Current Report Filing (8-k)
March 13 2017 - 9:01AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
March 12, 2017
|
SIGNAL BAY, INC.
|
|
(Exact name of registrant as specified in its charter)
|
Colorado
(State or other jurisdiction of incorporation)
|
000-12350
|
|
47-1890509
|
|
(Commission File No.)
|
|
(IRS Employer Identification No.)
|
|
62930 O.B. Riley Rd #300
Bend, OR
|
|
97703
|
|
(Address of principal executive offices)
|
|
(zip code)
|
|
541-633-4568
|
|
(Registrant’s telephone number, including area code)
|
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2 (b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4 (c))
Item 3.03 Material Modification to Rights of Security Holders
On March 12, 2017, the holders of a majority of the Series B and C preferred stock of Signal Bay, Inc. (the “Company”), respectively, elected to amend the Series B and C preferred stock designations to remove anti-reverse stock split provisions, so that now the conversion of preferred stock to common stock shall be downwardly adjusted upon a reverse stock split by the Company.
Item 9.01 Financial Statements and Exhibits.
|
99.1
|
|
Certificate of Designation, Preferences and Rights of Series B Preferred Stock of Signal Bay, Inc. (Amended as of March 12, 2017)
|
|
|
|
|
|
99.2
|
|
Certificate of Designation, Preferences and Rights of Series C Preferred Stock of Signal Bay, Inc. (Amended as of March 12, 2017)
|
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
|
Signal Bay, Inc.
|
|
|
|
|
|
|
|
Dated: March 12, 2017
|
By:
|
/s/ William Waldrop
|
|
|
|
Name:
|
William Waldrop
|
|
|
|
Title:
|
CEO
|
|