Amended Statement of Changes in Beneficial Ownership (4/a)

Date : 03/20/2017 @ 7:20PM
Source : Edgar (US Regulatory)
Stock : Delek US Holdings, Inc. (DK)
Quote : 26.7  -0.12 (-0.45%) @ 4:03PM

Amended Statement of Changes in Beneficial Ownership (4/a)

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Soreq Avigal
2. Issuer Name and Ticker or Trading Symbol

Delek US Holdings, Inc. [ DK ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
Executive Vice President
(Last)          (First)          (Middle)

7102 COMMERCE WAY
3. Date of Earliest Transaction (MM/DD/YYYY)

3/8/2017
(Street)

BRENTWOOD, TN 37027
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

3/10/2017 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   3/8/2017     S    2000   (1) D $24.7523   (2) 21729   D    
Common Stock   3/8/2017     M    6667   (1) A $10.65   28396   D    
Common Stock   3/8/2017     D    2867   (3) D $24.77   25529   D    
Common Stock   3/8/2017     F    1171   (4) D $24.77   24358   D    
Common Stock   3/8/2017     S    2629   (1) D $24.7519   (5) 21729   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Appreciation Right   $10.65   3/8/2017     M      6667   (1)        (6) 12/10/2021   Common Stock   6667.0   $0   0   D    

Explanation of Responses:
( 1)  This amendment is being filed to amend the Form 4 filed by the reporting person on March 10, 2017 (the "Original Form") to clarify that a portion of the reported 4,629 shares of Common Stock sold on March 8, 2017 were acquired upon exercise of a stock appreciation right on the same date and to correct the number of shares beneficially owned following such exercise in column 5 of Table I. The number of shares of Common Stock was also incorrectly reported in column 5 of Table I of the subsequent Form 4 filed by the reporting person on March 14, 2017.
( 2)  The price reflects the weighted average sale price of multiple transactions ranging from a low sale price of $24.75 per share to a high sale price of $24.7524 per share. Upon the written request of the SEC, the Issuer or a security holder of the Issuer, the reporting person agrees to provide the number of shares sold at each sale price.
( 3)  This amendment is being filed to also report the disposition of shares of Common Stock to Delek US Holdings, Inc. for payment of the exercise price in connection with the exercise of the stock appreciation right that was not previously reported in the Original Form 4.
( 4)  This amendment is being filed to also report the shares withheld to cover tax withholding obligations in connection with the exercise of the stock appreciation right that was not previously reported in the Original Form 4.
( 5)  The price reflects the weighted average purchase price of multiple transactions ranging from a low purchase price of $24.71 per unit to a high purchase price of $24.79 per common unit. Upon the written request of the staff of the SEC, the Issuer or a security holder of the Issuer, the reporting person agrees to provide the number of units sold at each sale price.
( 6)  The stock appreciation right vested with respect to 8,125 shares of Common Stock on each of December 10, 2012, December 10, 2013, December 10, 2014 and December 10, 2015

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Soreq Avigal
7102 COMMERCE WAY
BRENTWOOD, TN 37027


Executive Vice President

Signatures
/s/ Avigal Soreq 3/20/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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