FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Anthony Nicholas C.

2. Date of Event Requiring Statement (MM/DD/YYYY)
1/25/2017 

3. Issuer Name and Ticker or Trading Symbol

DUKE REALTY CORP [DRE]

(Last)        (First)        (Middle)

600 E. 96TH ST., #100

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
EVP, Chief Investment Officer /

(Street)

INDIANAPOLIS, IN 46240       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   18952   (1) D  
 
Common Stock   445   I   By 401(k) Plan  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock Units     (2)   (2) Common Stock   34768     (2) D  
 
LTIP Units   (3)   (4)   (4) Common Stock   7673     (3) D  
 
LTIP Units   (3)   (5)   (5) Common Stock   16992     (3) D  
 
Units   (6)   (6)   (6) Common Stock   3837     (6) D  
 

Explanation of Responses:
( 1)  Includes 12,586 restricted stock units granted pursuant to Rule 16b-3 of Section 16b of the Securities Exchange Act of 1934.
( 2)  Represents phantom stock units acquired under the Executives' Deferred Compensation Plan of Duke Realty Services Limited Partnership. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash and/or stock upon the Reporting Person's termination of employment.
( 3)  Represents units of limited partnership interest (LTIP Unit) in Duke Realty Limited Partnership (DRLP), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based incentive programs. When earned and vested, each LTIP Unit may be converted into a Common Unit of limited partnership interest in DRLP. Each Common Unit acquired upon the conversion of an LTIP Unit is redeemable by the holder for shares of common stock of the Issuer on a one-for-one basis. LTIP units are generally not convertible until two years from the date of the grant.
( 4)  LTIP Units vest in three equal installments beginning on February 10, 2016 and have no expiration date.
( 5)  LTIP Units vest in three equal installments beginning on February 10, 2017 and have no expiration date.
( 6)  Represents Common Units of DRLP. Each Common Unit is redeembable by the holder for shares of common stock of the Issuer on a one-for-one basis. Common Units have no expiration date.

Remarks:
Remarks:

Exhibit List:
Exhibit 24 - Power of Attorney

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Anthony Nicholas C.
600 E. 96TH ST., #100
INDIANAPOLIS, IN 46240


EVP, Chief Investment Officer

Signatures
Tracy D. Swearingen for Nicholas C. Anthony per POA attached. 2/2/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Duke Realty (NYSE:DRE)
Historical Stock Chart
From Mar 2024 to Apr 2024 Click Here for more Duke Realty Charts.
Duke Realty (NYSE:DRE)
Historical Stock Chart
From Apr 2023 to Apr 2024 Click Here for more Duke Realty Charts.