Current Report Filing (8-k)
April 26 2017 - 4:41PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event
reported):
April 26, 2017
THE GOLDMAN
SACHS GROUP, INC.
(Exact name of registrant as specified in its charter)
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Delaware
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No.
001-14965
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No.
13-4019460
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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200 West Street
New York, New York
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10282
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code: (212) 902-1000
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions:
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act
(17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act
(17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405
under the Securities Act (17 CFR 230.405) or Rule 12b-2 under the Exchange Act (17 CFR 240.12b-2).
Emerging growth
company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended
transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 9.01
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Financial Statements and Exhibits.
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Exhibits are filed herewith in connection with the issuance of the following debt securities by The Goldman Sachs Group, Inc.
(the Company) on April 26, 2017, pursuant to the Companys automatic shelf registration statement on Form
S-3
(File
No. 333-198735)
(as
amended, the Registration Statement):
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CAD750,000,000 2.433% Fixed/Floating Rate Notes due 2023
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(d) Exhibits.
The following exhibits are incorporated by reference into
the Registration Statement as exhibits thereto and are filed as part of this Current Report:
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4.1
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Form of 2.433% Fixed/Floating Rate Notes due 2023.
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5.1
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Opinion of Sullivan & Cromwell LLP.
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23.1
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Consent of Sullivan & Cromwell LLP (included as part of Exhibit 5.1).
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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THE GOLDMAN SACHS GROUP, INC.
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(Registrant)
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Date: April 26, 2017
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By:
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/s/ Kenneth L. Josselyn
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Name:
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Kenneth L. Josselyn
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Title:
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Assistant Secretary
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