Report of Foreign Issuer (6-k)
March 28 2017 - 6:06AM
Edgar (US Regulatory)
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
March 28, 2017
Commission File Number 001-16125
|
|
|
|
|
Advanced Semiconductor Engineering, Inc.
|
( Exact name of Registrant as specified in its charter)
|
|
|
26 Chin Third Road
Nantze Export Processing Zone
Kaoshiung, Taiwan
Republic of China
|
(Address of principal executive offices)
|
Indicate by check mark whether the registrant files or will
file annual reports under cover of Form 20-F or Form 40-F.
Indicate by check mark if the registrant is submitting the Form
6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Note
: Regulation S-T Rule 101(b)(1) only permits the
submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders.
Indicate by check mark if the registrant is submitting the Form
6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Note: Regulation S-T Rule 101(b)(7) only permits the submission
in paper of a Form 6-K if submitted to furnish a report or other document that the registrant foreign private issuer must furnish
and make public under the laws of the jurisdiction in which the registrant is incorporated, domiciled or legally organized (the
registrant’s “home country”), or under the rules of the home country exchange on which the registrant’s
securities are traded, as long as the report or other document is not a press release, is not required to be and has not been distributed
to the registrant’s security holders, and, if discussing a material event, has already been the subject of a Form 6-K submission
or other Commission filing on EDGAR.
Indicate by check mark whether by furnishing the information
contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b)
under the Securities Exchange Act of 1934.
If “Yes” is marked, indicate below the file number
assigned to the registrant in connection with Rule 12g3-2(b):
Not applicable
Signatures
Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
|
|
ADVANCED SEMICONDUCTOR
ENGINEERING, INC.
|
|
|
|
|
|
|
|
|
|
Date:March 28, 2017
|
By:
|
/s/ Joseph Tung
|
|
|
Name:
|
Joseph Tung
|
|
|
Title:
|
Chief Financial Officer
|
|
Advanced Semiconductor Engineering, Inc.
Below is the English translation of our
MOPS filing made on March 28, 2017
The Transfer of the Certificate of Payment
of New Shares Issued for Cash Capital Increase and the Listing Date
Announcement of Approval of Listing (OTC Listing)
or Delisting (OTC Delisting) of Shares or Corporate Bonds
(Source: Company Law Article 252 and Article
273)
Announcement No.
|
1
|
Subject
|
Advanced Semiconductor Engineering, Inc. (the “Company”) hereby announces the transfer of the certificate of payment of new shares issued for 2016 cash capital increase and the listing date.
|
Content of the Announcement
|
1.
It
was resolved by the board meeting of the Company on December 8, 2016 to issue 300,000,000 new shares for cash
capital increase, with a par value of NT$10 per share and a total amount of NT$3,000,000,000. The Company’s issuance of
new shares for cash capital increase has been approved by Financial Supervisory Commission R.O.C (Taiwan) in Financial
Supervisory Securities Auditing Document No. 1050052708 on January 4, 2017.
2.
The Company hereby announces the following matters in relation to the issuance of new shares for capital increase.
(1) Original
listed shares: 7,944,875,346 common shares, with a par value of NT$10 per share and a total amount of NT$79,448,753,460.
(2) Shares
to be listed: 300,000,000 shares represented by the certificate of payment, with a par value of NT$10 per share and a total amount
of NT$3,000,000,000.
(3) Accumulated
listed shares: 8,244,875,346 shares, including the original listed common shares and the shares represented by the certificate
of payment, with a par value of NT$10 per share and a total amount of NT$82,448,753,460.
(4) The rights
and obligations of shares represented by the certificate of payment: the same as the rights and obligations of the original listed
common shares.
(5) Certifying
institution for shares represented by the certificate of payment: N/A (The shares for cash capital increase will be issued in non-physical
form.)
(6) Share
transfer institution: Securities Agent Department of President Securities Corporation (Address: UG 1/F, No.8 Tung Hsing Road, Songshan
District, Taipei, Tel: (02) 27478266).
3.
The transfer and listing of the certificate of payment:
(1) The certificate
of payment will be transferred to the respective designated DTCC accounts of subscribers on March 31, 2017 and will be listed for
trading on the same date. Please refer to the updated passbook of the securities agents.
(2)
Shareholders who do not have a designated DTCC account shall liaise with President Securities Corporation,
the Company’s share registrar, to arrange transfer to such shareholder’s securities accounts. A stamped Application
for Transfer of Securities must be presented.
|
|
(3) Subscribers shall
not request for delivery of the certificate of payment.
4. The shares represented by the certificate of payment will be issued in non-physical form in 30 days after the Company’s
registration of change of share capital is approved by relevant authorities. Upon such issuance, the certificate of payment
will be canceled and replaced by the shares. Further announcement(s) in relation to such issuance will be made.
5. Notice is hereby given.
|
This announcement does not constitute an
offer to sell or the solicitation of an offer to purchase any securities in the United States or any other jurisdiction in which
such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such
jurisdiction. No securities may be offered or sold in the United States absent registration or an applicable exemption from registration
requirements. Any public offering of securities to be made in the United States will be made by means of a prospectus that may
be obtained from the Company. Such prospectus will contain detailed information about the Company and management, as well as financial
statements. The Company has registered the rights offering portion of the offering in the United States. Otherwise, no public offering
of securities is to be made by the Company in the United States.
Safe Harbor Notice:
This announcement contains “forward-looking
statements” within the meaning of Section 27A of the United States Securities Act of 1933, as amended, and Section 21E of
the United States Securities Exchange Act of 1934, as amended, including statements regarding our future results of operations
and business prospects. Although these forward-looking statements, which may include statements regarding our future results of
operations, financial condition or business prospects, are based on our own information and information from other sources we believe
to be reliable, you should not place undue reliance on these forward-looking statements, which apply only as of the date of this
press release. The words “anticipate,” “believe,” “estimate,” “expect,” “intend,”
“plan” and similar expressions, as they relate to us, are intended to identify these forward-looking statements in
this press release. Our actual results of operations, financial condition or business prospects may differ materially from those
expressed or implied in these forward-looking statements for a variety of reasons, including risks associated with cyclicality
and market conditions in the semiconductor or electronic industry; changes in our regulatory environment, including our ability
to comply with new or stricter environmental regulations and to resolve environmental liabilities; demand for the outsourced semiconductor
packaging, testing and electronic manufacturing services we offer and for such outsourced services generally; the highly competitive
semiconductor or manufacturing industry we are involved in; our ability to introduce new technologies in order to remain competitive;
international business activities; our business strategy; our future expansion plans and capital expenditures; the uncertainties
as to whether we can complete the acquisition of 100% of Siliconware Precision Industries Co., Ltd. shares not otherwise owned
by ASE; the strained relationship between the Republic of China and the People’s Republic of China; general economic and
political conditions; the recent global economic crisis; possible disruptions in commercial activities caused by natural or human-induced
disasters; fluctuations in foreign currency exchange rates; and other factors. For a discussion of these risks and other factors,
please see the documents we file from time to time with the Securities and Exchange Commission, including our 2015 Annual Report
on Form 20-F filed on April 29, 2016.
ASE Technology (NYSE:ASX)
Historical Stock Chart
From Mar 2024 to Apr 2024
ASE Technology (NYSE:ASX)
Historical Stock Chart
From Apr 2023 to Apr 2024