Current Report Filing (8-k)
February 17 2017 - 4:06PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 16,
2017
CONATUS PHARMACEUTICALS INC.
(Exact Name of Registrant as Specified in its Charter)
Delaware
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001-36003
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20-3183915
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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16745 West Bernardo Drive, Suite 200
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San Diego, CA
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92127
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s telephone number, including area code: (858)
376-2600
(Former Name or Former Address, if Changed Since Last Report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following provisions (
see
General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.02
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Departure of Directors or Certain Officers; Election of Directors; Appointment
of Certain Officers; Compensatory Arrangements of Certain Officers.
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On February 16, 2017, Charles J. Cashion tendered his resignation
as Senior Vice President, Finance, Chief Financial Officer and Secretary of Conatus Pharmaceuticals Inc. (the “Company”),
a position which he has held since co-founding the Company in 2005. The resignation will be effective on March 31, 2017, and he
will continue to serve as Senior Vice President, Finance, Chief Financial Officer and Secretary until that date, during which time
the Company expects to complete its year-end audit and file its Annual Report on Form 10-K. Mr. Cashion plans to retire and his
decision to resign from the Company did not result from any disagreement with the Company concerning any matter relating to its
operations, policies or practices.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: February 17, 2017
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CONATUS PHARMACEUTICALS INC.
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By:
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/s/ Steven J. Mento, Ph.D.
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Name:
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Steven J. Mento, Ph.D.
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Title:
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President and Chief Executive Officer
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