Statement of Changes in Beneficial Ownership (4)
February 01 2017 - 06:43PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
DEIULIIS N J
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2. Issuer Name
and
Ticker or Trading Symbol
CONSOL Energy Inc
[
CNX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
President and CEO
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(Last)
(First)
(Middle)
1000 CONSOL ENERGY DRIVE
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3. Date of Earliest Transaction
(MM/DD/YYYY)
1/30/2017
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(Street)
CANONSBURG, PA 15317
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common shares, $0.01 par value per share
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1/31/2017
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G
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V
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69526
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A
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$0
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290020
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D
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Common shares, $0.01 par value per share
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6/14/2016
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G
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V
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3029
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D
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$0
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0
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I
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By 2014-1 GRAT
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Common shares, $0.01 par value per share
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3/4/2016
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G
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V
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30000
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D
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$0
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0
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I
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By 2015-1 GRAT
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Common shares, $0.01 par value per share
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11/14/2016
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G
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V
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22919
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D
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$0
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77081
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I
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By 2015-3 GRAT
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Common shares, $0.01 par value per share
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8/12/2016
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G
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V
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13578
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D
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$0
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26494
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I
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By 2015-2 GRAT
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Common shares, $0.01 par value per share
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30000
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I
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By 2016-1 GRAT
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Common shares, $0.01 par value per share
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1098
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I
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By Trust for Daughters
(1)
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Common shares, $0.01 par value per share
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1/31/2017
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A
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159387
(2)
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A
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$0
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449407
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D
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Common shares, $0.01 par value per share
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1/30/2017
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F
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14409
(3)
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D
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$18.30
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434998
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D
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Common shares, $0.01 par value per share
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1/31/2017
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F
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6121
(3)
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D
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$16.94
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428877
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D
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Common shares, $0.01 par value per share
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1/31/2017
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A
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166244
(4)
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A
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$0
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595121
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D
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Common shares, $0.01 par value per share
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1/31/2017
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F
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76506
(5)
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D
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$16.94
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518615
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D
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Common shares, $0.01 par value per share
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1/31/2017
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A
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60142
(6)
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A
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$0
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578757
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D
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Common shares, $0.01 par value per share
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1/31/2017
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F
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27678
(5)
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D
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$16.94
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551079
(7)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.
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(
2)
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Grant of restricted stock units, which vest annually in equal installments over a period of three years, under the Company's Equity Incentive Plan.
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(
3)
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Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to him.
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(
4)
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Represents the vesting and settlement of performance share units previously granted to the reporting person under the 2016 Long Term Incentive Program for the 2016 tranche performance period.
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(
5)
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Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of the performance share units previously reported herein.
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(
6)
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Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2014-2016 performance period.
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(
7)
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Of the 551,079 shares held directly, 190,694 are restricted stock units (including dividend equivalent rights).
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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DEIULIIS N J
1000 CONSOL ENERGY DRIVE
CANONSBURG, PA 15317
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X
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President and CEO
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Signatures
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Nicholas J. DeIuliis by Gregory V. Guinto, his attorney-in-fact
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2/1/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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