UNITED STATES SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C.

FORM D

OMB APPROVAL
OMB Number: 3235-0076
Estimated Average burden hours per response: 4.0
Notice of Exempt Offering of Securities


1. Issuer's Identity
CIK (Filer ID Number) Previous Name(s)   o None Entity Type
0001487198
Elite Nutritional Brands, Inc.
Hidden Ladder, Inc.
 
x Corporation
o Limited Partnership
o Limited Liability Company
o General Partnership
o Business Trust
o Other
Name of Issuer
  ASPEN GROUP, INC.
Jurisdiction of Incorporation/Organization
DELAWARE
 
Year of Incorporation/Organization
  x Over Five Years Ago
  o Within Last Five Years (Specify Year)  
  o Yet to Be Formed  



2. Principal Place of Business and Contact Information
Name of Issuer  
  ASPEN GROUP, INC.  
Street Address 1 Street Address 2
  1660 SOUTH ALBION STREET   SUITE 525
City State/Province/Country ZIP/Postal Code Phone No. of Issuer
  DENVER   COLORADO   80222   303-333-4224  



3. Related Persons
Last Name First Name Middle Name
Mathews Michael
Street Address 1 Street Address 2
46 E 21st Street Third Floor
City State/Province/Country ZIP/Postal Code
New YorK NEW YORK 10010
Relationship: x Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
 
Last Name First Name Middle Name
D'Anton Michael
Street Address 1 Street Address 2
14 Sheep Rock Road
City State/Province/Country ZIP/Postal Code
Kinnelon NEW JERSEY 07405
Relationship: x Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
 
Last Name First Name Middle Name
Dicks Norman
Street Address 1 Street Address 2
6223 30th Street N.W.
City State/Province/Country ZIP/Postal Code
Washington DISTRICT OF COLUMBIA 20015
Relationship: x Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
 
Last Name First Name Middle Name
Jensen C. James
Street Address 1 Street Address 2
650 Bellevue Way N.E.
City State/Province/Country ZIP/Postal Code
Bellevue WASHINGTON 98004
Relationship: x Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
  Chief Operating Officer
 
Last Name First Name Middle Name
Kaplan Andrew
Street Address 1 Street Address 2
82 Druid Hill Road
City State/Province/Country ZIP/Postal Code
Summit NEW JERSEY 07901
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
 
Last Name First Name Middle Name
MacLean, IV Malcolm F.
Street Address 1 Street Address 2
400 Chautauqua Boulevard
City State/Province/Country ZIP/Postal Code
Pacific Palisades CALIFORNIA 90272
Relationship: x Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
 
Last Name First Name Middle Name
Rich Sanford
Street Address 1 Street Address 2
26 Beach Drive
City State/Province/Country ZIP/Postal Code
Darien CONNECTICUT 06820
Relationship: x Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
  Chief Academic Officer
Last Name First Name Middle Name
Scheibelhoffer John
Street Address 1 Street Address 2
838 Sciota Drive
City State/Province/Country ZIP/Postal Code
Franklin Lakes NEW JERSEY 07417
Relationship: x Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
  Chief Operating Officer
 
Last Name First Name Middle Name
Solomon Ricky
Street Address 1 Street Address 2
16 Old Post Road
City State/Province/Country ZIP/Postal Code
Mt. Kisco NEW YORK 10549
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
 
Last Name First Name Middle Name
Gill Janet
Street Address 1 Street Address 2
175 Sawmill Road
City State/Province/Country ZIP/Postal Code
Stamford CONNECTICUT 06903
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
  Chief Financial Officer
Last Name First Name Middle Name
St. Arnauld Cheri
Street Address 1 Street Address 2
7957 E. Cholla
City State/Province/Country ZIP/Postal Code
Scottsdale ARIZONA 85260
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
  Chief Academic Officer
Last Name First Name Middle Name
Wendolowski Gerard
Street Address 1 Street Address 2
248 Van Winkle Place
City State/Province/Country ZIP/Postal Code
Rutherford NEW JERSEY 07070
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
  Chief Operating Officer
 


4. Industry Group
o Agriculture   Health Care o Retailing
  Banking & Financial Services   o Biotechnology o Restaurants
  o Commercial Banking   o Health Insurance   Technology
  o Insurance   o Hospitals & Physicians   o Computers
  o Investing   o Pharmaceuticals   o Telecommunications
  o Investment Banking   o Other Health Care   o Other Technology
  o Pooled Investment Fund

