Securities Registration: Employee Benefit Plan (s-8)
March 16 2017 - 7:46AM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on March 16, 2017
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
S-8
REGISTRATION STATEMENT
UNDER
THE
SECURITIES ACT OF 1933
Karyopharm Therapeutics Inc.
(Exact name of registrant as specified in its charter)
|
|
|
Delaware
|
|
26-3931704
|
(State or other jurisdiction of
incorporation or organization)
|
|
(I.R.S. Employer
Identification No.)
|
|
|
85 Wells Avenue, 2nd Floor
Newton, MA
|
|
02459
|
(Address of Principal Executive Offices)
|
|
(Zip Code)
|
2013 Stock Incentive Plan
(Full title of the plan)
Michael G. Kauffman
Chief Executive Officer
Karyopharm Therapeutics Inc.
85 Wells Avenue, 2nd Floor
Newton, MA 02459
(Name
and address of agent for service)
(617)
658-0600
(Telephone number, including area code, of agent for service)
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a
non-accelerated
filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b of the Exchange Act.
|
|
|
|
|
|
|
|
|
Large accelerated filer
|
|
☐
|
|
|
|
Accelerated filer
|
|
☒
|
|
|
|
|
|
Non-accelerated
filer
|
|
☐
|
|
(Do not check if a smaller reporting company)
|
|
Smaller reporting company
|
|
☐
|
CALCULATION OF REGISTRATION FEE
|
|
|
|
|
|
|
|
|
|
Title of Securities
to be Registered
|
|
Amount
to be
Registered (1)
|
|
Proposed
Maximum
Offering Price
Per Share
|
|
Proposed
Maximum
Aggregate
Offering Price
|
|
Amount of
Registration Fee
|
Common Stock, $0.0001 par value per share
|
|
1,675,513 shares
|
|
$10.02(2)
|
|
$16,788,641(2)
|
|
$1,946
|
|
|
(1)
|
In accordance with Rule 416 under the Securities Act of 1933, as amended, this registration statement shall be deemed to cover any additional securities that may from time to time be offered or issued to prevent
dilution resulting from stock splits, stock dividends or similar transactions.
|
(2)
|
Estimated solely for the purpose of calculating the registration fee pursuant to Rules 457(c) and 457(h) of the Securities Act of 1933, as amended, and based upon the average of the high and low prices of the
Registrants Common Stock as reported on the NASDAQ Global Select Market on March 14, 2017.
|
STATEMENT OF INCORPORATION BY REFERENCE
This Registration Statement on Form
S-8
is being filed to register an additional 1,675,513 shares of Common Stock,
$0.0001 par value per share, of Karyopharm Therapeutics Inc. (the Registrant) issuable under the Registrants 2013 Stock Incentive Plan (the Plan). Pursuant to General Instruction E to Form
S-8,
except as otherwise set forth below, this Registration Statement on
Form S-8
incorporates by reference the contents of (i) the Registration Statement on
Form
S-8,
File
No. 333-194746,
filed by the Registrant with the Securities and Exchange Commission (the SEC) on March 21, 2014 relating to the
Plan, (ii) the Registration Statement on
Form S-8,
File
No. 333-202742,
filed by the Registrant with the SEC on March 13, 2015 relating to the Plan
and (iii) the Registration Statement on Form
S-8,
File
No. 333-210221,
filed by the Registrant with the SEC on March 15, 2016 relating to the Plan.
PART II
INFORMATION
REQUIRED IN THE REGISTRATION STATEMENT
Item 8. Exhibits.
