Current Report Filing (8-k)
March 01 2017 - 4:13PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND
EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
___________
FORM 8-K
CURRENT
REPORT
PURSUANT TO SECTION
13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of
earliest event reported):
March 1, 2017
GERON
CORPORATION
(Exact name of registrant as specified in its
charter)
Delaware
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0-20859
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75-2287752
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(State or other jurisdiction
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(Commission File Number)
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(IRS
Employer
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of
incorporation)
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Identification
No.)
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149 COMMONWEALTH DRIVE,
SUITE 2070
MENLO PARK, CALIFORNIA 94025
(Address of principal executive offices, including
zip code)
(650)
473-7700
(Registrant's
telephone number, including area code)
N/A
(Former name or former address, if changed since
last report)
Check the appropriate box
below if the Form 8-K filing is intended to simultaneously satisfy the filing
obligation of the registrant under any of the following provisions:
o
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Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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o
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
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o
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Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
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o
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Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
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Item 2.02 Results of
Operations and Financial Condition
Geron Corporation (the
Company) is furnishing this information under Item 2.02 of Form 8-K.
The information in this
Current Report, including Exhibit 99.1, is being furnished and shall not be
deemed filed for the purposes of Section 18 of the Securities Exchange Act of
1934, as amended (the Exchange Act), or otherwise subject to the liabilities
of that section. The information in this Current Report, including Exhibit 99.1,
shall not be incorporated by reference into any registration statement or other
document filed pursuant to the Securities Act of 1933, as amended, or the
Exchange Act.
On March 1, 2017, the Company
issued a press release announcing its financial results for the three and twelve
months ended December 31, 2016. A copy of the press release is attached as
Exhibit 99.1.
Item 9.01 Financial
Statements and Exhibits
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(d) Exhibits
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Exhibit
No.
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Description
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99.1
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Press release dated March 1,
2017.
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SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this
report to be signed on its behalf by the undersigned hereunto duly
authorized.
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GERON CORPORATION
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Date: March 1, 2017
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By:
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/s/ Stephen N.
Rosenfield
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Name:
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Stephen N. Rosenfield
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Title:
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Executive Vice President, General Counsel and
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Corporate Secretary
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EXHIBIT INDEX
Exhibit
No.
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Description
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99.1
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Press release dated March 1,
2017.
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