SCHEDULE 13G
CUSIP No.
None
Page
2
of
5
Pages
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1
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Names of Reporting Persons
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I.R.S. Identification Nos. of above persons (entities only)
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Tina P. Johnson
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2
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Check the Appropriate Box if a Member of a Group
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(a)
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(b)
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3
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SEC Use Only
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4
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Citizenship or Place of Organization
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United States
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Number of Shares Beneficially Owned by Each Reporting Person With:
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5
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Sole Voting Power
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95,908,899
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6
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Shared Voting Power
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178,800
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7
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Sole Dispositive Power
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24,036,385
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8
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Shared Dispositive Power
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72,051,314
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
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96,087,699
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10
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares
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Not applicable.
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11
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Percent of Class Represented by Amount in Row (9)
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12.6%
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12
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Type of Reporting Person
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IN
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SCHEDULE 13G
CUSIP No.
None
Page
3
of
5
Pages
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Item 1 (a).
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Name of Issuer:
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Publix Super Markets, Inc. (the "Issuer" or the "Company")
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Item 1 (b).
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Address of Issuer’s Principal Executive Offices:
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3300 Publix Corporate Parkway, Lakeland, FL 33811
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Item 2 (a).
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Name of Person Filing:
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Tina P. Johnson
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Item 2 (b).
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Address of Principal Business Office or, if none, Residence:
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3300 Publix Corporate Parkway, Lakeland, FL 33811
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Item 2 (c).
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Citizenship:
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United States
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Item 2 (d).
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Title of Class of Securities:
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Common Stock, Par Value $1.00 Per Share
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Item 2 (e).
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CUSIP Number:
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None
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Item 3.
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If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person is a:
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Not applicable.
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Item 4.
Ownership
Information regarding ownership of common stock of the Issuer:
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(a)
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Amount beneficially owned:
96,087,699
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(b)
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Percent of class:
12.6%
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(c)
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Number of shares as to which such person has:
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(i) Sole power to vote or to direct the vote:
95,908,899
(ii) Shared power to vote or to direct the vote:
178,800
(iii) Sole power to dispose or to direct the disposition of:
24,036,385
(iv) Shared power to dispose or to direct the disposition of:
72,051,314
As of
February 7, 2017
, Tina P. Johnson was the beneficial owner, as that term is defined under Rule 13d-3 under the Securities Exchange Act of 1934, as amended, of a total of
96,087,699
shares of the Company’s common stock or approximately
12.6%
of the total outstanding shares of the Company’s common stock.
Ms. Johnson is the trustee of the Company’s 401(k) SMART Plan ("SMART Plan"), and as such, Ms. Johnson is deemed to have sole voting and shared dispositive power over the shares held by the SMART Plan except to the extent of
her individual SMART Plan shares for which she has sole voting and investment power. She is therefore deemed to be the beneficial owner of the
71,812,611
shares of the Company’s common stock held by the SMART Plan, or approximately
9.4%
of the total outstanding shares of the Company’s common stock.
SCHEDULE 13G
CUSIP No.
None
Page
4
of
5
Pages
Ms. Johnson has sole voting and investment power over
109,939
shares of common stock which are held indirectly, sole voting and shared investment power over
59,903
shares of common stock which are held indirectly and shared voting and investment power over
178,800
shares of common stock which are held directly. Ms. Johnson also has sole voting and investment power over
23,926,446
shares of common stock as the trustee of trusts for which Ms. Johnson does not have a pecuniary interest.
Item 5.
Ownership of Five Percent or Less of a Class
Not applicable.
Item 6.
Ownership of More than Five Percent on Behalf of Another Person
Participants in the SMART Plan have the right to direct the investment and disposition of the funds held in their plan accounts into and out of the Company’s common stock through the Publix Stock Fund offered under the SMART Plan. Vested participants also have the right upon termination, pursuant to the terms of the SMART Plan, to elect an in-kind distribution of the Company’s common stock to the extent of their holdings in the Publix Stock Fund. Accordingly, any dividends on the Company’s common stock and the proceeds from the sale of the Company’s common stock are credited to participants who have elected to invest in and/or dispose of such common stock.
Ms. Johnson is the trustee of trusts that hold an aggregate of
23,926,446
shares of the Company’s common stock for which she does not have a pecuniary interest. The beneficiaries of their respective trusts are entitled to all of the economic benefits of ownership of the shares of the Company's common stock held by those trusts.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
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Not applicable. However, as noted in Item 4 above, Ms. Johnson is the trustee of the SMART Plan and is deemed to have sole voting and shared dispositive power over the shares held by the SMART Plan.
Item 8.
Identification and Classification of Members of the Group
Not applicable.
Item 9.
Notice of Dissolution of Group
Not applicable.
Item 10.
Certification
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
SCHEDULE 13G
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CUSIP No.
None
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Page
5
of
5
Pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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Dated:
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February 10, 2017
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By:
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/s/ Tina P. Johnson
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Tina P. Johnson
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