OXSQ Oxford Square Capital Corporation

 

 

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM ABS-15G
ASSET-BACKED SECURITIZER
REPORT PURSUANT TO SECTION 15G OF
THE SECURITIES EXCHANGE ACT OF 1934

 

Check the appropriate box to indicate the filing obligation to which this form is intended to satisfy:

 

x	Rule 15Ga-1 under the Exchange Act (17 CFR 240.15Ga-1) for the reporting period
	January 1, 2016 to December 31, 2016
	Date of Report (Date of earliest event reported)  March 6, 2017
	Commission File Number of securitizer:  814-00638 [fn]
	Central Index Key Number of securitizer:  0001259429

 

Saul B. Rosenthal

(203) 983-5275

Name and telephone number, including area code, of the person to
contact in connection with this filing.

 

Indicate by check mark whether the securitizer has no activity to report for the initial period pursuant to Rule 15Ga-1(c)(1)   o

 

Indicate by check mark whether the securitizer has no activity to report for the quarterly period pursuant to Rule 15Ga-1(c)(2)(i)   o

 

Indicate by check mark whether the securitizer has no activity to report for the annual period pursuant to Rule 15Ga-1(c)(2)(ii)   x

 

[fn]: TICC Capital Corp., as securitizer, is filing this Form ABS-15G in respect of all asset-backed securities sponsored by it and outstanding during the reporting period, including asset-backed securities privately issued by the following affiliated issuer: TICC CLO 2012-1 LLC.

 

SEC2860(6-15)

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

 

 

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REPRESENTATION AND WARRANTY INFORMATION

 

Item 1.01 Initial Filing of Rule 15Ga-1 Representations and Warranties Disclosure

 

Not applicable.

 

Item 1.02 Periodic Filing of Rule 15Ga-1 Representations and Warranties Disclosure

 

Pursuant to Rule 15Ga-1(c)(2), TICC Capital Corp. has indicated by check mark that there is no activity to report for the previous calendar year.

 

Item 1.03 Notice of Termination of Duty to File Reports under Rule 15Ga-1

 

Not applicable.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the reporting entity has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

TICC Capital Corp.		(Securitizer)
Date	March 6, 2017
/s/ Saul B. Rosenthal				(Signature)*
Saul B. Rosenthal President

 

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*Print name and title of the signing officer under his signature.

 

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