The Exhibit Index immediately preceding the exhibits is incorporated herein by reference.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the
requirements for filing on Form
S-8
and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Newton, Commonwealth of
Massachusetts, on this 16th day of March, 2017.
|
|
|
KARYOPHARM THERAPEUTICS INC.
|
|
|
By:
|
|
/s/ Michael G. Kauffman
|
Name:
|
|
Michael G. Kauffman, M.D., Ph.D.
|
Title:
|
|
Chief Executive Officer
|
POWER OF ATTORNEY AND SIGNATURES
We, the undersigned officers and directors of Karyopharm Therapeutics Inc., hereby severally constitute and appoint Michael G. Kauffman and Justin A. Renz,
and each of them singly, our true and lawful attorneys with full power to them, and each of them singly, to sign for us and in our names in the capacities indicated below, the registration statement on Form
S-8
filed herewith and any and all subsequent amendments to said registration statement, and generally to do all such things in our names and on our behalf in our capacities as officers and directors to enable
Karyopharm Therapeutics Inc. to comply with the provisions of the Securities Act of 1933, as amended, and all requirements of the Securities and Exchange Commission, hereby ratifying and confirming our signatures as they may be signed by our said
attorneys, or any of them, to said registration statement and any and all amendments thereto.
Pursuant to the requirements of the Securities Act of 1933,
this registration statement has been signed by the following persons in the capacities and on the dates indicated.
|
|
|
|
|
Signature
|
|
Title
|
|
Date
|
|
|
|
/s/ Michael G. Kauffman
Michael G. Kauffman, M.D., Ph.D.
|
|
Chief Executive Officer and Director (principal executive officer)
|
|
March 16, 2017
|
|
|
|
/s/ Justin A. Renz
Justin A. Renz
|
|
Executive Vice President, Chief Financial Officer and Treasurer (principal financial and accounting officer)
|
|
March 16, 2017
|
|
|
|
/s/ Garen G. Bohlin
Garen G. Bohlin
|
|
Director
|
|
March 16, 2017
|
|
|
|
/s/ Mikael Dolsten
Mikael Dolsten, M.D., Ph.D.
|
|
Director
|
|
March 16, 2017
|
|
|
|
/s/ J. Scott Garland
J. Scott Garland
|
|
Director
|
|
March 16, 2017
|
|
|
|
/s/ Barry E. Greene
Barry E. Greene
|
|
Director
|
|
March 16, 2017
|
|
|
|
/s/ Deepika R. Pakianathan
Deepika R. Pakianathan, Ph.D.
|
|
Director
|
|
March 16, 2017
|
|
|
|
/s/ Mansoor Raza Mirza
Mansoor Raza Mirza, M.D.
|
|
Director
|
|
March 16, 2017
|
|
|
|
/s/ Kenneth E. Weg
Kenneth E. Weg
|
|
Director
|
|
March 16, 2017
|
INDEX TO EXHIBITS
|
|
|
Number
|
|
Description
|
|
|
4.1(1)
|
|
Restated Certificate of Incorporation of the Registrant
|
|
|
4.2(2)
|
|
Amended and Restated
By-Laws
of the Registrant
|
|
|
5.1
|
|
Opinion of Wilmer Cutler Pickering Hale and Dorr LLP, counsel to the Registrant
|
|
|
23.1
|
|
Consent of Wilmer Cutler Pickering Hale and Dorr LLP
(included in Exhibit 5.1)
|
|
|
23.2
|
|
Consent of Ernst & Young LLP
|
|
|
24.1
|
|
Power of attorney (included on the signature pages of this registration statement)
|
|
|
99.1(3)
|
|
2013 Stock Incentive Plan
|
(1)
|
Previously filed with the Securities and Exchange Commission as Exhibit 3.1 to the Registrants Current Report on Form
8-K
(File
No. 001-36167)
filed with the Securities and Exchange Commission on November 18, 2013 and incorporated herein by reference.
|
(2)
|
Previously filed with the Securities and Exchange Commission as Exhibit 3.2 to the Registrants Current Report on Form
8-K
(File
No. 001-36167)
filed with the Securities and Exchange Commission on November 18, 2013 and incorporated herein by reference.
|
(3)
|
Previously filed with the Securities and Exchange Commission as Exhibit 10.3 to the Registrants Registration Statement on
Form S-1,
as amended (File
No. 333-191584)
filed with the Securities and Exchange Commission on October 28, 2013 and incorporated herein by reference.
|
Karyopharm Therapeutics (NASDAQ:KPTI)
Historical Stock Chart
From Mar 2024 to Apr 2024
Karyopharm Therapeutics (NASDAQ:KPTI)
Historical Stock Chart
From Apr 2023 to Apr 2024