Register to chat with like-minded investors on our interactive forums.

Get Started

OKTA Okta Inc

93.77

0.01 (0.01%)

Pre Market

Last Updated: 08:55:44

Delayed by 15 minutes

Statement of Changes in Beneficial Ownership (4)

FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES	OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
	Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person ^* Khosla Ventures IV, L.P.	2. Issuer Name and Ticker or Trading Symbol Okta, Inc. [ OKTA ]	5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director __ X __ 10% Owner _____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle) 2128 SAND HILL ROAD	3. Date of Earliest Transaction (MM/DD/YYYY) 4/12/2017
(Street) MENLO PARK, CA 94025 (City) (State) (Zip)	4. If Amendment, Date Original Filed (MM/DD/YYYY)	6. Individual or Joint/Group Filing (Check Applicable Line) ___ Form filed by One Reporting Person _ X _ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security (Instr. 3)	2. Trans. Date	2A. Deemed Execution Date, if any	3. Trans. Code (Instr. 8)		4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1.Title of Security (Instr. 3)	2. Trans. Date	2A. Deemed Execution Date, if any	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock ⁽¹⁾	4/12/2017		C		6197759	A	⁽⁴⁾ ⁽⁵⁾ ⁽⁶⁾ ⁽⁷⁾ ⁽⁸⁾	6197759	I	See Footnote ⁽²⁾
Common Stock ⁽¹⁾	4/12/2017		C		396235	A	⁽⁴⁾ ⁽⁵⁾ ⁽⁶⁾ ⁽⁷⁾ ⁽⁸⁾	396235	I	See Footnote ⁽³⁾
Common Stock ⁽¹⁾	4/12/2017		J ⁽¹⁾		6197759	D	⁽¹⁾	0	I	See Footnote ⁽²⁾
Common Stock ⁽¹⁾	4/12/2017		J ⁽¹⁾		396235	D	⁽¹⁾	0	I	See Footnote ⁽³⁾

*Table II - Derivative Securities Beneficially Owned ( e.g.* , puts, calls, warrants, options, convertible securities)**
1. Title of Derivate Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Trans. Date	3A. Deemed Execution Date, if any	4. Trans. Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivate Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Trans. Date	3A. Deemed Execution Date, if any	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)			11. Nature of Indirect Beneficial Ownership (Instr. 4)
Series B Preferred Stock	⁽⁴⁾	4/12/2017		C			4199074	⁽⁴⁾	⁽⁴⁾	Common Stock	4199074	$0.00	0	I	See Footnote ⁽²⁾
Series B Preferred Stock	⁽⁴⁾	4/12/2017		C			268455	⁽⁴⁾	⁽⁴⁾	Common Stock	268455	$0.00	0	I	See Footnote ⁽³⁾
Series C Preferred Stock	⁽⁵⁾	4/12/2017		C			771039	⁽⁵⁾	⁽⁵⁾	Common Stock	771039	$0.00	0	I	See Footnote ⁽²⁾
Series C Preferred Stock	⁽⁵⁾	4/12/2017		C			49294	⁽⁵⁾	⁽⁵⁾	Common Stock	49294	$0.00	0	I	See Footnote ⁽³⁾
Series D Preferred Stock	⁽⁶⁾	4/12/2017		C			636220	⁽⁶⁾	⁽⁶⁾	Common Stock	636220	$0.00	0	I	See Footnote ⁽²⁾
Series D Preferred Stock	⁽⁶⁾	4/12/2017		C			40675	⁽⁶⁾	⁽⁶⁾	Common Stock	40675	$0.00	0	I	See Footnote ⁽³⁾
Series E Preferred Stock	⁽⁷⁾	4/12/2017		C			552313	⁽⁷⁾	⁽⁷⁾	Common Stock	552313	$0.00	0	I	See Footnote ⁽²⁾
Series E Preferred Stock	⁽⁷⁾	4/12/2017		C			35310	⁽⁷⁾	⁽⁷⁾	Common Stock	35310	$0.00	0	I	See Footnote ⁽³⁾
Series F Preferred Stock	⁽⁸⁾	4/12/2017		C			39113	⁽⁸⁾	⁽⁸⁾	Common Stock	39113	$0.00	0	I	See Footnote ⁽²⁾
Series F Preferred Stock	⁽⁸⁾	4/12/2017		C			2501	⁽⁸⁾	⁽⁸⁾	Common Stock	2501	$0.00	0	I	See Footnote ⁽³⁾
Class B Common Stock	⁽¹⁾ ⁽⁹⁾	4/12/2017		J ⁽¹⁾		6197759		⁽⁹⁾	⁽¹⁾ ⁽⁹⁾	Class A Common Stock	6197759	$0.00	6197759	I	See Footnote ⁽²⁾
Class B Common Stock	⁽¹⁾ ⁽⁹⁾	4/12/2017		J ⁽¹⁾		396235		⁽⁹⁾	⁽¹⁾ ⁽⁹⁾	Class A Common Stock	396235	$0.00	396235	I	See Footnote ⁽³⁾

