cover of Form 20-F or Form 40-F.
Form
20-F x Form 40-F
Indicate
by check mark whether the registrant by furnishing the
information
contained
in this Form is also thereby furnishing the information to
the
Commission
pursuant to Rule 12g3-2(b) under the Securities Exchange Act of
1934.
Yes No
x
If
"Yes" is marked, indicate below the file number assigned to the
registrant
in
connection with Rule 12g3-2(b):
This
Report is a joint Report on Form 6-K filed by Barclays PLC and
Barclays
Bank
PLC. All of the issued ordinary share capital of Barclays Bank PLC
is
owned
by Barclays PLC.
This
Report comprises:
Information
given to The London Stock Exchange and furnished pursuant
to
General
Instruction B to the General Instructions to Form 6-K.
EXHIBIT
INDEX
Exhibit
No. 1
|
Total
Voting Rights dated 03 April 2017
|
Exhibit
No. 2
|
Additional
Listing dated 04 April 2017
|
Exhibit
No. 3
|
Director/PDMR
Shareholding dated 07 April 2017
|
Exhibit
No. 4
|
Director/PDMR
Shareholding dated 12 April 2017
|
|
|
_____________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, each of
the registrants has duly caused this report to be signed on its
behalf by the undersigned, thereunto duly authorized.
|
BARCLAYS
PLC
|
|
(Registrant)
|
Date:
May 02, 2017
|
By: /s/
Marie Smith
--------------------------------
|
|
Marie
Smith
|
|
Assistant
Secretary
|
|
BARCLAYS
BANK PLC
|
|
(Registrant)
|
Date:
May 02, 2017
|
By: /s/
Marie Smith
--------------------------------
|
|
Marie
Smith
|
|
Assistant
Secretary
|
Exhibit
No. 1
3 April
2017
Barclays PLC - Total Voting Rights
In
accordance with the Financial Conduct Authority's (FCA) Disclosure
Guidance and Transparency Rule 5.6.1R, Barclays PLC notifies the
market that as of 31 March 2017, Barclays PLC's issued share
capital consists of 16,979,735,719 Ordinary shares with voting
rights.
There
are no ordinary shares held in Treasury.
The
above figure (16,979,735,719) may be used by shareholders (and
others with notification obligations) as the denominator for the
calculation by which they will determine if they are required to
notify their interest in, or a change to their interest in,
Barclays PLC under the FCA's Disclosure Guidance and Transparency
Rules.
- Ends -
For
further information, please contact:
Investor Relations
|
Media Relations
|
Kathryn
McLeland
|
Tom
Hoskin
|
+44 (0)
20 7116 4943
|
+44
(0) 20 7116 4755
|
LEI
Code: 213800LBQA1Y9L22JB70
Exhibit
No. 2
4 April
2017
Barclays PLC - Additional Listing
Barclays
PLC (the Company) confirms the allotment and issue of 46,776,093
ordinary shares of 25 pence each in the Company (Shares), at a
price of 229.44 pence per Share, to shareholders who are
participants in the Company's Scrip Dividend Programme (the
Programme) in respect of the final dividend for the year ended 31
December 2016. The Shares issued rank equally with existing issued
Shares.
Application
has been made to the Financial Conduct Authority for the Shares to
be admitted to the Official List and to the London Stock Exchange
for the Shares to be admitted to trading. Dealings in the
Shares are expected to commence on 5 April 2017.
In
accordance with Listing Rule 9.6.1, copies of the following
documents relating to the Programme were submitted to the National
Storage Mechanism on 6 June 2013 and are available for inspection
at
www.hemscott.com/nsm.do
;
●
Chairman's letter and
Q&A document;
●
Terms and Conditions
of the Programme; and
●
Scrip Dividend
Mandate Form.
For
further information, please contact:
Our
Registrar, Equiniti:
0371
384 2055*
+44
(0)121 415 7004
*Lines are open 8.30am to 5.30pm UK time, Mondays to Fridays,
excluding Public Holidays in England and Wales.
|
Barclays
Investor Relations
Kathryn
McLeland
+44
(0)20 7116 4943
|
Barclays
Media Relations
Tom
Hoskin
+44
(0)20 7116 4755
|
LEI
Code: 213800LBQA1Y9L22JB70
Exhibit
No. 3
7 April
2017
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITIES
The
attached individual notifications made on behalf of Persons
Discharging Managerial Responsibilities ('PDMRs') relate to the
receipt of Barclays PLC shares under the Barclays PLC Scrip
Dividend Programme (the 'Programme') by certain
Directors.
