Current Report Filing (8-k)
March 09 2017 - 4:03PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM 8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date
of Report (Date of Earliest Event Reported): March 9, 2017
REAL
GOODS SOLAR, INC.
(Exact
Name of Registrant as Specified in its Charter)
Colorado
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001-34044
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26-1851813
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(State
or Other Jurisdiction
of
Incorporation)
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(Commission
File Number)
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(IRS
Employer
Identification
No.)
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110
16
th
Street, Suite 300, Denver, CO 80202
(Address
of Principal Executive Offices, Including Zip Code)
Registrant’s
telephone number, including area code: (303) 222-8300
Not
Applicable
(Former
Name or Former Address, if Changed Since Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
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☐
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item
2.02. Results of Operations and Financial Condition.
On
March 9, 2017, Real Goods Solar, Inc. (the “Company”) issued a press release announcing results for its fourth quarter
ended December 31, 2016. A copy of the press release is attached as Exhibit 99.1.
This
Current Report on Form 8-K and the earnings press release attached hereto are being furnished by the Company pursuant to Item
2.02 “Results of Operations and Financial Condition.” In accordance with General Instruction B.2 of Form 8-K, the
information contained in this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed “filed” for
the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section.
In addition, this information shall not be deemed incorporated by reference into any of the Company’s filings with the Securities
and Exchange Commission, except as shall be expressly set forth by specific reference in any such filing.
Item
9.01. Financial Statements and Exhibits.
(d)
Exhibits
Exhibit
No.
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Description
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99.1
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Press
Release issued by Real Goods Solar, Inc. on March 9, 2017
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SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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REAL GOODS SOLAR, INC.
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By:
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/s/ Alan Fine
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Alan Fine
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Principal Financial Officer
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Date:
March 9, 2017
EXHIBIT
INDEX
Exhibit
No.
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Description
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99.1
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Press
Release issued by Real Goods Solar, Inc. on March 9, 2017
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