        Travel
  o Other Banking & Financial Services o Manufacturing   o Airlines & Airports
  Real Estate   o Lodging & Conventions
  o Commercial   o Tourism & Travel Services
  o Construction   o Other Travel
  o REITS & Finance x Other
  o Residential  
  o Other Real Estate  
o Business Services  
  Energy  
  o Coal Mining  
  o Electric Utilities  
  o Energy Conservation  
  o Environmental Services  
  o Oil & Gas  
  o Other Energy  


5. Issuer Size
Revenue Range Aggregate Net Asset Value Range
o No Revenues o No Aggregate Net Asset Value
o $1 - $1,000,000 o $1 - $5,000,000
o $1,000,001 - $5,000,000 o $5,000,001 - $25,000,000
o $5,000,001 - $25,000,000 o $25,000,001 - $50,000,000
o $25,000,001 - $100,000,000 o $50,000,001 - $100,000,000
o Over $100,000,000 o Over $100,000,000
x Decline to Disclose o Decline to Disclose
o Not Applicable o Not Applicable


6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
o Rule 504(b)(1) (not (i), (ii) or (iii)) o Rule 505
o Rule 504 (b)(1)(i) x Rule 506(b)
o Rule 504 (b)(1)(ii) o Rule 506(c)
o Rule 504 (b)(1)(iii) o Securities Act Section 4(a)(5)
  o Investment Company Act Section 3(c)

7. Type of Filing
x New Notice Date of First Sale   2017-04-07 o First Sale Yet to Occur
o Amendment

8. Duration of Offering
Does the Issuer intend this offering to last more than one year? o Yes x No

9. Type(s) of Securities Offered (select all that apply)
o Pooled Investment Fund Interests x Equity
o Tenant-in-Common Securities o Debt
o Mineral Property Securities o Option, Warrant or Other Right to Acquire Another Security
o Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security o Other (describe)
   


10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? o Yes x No
 
Clarification of Response (if Necessary)  
   

11. Minimum Investment
Minimum investment accepted from any outside investor $   0   USD

12. Sales Compensation
Recipient Recipient CRD Number o None
  Lake Street Capital Markets, LLC   164447
(Associated) Broker or Dealer x None (Associated) Broker or Dealer CRD Number x None
       
Street Address 1 Street Address 2
  225 SOUTH SIXTH STREET   SUITE 4750
City State/Province/Country ZIP/Postal Code
  MINNEAPOLIS   MINNESOTA   55402
State(s) of Solicitation o All States o Foreign/Non-US
  CALIFORNIA
  CONNECTICUT
  ILLINOIS
  NEW JERSEY
  NEW YORK
 
 



13. Offering and Sales Amounts
Total Offering Amount $   7500000   USD o Indefinite
Total Amount Sold $   7500000   USD  
Total Remaining to be Sold $   0   USD o Indefinite
 
Clarification of Response (if Necessary)
   


14. Investors
o Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of such non-accredited investors who already have invested in the offering
 
  Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: 14


15. Sales Commissions & Finders' Fees Expenses
Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions $   504000   USD o Estimate
Finders' Fees $   0   USD o Estimate
 
Clarification of Response (if Necessary)
   


16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
  $   1373534   USD o Estimate
 
Clarification of Response (if Necessary)
  Repayment of principal and interest owed under two outstanding promissory notes held by Mr. Michael Mathews, Aspen's Chairman of the Board and Chief Executive Officer.

Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission  
  In submitting this notice, each Issuer named above is:  
 
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, the information furnished to offerees.
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the Issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against it in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that the Issuer is not disqualified from relying on any Regulation D exemption it has identified in Item 6 above for one of the reasons stated in Rule 505(b)(2)(iii).
 
 
  Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
  For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
ASPEN GROUP, INC. /s/ Michael Mathews Michael Mathews Chief Executive Officer 2017-04-20

Aspen (NASDAQ:ASPU)
Historical Stock Chart
From Mar 2024 to Apr 2024 Click Here for more Aspen Charts.
Aspen (NASDAQ:ASPU)
Historical Stock Chart
From Apr 2023 to Apr 2024 Click Here for more Aspen Charts.