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On August 9, 2016, Ronin Capital sold 10,000 shares at prices ranging from $21.86 to $21.90 per share;
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On August 10, 2016, Ronin Capital sold 10,000 shares at prices ranging from $21.54 to $21.91 per share;
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On August 11, 2016, Ronin Capital sold 10,000 shares at prices ranging from $21.97 to $22.05 per share;
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On August 15, 2016, Ronin Capital sold 10,000 shares at prices ranging from $22.96 to $23.15 per share;
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On August 22, 2016, Ronin Capital sold 59,863 shares at prices ranging from $21.52 to $21.95 per share;
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On August 23, 2016, Ronin Capital sold 36,965 shares at prices ranging from $21.64 to $21.78 per share;
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On August 26, 2016, Ronin Capital sold 24,351 shares at prices ranging from $21.40 to $21.56 per share;
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On September 23, 2016, Ronin Capital sold 7,000 shares at prices ranging from $25.06 to $25.61 per share;
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On September 26, 2016, Ronin Capital sold 2,225 shares at prices ranging from $25.04 to $25.10 per share;
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On September 27, 2016, Ronin Capital sold 30,775 shares at prices ranging from $25.66 to $26.05 per share; and
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On December 6, 2016, Ronin Capital sold 63,061 shares at prices ranging from $27.00 to $28.41 per share.
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Item 4 of the Schedule 13D is amended as follows:
All Xencor shares owned by the Reporting Persons have been acquired for investment purposes. The Reporting Persons may purchase additional securities of the Issuer from time to time in open market or private transactions. In addition, the Reporting Persons may dispose of all or a portion of the securities of the Issuer at any time. The Reporting Persons reserve the right to increase or decrease their holdings on such terms and at such times as they may decide.
Other than as described above in this Item 4, the Reporting Persons do not have any plan or proposal relating to or that would result in: (a) the acquisition by any person of additional securities of the Issuer or the disposition of securities of the Issuer; (b) an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries; (c) a sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries; (d) any change in the present board of directors or management of the Issuer, including any plans or proposals to change the number or terms of directors or to fill any existing vacancies on the board; (e) any material change in the present capitalization or dividend policy of the Issuer; (f) any other material change in the Issuers business or corporate structure including but not limited to, if the issuer is a registered closed-end investment company, any plans or proposals to make any changes in its investment policy for which a vote is required by Section 13 of the Investment Company Act of 1940; (g) any changes in the Issuers charter, by-laws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Issuer by any person; (h) causing a class of securities of the Issuer to be delisted from a national securities exchange or to cease to
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