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Jes
Staley
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Chief Executive
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
b)
|
Nature of the transaction
|
By
participating in the Programme the receipt of Shares, credited as
fully paid, in place of a cash dividend for the final dividend for
the year ended 31 December 2016
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£2.294
|
24,470
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2017-04-05
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Mike
Ashley
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Non-executive
Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
b)
|
Nature of the transaction
|
By
participating in the Programme the receipt of Shares, credited as
fully paid, in place of a cash dividend for the final dividend for
the year ended 31 December 2016
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£2.294
|
271
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2017-04-05
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Diane
de Saint Victor
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Non-executive
Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
b)
|
Nature of the transaction
|
By
participating in the Programme the receipt of Shares, credited as
fully paid, in place of a cash dividend for the final dividend for
the year ended 31 December 2016
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£2.294
|
24
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2017-04-05
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
For further information please contact:
Investor Relations
|
Media Relations
|
Kathryn McLeland
|
Tom Hoskin
|
+44 (0)20 7116 4943
|
+44 (0)20 7116 4755
|
Exhibit
No. 4
12
April 2017
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
Barclays PLC (the
"Company") announces the following transactions by persons
discharging managerial responsibility ("PDMRS") in ordinary shares
of the Company with a nominal value of 25 pence each ("Shares") of
which it was notified on 11 April 2017:
1.
|
the
reinvestment of the final dividend for the year ended 31 December
2016 by Barclays Global Nominee Limited, an independent
nominee, the transaction having taken place on 11 April
2017;
|
2.
|
the
reinvestment of the final dividend for the year ended 31 December
2016 by the trustee of the Barclays Group Share Incentive
Plan, the transaction having taken place on 10 April 2017;
and
|
3.
|
the
reinvestment of the final dividend for the year ended 31 December
2016 by the trustee of the Barclays Group Global
Sharepurchase Plan, the transaction having taken place on 11 April
2017.
|
The
number of Shares and American Depositary Receipts (ADRs) received
by PDMRs and the transaction price of those Shares and ADRs are as
follows:
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Jes
Staley
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Chief Executive
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
b)
|
Nature of the transaction
|
Reinvestment
of the final dividend for the year ended 31 December 2016 by
Barclays Global Nominee Limited, an independent
nominee.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1783
|
4,485
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2017-04-11
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tushar
Morzaria
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Finance Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
b)
|
Nature of the transaction
|
Reinvestment
of the final dividend for the year ended 31 December 2016 by
Barclays Global Nominee Limited, an independent
nominee.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1783
|
8,076
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2017-04-11
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Bob
Hoyt
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
General Counsel
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
b)
|
Nature of the transaction
|
Reinvestment
of the final dividend for the year ended 31 December 2016 by
Barclays Global Nominee Limited, an independent
nominee.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1783
|
5,671
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2017-04-11
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Michael
Roemer
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Head of Compliance
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
b)
|
Nature of the transaction
|
Reinvestment
of the final dividend for the year ended 31 December 2016 by
Barclays Global Nominee Limited, an independent
nominee.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1783
|
874
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2017-04-11
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Amer
Sajed
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
CEO,
Barclaycard International
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
b)
|
Nature of the transaction
|
Reinvestment
of the final dividend for the year ended 31 December 2016 by
Barclays Global Nominee Limited, an independent
nominee.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1783
|
2,060
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2017-04-11
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Amer
Sajed
|
2
|
Reason for the notification
|
a)
|
Position/status
|
CEO,
Barclaycard International
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
b)
|
Nature of the transaction
|
Reinvestment
of the final dividend for the year ended 31 December 2016 by
the trustee of the Barclays Group Share Incentive
Plan.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1790
|
4
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2017-04-10
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Amer
Sajed
|
2
|
Reason for the notification
|
a)
|
Position/status
|
CEO,
Barclaycard International
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
ADRs.
Each ADR represents four Shares
US06738E2046
|
b)
|
Nature of the transaction
|
Reinvestment
of the final dividend for the year ended 31 December 2016 by
the trustee of the Barclays Group Global Sharepurchase
Plan.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of ADRs received
|
$10.7389
|
15
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2017-04-11
|
f)
|
Place of the transaction
|
New
York Stock Exchange (NYSE)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Ashok
Vaswani
|
2
|
Reason for the notification
|
a)
|
Position/status
|
CEO,
Barclays UK
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
b)
|
Nature of the transaction
|
Reinvestment
of the final dividend for the year ended 31 December 2016 by
Barclays Global Nominee Limited, an independent
nominee.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1783
|
6,506
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2017-04-11
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Ashok
Vaswani
|
2
|
Reason for the notification
|
a)
|
Position/status
|
CEO,
Barclays UK
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
b)
|
Nature of the transaction
|
Reinvestment
of the final dividend for the year ended 31 December 2016 by
the trustee of the Barclays Group Share Incentive
Plan.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1790
|
52
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
e)
|
Date of the transaction
|
2017-04-10
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
C
.
S. Venkatakrishnan
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief
Risk Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
b)
|
Nature of the transaction
|
Reinvestment
of the final dividend for the year ended 31 December 2016 by
Barclays Global Nominee Limited, an independent
nominee.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£2.1783
|
524
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
e)
|
Date of the transaction
|
2017-04-11
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
For further information please contact:
Investor Relations
|
Media Relations
|
Kathryn McLeland
|
Tom Hoskin
|
+44 (0)20 7116 4943
|
+44 (0)20 7116 4755
|
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