Current Report Filing (8-k)
April 26 2017 - 08:17AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
Current Report
Pursuant to Section 13 or 15(d) of the Securities Act of 1934
Date of Report (Date of earliest event reported) April 26, 2017
AMERISERV FINANCIAL,
INC.
(exact name of registrant as specified in its charter)
Pennsylvania
|
0-11204
|
25-1424278
|
(State or Other Jurisdiction of Incorporation)
|
(Commission File Number)
|
(I.R.S. Employer Identification No.)
|
Main and Franklin Streets, Johnstown, Pa. 15901
(address or principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: 814-533-5300
N/A
(Former name or former address, if changed
since last report.)
Check the appropriate box below if
the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions:
¨
Written communications pursuant to
Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule
14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant
to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant
to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4c))
Form
8-K
Item 5.07 Submission of Matters to a Vote of Security
Holders
The annual meeting
of the shareholders of AMERISERV FINANCIAL, Inc. was held on April 25, 2017. At the Annual Meeting, there were present in person
or by proxy 10,983,331 shares of the Company’s common stock, representing approximately 58.30% of the total outstanding eligible
shares. The proposals considered at the Annual Meeting were voted on as follows:
Proposal #1
|
|
Number of Votes Cast For Class I Directors
|
|
Withheld
|
|
% Voted For
|
|
|
|
|
|
|
|
|
|
|
|
The following directors were elected to three year terms expiring in 2020.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Allan R. Dennison
|
|
9,886,096
|
|
1,097,235
|
|
90.01%
|
|
|
Sara A. Sargent
|
|
10,605,330
|
|
378,001
|
|
96.56%
|
|
|
Jeffrey A. Stopko
|
|
10,670,746
|
|
312,585
|
|
97.15%
|
|
|
Robert L. Wise
|
|
10,692,907
|
|
290,424
|
|
97.36%
|
|
|
|
|
|
|
|
|
|
|
|
Proposal #2
|
|
FOR
|
|
AGAINST
|
|
ABSTAIN
|
|
% Voted For
|
|
|
|
|
|
|
|
|
|
An advisory (non-binding) vote to approve the compensation of the named executive officers.
|
|
10,627,042
|
|
256,082
|
|
100,207
|
|
96.75%
|
Item
7.01 Regulation FD Disclosure
AmeriServ
Financial, Inc. posted a new investor presentation on its Investor Relations website at www.ameriserv.com/investor-relations/investor-information.
This investor presentation, attached as Exhibit 99.1 hereto and incorporated herein by reference, is being furnished to the Securities
and Exchange Commission and shall not be deemed to be “filed” for any purpose.
Item
9.01 Financial Statements and Exhibits
Exhibits
|
Exhibit 99.1
|
Slide presentation utilized at the Annual Shareholders
meeting.
|
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
|
AMERISERV FINANCIAL, Inc.
|
|
|
|
|
|
By:
|
/s/ Michael D. Lynch
|
|
|
Michael D. Lynch
Senior Vice President & CFO
|
|
|
Date: April 26, 2017
|
AmeriServ Financial (NASDAQ:ASRVP)
Historical Stock Chart
From Feb 2024 to Mar 2024
AmeriServ Financial (NASDAQ:ASRVP)
Historical Stock Chart
From Mar 2023 to Mar 2024