Explanation of Responses:
(1)	Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
(2)	Consists of securities held of record by Khosla Ventures IV, L.P. ("KV IV"), of which Khosla Ventures Associates IV, LLC ("KVA IV") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV, and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.
(3)	Consists of securities held of record by Khosla Ventures IV (CF), L.P. ("KV IV (CF)"), of which KVA IV is the general partner. Vinod Khosla is the managing member of VK Services, which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV (CF), and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV (CF). Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.
(4)	The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis and has no expiration date.
(5)	The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis and has no expiration date.
(6)	The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis and has no expiration date.
(7)	The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis and has no expiration date.
(8)	The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis and has no expiration date.
(9)	Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Reporting Owners
Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
Khosla Ventures IV, L.P. 2128 SAND HILL ROAD MENLO PARK, CA 94025		X
Khosla Ventures IV (CF), L.P. 2128 SAND HILL ROAD MENLO PARK, CA 94025		X
Khosla Ventures Associates IV, LLC 2128 SAND HILL ROAD MENLO PARK, CA 94025		X
VK Services, LLC 2128 SAND HILL ROAD MENLO PARK, CA 94025		X
KHOSLA VINOD 2128 SAND HILL ROAD MENLO PARK, CA 94025		X

Signatures
/s/ John J. Demeter, as attorney in fact for Vinod Khosla, as Managing Member of VK Services, LLC, in its capacity as Manager of Khosla Ventures Associates IV, LLC, in its capacity as general partner of Khosla Ventures IV, L.P.		4/12/2017
^** Signature of Reporting Person		Date
/s/ John J. Demeter, as attorney in fact for Vinod Khosla, as Managing Member of VK Services, LLC, in its capacity as Manager of Khosla Ventures Associates IV, LLC, in its capacity as general partner of Khosla Ventures IV (CF), L.P.		4/12/2017
^** Signature of Reporting Person		Date
/s/ John J. Demeter, as attorney in fact for Vinod Khosla, as Managing Member of VK Services, LLC, in its capacity as Manager of Khosla Ventures Associates IV, LLC		4/12/2017
^** Signature of Reporting Person		Date
/s/ John J. Demeter, as attorney in fact for Vinod Khosla, as Managing Member of VK Services, LLC		4/12/2017
^** Signature of Reporting Person		Date
/s/ John J. Demeter, as attorney in fact for Vinod Khosla		4/12/2017
^** Signature of Reporting Person		Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*	If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note:	File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

Okta (NASDAQ:OKTA)
Historical Stock Chart
From Mar 2024 to Apr 2024

Click Here for more Okta Charts.

Okta (NASDAQ:OKTA)
Historical Stock Chart
From Apr 2023 to Apr 2024

Click Here for more Okta Charts.

{{bbMessage.M_Alias}} {{bbMessage.MSG_Date}} {{bbMessage.HowLongAgo}} {{bbMessage.MSG_ID}} {{bbMessage.MSG_Subject}}

Share on Facebook Share on Twitter Share on Email

Loading Messages....

See More Message Board Posts

Okta, Inc. News

More Okta, Inc. News Articles

Branded Legacy (PK)

Net Savings Link (PK)

Clean Vision (QB)

Therapeutic Solutions (PK)

Buildablock (PK)

Innerscope Hearing Techn... (PK)

FBEC Worldwide (PK)

Sunshine Biopharma

Enzolytics (PK)

Ronn Motor (PK)

BlackStar Enterprise (PK)

Hannover House (PK)

Virexit Technologies (PK)

Delayed Upgrade Clock