Current Report Filing (8-k)
February 08 2017 - 7:01AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report Pursuant
to Section 13 or 15(d) of
the Securities Exchange
Act of 1934
Date of Report (Date of
earliest event reported):
February 8, 2017
TRUETT-HURST, INC.
______________
(Exact name of registrant
as specified in its charter)
Delaware
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001-35973
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46-1561499
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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125 Foss Creek Circle, Healdsburg, CA 95448
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(Address of principal executive offices) (Zip Code)
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Registrant's telephone
number, including area code: (707) 431.4423
(Former name or former
address, if changed since last report): Not applicable
Check the appropriate box below if the Form
8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 2.02.
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Results of Operations and Financial Condition.
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On February 8, 2017,
Truett-Hurst Inc. (NASDAQ: THST), announced its financial results for its second quarter fiscal year 2017 ended December 31, 2016.
A copy of Truett-Hurst Inc.’s press release announcing these financial results is attached as Exhibit 99.1 to this Current
Report on Form 8-K.
The information in
this report, including the press release and presentation furnished as Exhibits 99.1 and 99.2 hereto, shall not be deemed to be
“filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”),
or otherwise subject to the liabilities of that Section, and shall not be incorporated by reference into any filing under the Securities
Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing. In
addition, the exhibits furnished herewith contain statements intended as “forward-looking statements” that are subject
to the cautionary statements about forward-looking statements set forth in such exhibits.
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Item 9.01.
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Financial Statements and Exhibits
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The exhibits listed below are furnished
pursuant to Item 2.02 hereof and shall not be deemed “filed” under the Securities Exchange Act of 1934.
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99.1
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Press release issued by Truett-Hurst, Inc. on February
8, 2017.
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99.2
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Truett-Hurst, Inc. Second Quarter FY17 Earnings Call Presentation,
dated February 8, 2017.
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SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Truett-Hurst, Inc.
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By:
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/s/ Evan B. Meyer
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Evan B. Meyer
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Chief Financial Officer
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Date: February 8, 2017
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EXHIBIT
INDEX
Exhibit No.
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Description of Exhibit
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99.1
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Press release issued by Truett-Hurst, Inc. on February 8, 2017.
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99.2
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Truett-Hurst, Inc. Second Quarter of FY17 Earnings Call Presentation, dated February 8, 2017.
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